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COLUMBUS MCKINNON CORP — Director's Dealing 2020
May 20, 2020
33007_dirs_2020-05-20_37664a5f-f80e-4535-abfe-43d5ed12ed99.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COLUMBUS MCKINNON CORP (CMCO)
CIK: 0001005229
Period of Report: 2020-05-18
Reporting Person: Korman Alan S (VP, Gen'l Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-18 | Common Stock | A | 4248 | — | Acquired | 30250.0717 | Direct |
| 2020-05-18 | Common Stock | A | 4211 | — | Acquired | 34461.0717 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-18 | Non-Qualified Stock Options (Right to Buy) | $25.52 | A | 13357 | Acquired | 2030-05-17 | Common Stock (13357.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 26002.0717 | Direct |
Footnotes
F1: Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 5, 2019, subject to forfeiture in whole or part; units become fully vested and non-forfeitable 33.33% per year for three years beginning 5/18/2021, if reporting person remains an employee of issuer.
F2: Represents performance shares issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 5, 2019, subject to forfeiture; units become fully vested and non-forfeitable on 5/22/2021, if reporting person remains an employee of issuer.
F3: Includes 16,526.0717 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,487.6874 shares become fully vested on 5/23/2020; 1,872.4357 shares become fully vested 50% per year for two years beginning 5/22/2020; 2,134.0974 shares become fully vested 33.33% per year for three years beginning 5/22/2020; 2,872.6548 shares become fully vested 25% per year for four years beginning 5/20/2020; 1,337.0795 shares become fully vested 33.33% per year for three years beginning 5/20/2020, 2,574.1169 shares become fully vested 1/20/2022, and 4,248 shares become fully vested 33.33% per year for three years beginning 5/18/2021, if reporting person remains an employee of issuer. Also includes 4,480 shares which become fully vested on 5/22/2020 and 4,211 shares which become fully vested on 5/22/2021, if reporting person remains an employee of issuer.
F4: Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 5, 2019, subject to forfeiture in whole or part; options become exercisable 33.33% per year for three years beginning 5/18/2021, if reporting person remains an employee of issuer.