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COLUMBUS MCKINNON CORP Director's Dealing 2019

Aug 9, 2019

33007_dirs_2019-08-09_8cf2c77d-59c9-4be0-b117-a0640c4e6f25.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: COLUMBUS MCKINNON CORP (CMCO)
CIK: 0001005229
Period of Report: 2019-08-07

Reporting Person: AuYeung Benjamin (former VP)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-08-07 Common Stock M 8983 $24.94 Acquired 19514 Direct
2019-08-07 Common Stock S 8983 $34.73 Disposed 10531 Direct
2019-08-07 Common Stock M 1184 $18.95 Acquired 11715 Direct
2019-08-07 Common Stock S 1184 $34.73 Disposed 10531 Direct
2019-08-07 Common Stock M 11930 $15.16 Acquired 22461 Direct
2019-08-07 Common Stock S 11930 $34.73 Disposed 10531 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-08-07 Non-Qualified Stock Options (Right to Buy) $24.94 M 8983 Disposed 2025-05-18 Common Stock (8983.0) Direct
2019-08-07 Non-Qualified Stock Options (Right to Buy) $18.95 M 1184 Disposed 2023-05-20 Common Stock (1184.0) Direct
2019-08-07 Non-Qualified Stock Option (Right to Buy) $15.16 M 11930 Disposed 2026-05-22 Common Stock (11930.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 10531 Direct

Footnotes

F1: Previously reported as 18,989.6903. Reporting person had 4,782.6903 shares of unvested restricted stock units and 3,676 unvested shares which were forfeited upon reporting person's termination of employment on May 31, 2019.

F2: Originally a 15,907 option grant. 11,930 were vested as of August 7, 2019, and the remaining 3,977 unvested options were forfeited due to reporting person's termination of employment on May 31, 2019.