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COLUMBUS MCKINNON CORP — Director's Dealing 2019
Aug 9, 2019
33007_dirs_2019-08-09_8cf2c77d-59c9-4be0-b117-a0640c4e6f25.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COLUMBUS MCKINNON CORP (CMCO)
CIK: 0001005229
Period of Report: 2019-08-07
Reporting Person: AuYeung Benjamin (former VP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-07 | Common Stock | M | 8983 | $24.94 | Acquired | 19514 | Direct |
| 2019-08-07 | Common Stock | S | 8983 | $34.73 | Disposed | 10531 | Direct |
| 2019-08-07 | Common Stock | M | 1184 | $18.95 | Acquired | 11715 | Direct |
| 2019-08-07 | Common Stock | S | 1184 | $34.73 | Disposed | 10531 | Direct |
| 2019-08-07 | Common Stock | M | 11930 | $15.16 | Acquired | 22461 | Direct |
| 2019-08-07 | Common Stock | S | 11930 | $34.73 | Disposed | 10531 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-07 | Non-Qualified Stock Options (Right to Buy) | $24.94 | M | 8983 | Disposed | 2025-05-18 | Common Stock (8983.0) | Direct |
| 2019-08-07 | Non-Qualified Stock Options (Right to Buy) | $18.95 | M | 1184 | Disposed | 2023-05-20 | Common Stock (1184.0) | Direct |
| 2019-08-07 | Non-Qualified Stock Option (Right to Buy) | $15.16 | M | 11930 | Disposed | 2026-05-22 | Common Stock (11930.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10531 | Direct |
Footnotes
F1: Previously reported as 18,989.6903. Reporting person had 4,782.6903 shares of unvested restricted stock units and 3,676 unvested shares which were forfeited upon reporting person's termination of employment on May 31, 2019.
F2: Originally a 15,907 option grant. 11,930 were vested as of August 7, 2019, and the remaining 3,977 unvested options were forfeited due to reporting person's termination of employment on May 31, 2019.
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