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Columbia Financial, Inc. Director's Dealing 2019

Oct 29, 2019

31869_dirs_2019-10-29_d2353fb2-b8dd-42b4-9719-9f3552b4830f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Columbia Financial, Inc. (CLBK)
CIK: 0001723596
Period of Report: 2019-10-25

Reporting Person: Kelly Geri M. (EVP & HRO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-10-25 Common Stock A 65.0118 $16.9200 Acquired 3530.4458 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 27979.0000 Direct
Common Stock 25050.0000 Indirect
Common Stock 936.0000 Indirect
Common Stock 748.0000 Indirect
Common Stock 577.3260 Indirect
Common Stock 61538.0000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options (right to buy) $15.6000 2029-07-23 Common Stock (150588.0000) 150588.0000 Direct

Footnotes

F1: Represents phantom stock purchased, on a non-discretionary basis, by the trustee of the Bank's rabbi trust maintained in connection with the Columbia Bank Stock Based Deferral Plan, a non-qualified stock-based deferral plan. Stock unit interests under the Columbia Bank Stock Based Deferral Plan will be settled in shares of stock upon distribution to the reporting person.

F2: Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, 50% of which vest in five approximately equal annual installments commencing on July 23, 2020; and the remaining 50% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.

F3: Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in five equal annual installments commencing on July 23, 2020.