COLUMBUS MCKINNON CORP — Director's Dealing 2019

Nov 12, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: COLUMBUS MCKINNON CORP (CMCO)
CIK: 0001005229
Period of Report: 2019-11-08

Reporting Person: Korman Alan S (VP, Gen'l Counsel & Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-08	Common Stock	M	2724	$13.43	Acquired	27246.7718	Direct
2019-11-08	Common Stock	S	2090	$38.97	Disposed	25156.7718	Direct
2019-11-08	Common Stock	M	4601	$18.95	Acquired	29757.7718	Direct
2019-11-08	Common Stock	S	3767	$38.97	Disposed	25990.7718	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-11-08	Non-Qualified Stock Options (Right to Buy)	$13.43	M	2724	Disposed	2022-05-20	Common Stock (2724.0)	Direct
2019-11-08	Non-Qualified Stock Options (Right to Buy)	$18.95	M	4601	Disposed	2023-05-23	Common Stock (4601.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	24522.7718	Direct

Footnotes

F1: Includes 12,346.7718 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,479.2275 shares become fully vested and non-forfeitable on 5/23/2020; 1,861.7136 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/22/2020; 2,121.8187 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2020, 2,698.6370 shares become fully vested and non-forfeitable 11/15/2019, 2,856.0326 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2020, and the remaining 1,329.3424 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2020, if reporting person remains an employee of issuer. Also includes 4,480 shares which become fully vested and non-forfeitable on 5/22/2020, if reporting person remains an employee of issuer.

F2: Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010; options become exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.

F3: Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture in whole or part; options become exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an officer of issuer.