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COLUMBUS MCKINNON CORP — Director's Dealing 2020
Nov 10, 2020
33007_dirs_2020-11-10_2aa99385-617c-4191-beba-6c8ff3e3d3c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COLUMBUS MCKINNON CORP (CMCO)
CIK: 0001005229
Period of Report: 2020-11-09
Reporting Person: Rustowicz Gregory P (VP - Finance and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-09 | Common Stock | M | 10181 | $18.95 | Acquired | 77060.7596 | Direct |
| 2020-11-09 | Common Stock | S | 7500 | $37.50 | Disposed | 69560.7596 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-09 | Non-Qualified Stock Options (Right to Buy) | $18.95 | M | 10181 | Disposed | 2023-05-20 | Common Stock (10181.0) | Direct |
Footnotes
F1: Includes 22,551.7596 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,507.2819 shares become fully vested 5/22/2021; 2,247.1484 shares become fully vested 50% per year for two years beginning 5/22/2021; 3,338.5197 shares become fully vested 33.33% per year for three years beginning 5/20/2021; 3,866.9406 shares become fully vested 1/20/2022, 6,583.7169 shares become fully vested 33.33% per year for three years beginning 5/18/2021, and 5,008.1521 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 7/20/2021, if reporting person remains an employee of issuer. Also includes 6,642 shares which become fully vested on 5/22/2021, if reporting person remains an employee of issuer.
F2: Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture in whole or part; options became exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.