COLUMBUS MCKINNON CORP — Director's Dealing 2020

Nov 12, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: COLUMBUS MCKINNON CORP (CMCO)
CIK: 0001005229
Period of Report: 2020-11-11

Reporting Person: MCCORMICK PETER M (VP-CraneSolutions)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-11	Common Stock	M	5161	$15.16	Acquired	47968.1588	Direct
2020-11-11	Common Stock	S	5161	$37.04	Disposed	42807.1588	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-11	Non-Qualified Stock Options (Right to Buy)	$15.16	M	5161	Disposed	2026-05-23	Common Stock (5161.0)	Direct

Footnotes

F1: The sale was executed in multiple trades at prices ranging from $37.00 to $37.11, inclusive. The price reported reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2: Includes 13,026.1588 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,229.8930 shares become fully vested 5/22/2021; 1,529.5632 shares become fully vested 50% per year for two years beginning 5/22/2021; 2,499.8526 shares become fully vested 33.33% per year for three years beginning 5/20/2021; 2,835.8235 shares become fully vested 1/20/2022; and 4,931.0265 shares become fully vested 33.33% per year for three years beginning 5/18/2021, if reporting person remains an employee of issuer. Also includes 4,521 shares which become fully vested on 5/22/2021, if reporting person remains an employee of issuer.

F3: Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture in whole or part; options became exercisable 25% per year for four years beginning 5/23/17, if reporting person remains an employee of issuer.