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Columbia Financial, Inc. — Director's Dealing 2019
Oct 29, 2019
31869_dirs_2019-10-29_d2353fb2-b8dd-42b4-9719-9f3552b4830f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Columbia Financial, Inc. (CLBK)
CIK: 0001723596
Period of Report: 2019-10-25
Reporting Person: Kelly Geri M. (EVP & HRO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-25 | Common Stock | A | 65.0118 | $16.9200 | Acquired | 3530.4458 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 27979.0000 | Direct |
| Common Stock | 25050.0000 | Indirect |
| Common Stock | 936.0000 | Indirect |
| Common Stock | 748.0000 | Indirect |
| Common Stock | 577.3260 | Indirect |
| Common Stock | 61538.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (right to buy) | $15.6000 | 2029-07-23 | Common Stock (150588.0000) | 150588.0000 | Direct |
Footnotes
F1: Represents phantom stock purchased, on a non-discretionary basis, by the trustee of the Bank's rabbi trust maintained in connection with the Columbia Bank Stock Based Deferral Plan, a non-qualified stock-based deferral plan. Stock unit interests under the Columbia Bank Stock Based Deferral Plan will be settled in shares of stock upon distribution to the reporting person.
F2: Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, 50% of which vest in five approximately equal annual installments commencing on July 23, 2020; and the remaining 50% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
F3: Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in five equal annual installments commencing on July 23, 2020.