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Columbia Financial, Inc. — Director's Dealing 2019
Dec 26, 2019
31869_dirs_2019-12-26_191ebe5c-70b6-4263-999d-13485f7c6ca9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Columbia Financial, Inc. (CLBK)
CIK: 0001723596
Period of Report: 2019-12-20
Reporting Person: Kemly Thomas J. (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-20 | Common Stock | A | 175.0305 | $17.0300 | Acquired | 29631.4384 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 38500.0000 | Direct |
| Common Stock | 25516.5220 | Indirect |
| Common Stock | 7755.0000 | Indirect |
| Common Stock | 936.0000 | Indirect |
| Common Stock | 4694.0000 | Indirect |
| Common Stock | 41572.0000 | Indirect |
| Common Stock | 8433.0000 | Indirect |
| Common Stock | 8192.0000 | Indirect |
| Common Stock | 5933.0000 | Indirect |
| Common Stock | 268269.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (right to buy) | $15.6000 | 2029-07-23 | Common Stock (656471.0000) | 656471.0000 | Direct |
Footnotes
F1: Represents phantom stock purchased, on a non-discretionary basis, by the trustee of the Bank's rabbi trust maintained in connection with the Columbia Bank Stock Based Deferral Plan, a non-qualified stock-based deferral plan. Stock unit interests under the Columbia Bank Stock Based Deferral Plan will be settled in shares of stock upon distribution to the reporting person.
F2: This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).
F3: Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, 50% of which vest in five approximately equal annual installments commencing on July 23, 2020; and the remaining 50% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
F4: Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in five approximately equal annual installments commencing on July 23, 2020.