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COLUMBUS MCKINNON CORP — Director's Dealing 2010
Jul 28, 2010
33007_dirs_2010-07-28_dccd324c-e7fb-46bb-a350-06219721c49e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COLUMBUS MCKINNON CORP (CMCO)
CIK: 0001005229
Period of Report: 2010-07-26
Reporting Person: GOODSPEED LINDA (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-07-26 | Common Stock | A | 2208 | — | Acquired | 14329 | Direct |
| 2010-07-28 | Common Stock | M | 325 | — | Acquired | 14654 | Direct |
| 2010-07-27 | Common Stock | M | 650 | — | Acquired | 15304 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-07-28 | Restricted Stock Units | $ | M | 325 | Disposed | Common Stock (325) | Direct | |
| 2010-07-27 | Restricted Stock Units | $ | M | 650 | Disposed | Common Stock (650) | Direct | |
| 2010-07-26 | Restricted Stock Units | $ | A | 1300 | Acquired | Common Stock (1300) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12121 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (300) | 300 | Direct |
Footnotes
F1: Represents shares granted to reporting person pursuant to the Columbus McKinnon Corporation 2006 Long Term Incentive Plan dated as of May 4, 2006.
F2: Originally a 1300 restricted stock unit award, 650 restricted stock units became fully vested and non-forfeitable on July 28, 2009 and 325 restricted stock units became fully vested and non-forfeitable on July 28, 2010 . The remaining 325 restricted stock units become fully vested and non-forfeitable on July 28, 2011, if reporting person remains a director of issuer.
F3: Originally a 1300 restricted stock unit award, 650 restricted stock units became fully vested and non-forfeitable on July 27, 2010. The remaining 650 restricted stock units become fully vested and non-forfeitable 50% on July 27, 2011 and 50% on July 27, 2012, if reporting person remains a director of issuer.
F4: Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.
F5: Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2006 Long Term Incentive Plan dated as of May 4, 2006, subject to forfeiture; units become fully vested and non-forfeitable 50% on July 26, 2011, 25% on July 26, 2012 and 25% on July 26, 2013, if reporting person remains a director of issuer.
F6: Originally a 1200 restricted stock unit award, 600 restricted stock units became fully vested and non-forfeitable on August 1, 2008 and 300 restricted stock units became fully vested and non-forfeitable on August 1, 2009. The remaining 300 restricted stock units become fully vested and non-forfeitable on August 1, 2010, if reporting person remains a director of issuer.