COLUMBUS MCKINNON CORP — Director's Dealing 2020

Nov 18, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: COLUMBUS MCKINNON CORP (CMCO)
CIK: 0001005229
Period of Report: 2020-11-16

Reporting Person: Paradowski Mark R (VP - Information Services)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-16	Common Stock	A	11.4474	—	Acquired	20358.6766	Direct
2020-11-16	Common Stock	M	4118	$24.94	Acquired	24476.6766	Direct
2020-11-16	Common Stock	M	3190	$27.12	Acquired	27666.6766	Direct
2020-11-16	Common Stock	S	6193	$38.44	Disposed	21473.6766	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-16	Non-Qualified Stock Options (Right to Buy)	$24.94	M	4118	Disposed	2025-05-17	Common Stock (4118.0)	Direct
2020-11-16	Non-Qualified Stock Options (Right to Buy)	$27.12	M	3190	Disposed	2024-05-19	Common Stock (3190.0)	Direct

Footnotes

F1: Represents additional restricted stock units attributable to dividend reinvestment.

F2: The sale was executed in multiple trades at prices ranging from $38.24 to $38.74, inclusive. The price reported reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3: Includes 7,317.6766 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 402.4277 shares become fully vested 5/22/2021; 599.7646 shares become fully vested 50% per year for two years beginning 5/22/2021; 1,088.6361 shares become fully vested 33.33% per year for three years beginning 5/20/2021, 1,787.3048 shares become fully vested 50% per year for two years beginning 5/20/2021, 1,291.6739 shares become fully vested 1/20/2022, and 2,147.8695 shares become fully vested 33.33% per year for three years beginning 5/18/2021, if reporting person remains an employee of issuer. Also includes 1,769 shares which become fully vested on 5/22/2021, if reporting person remains an employee of issuer.

F4: Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture in whole or part; options became exercisable 25% per year for four years beginning 5/18/2016, if reporting person remains an employee of issuer.

F5: Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture in whole or part; options became exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.