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COLUMBUS MCKINNON CORP — Director's Dealing 2020
Nov 4, 2020
33007_dirs_2020-11-04_3a88c9f2-bb86-4c53-aa27-2712f4f34825.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COLUMBUS MCKINNON CORP (CMCO)
CIK: 0001005229
Period of Report: 2020-11-02
Reporting Person: Korman Alan S (VP, Gen'l Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-02 | Common Stock | S | 3721 | $34.09 | Disposed | 32795.5028 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 36516.5028 | Direct |
Footnotes
F1: The sale was executed in multiple trades at prices ranging from $33.66 to $34.45, inclusive. The price reported reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F2: Includes 17,254.5028 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 938.2270 shares become fully vested 5/22/2021; 1,425.0208 shares become fully vested 50% per year for two years beginning 5/22/2021; 2,157.7251 shares become fully vested 33.33% per year for three years beginning 5/20/2021; 892.1560 shares become fully vested 50% per year for two years beginning 5/20/2021, 2,578.2957 shares become fully vested 1/20/2022, 4,254.9261 shares become fully vested 33.33% per year for three years beginning 5/18/2021, and 5,008.1521 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 7/20/2021, if reporting person remains an employee of issuer. Also includes 4,211 shares which become fully vested on 5/22/2021, if reporting person remains an employee of issuer.