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COLLEGIUM PHARMACEUTICAL, INC — Director's Dealing 2021
Mar 4, 2021
32163_dirs_2021-03-03_63a14e70-3cc3-4e0e-bb3a-337ce338f69b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COLLEGIUM PHARMACEUTICAL, INC (COLL)
CIK: 0001267565
Period of Report: 2018-01-12
Reporting Person: Fleming Alison B (Chief Technical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-12 | Common Stock | M | 1747 | $0.9 | Acquired | 157911 | Direct |
| 2018-01-12 | Common Stock | S | 1747 | $21 | Disposed | 156164 | Direct |
| 2018-01-12 | Common Stock | M | 5753 | $0.48 | Acquired | 161917 | Direct |
| 2018-01-12 | Common Stock | S | 5753 | $21 | Disposed | 156164 | Direct |
| 2018-01-19 | Common Stock | M | 64 | $0.9 | Acquired | 156228 | Direct |
| 2018-01-19 | Common Stock | S | 64 | $23 | Disposed | 156164 | Direct |
| 2018-01-19 | Common Stock | M | 1811 | $0.9 | Acquired | 157975 | Direct |
| 2018-01-19 | Common Stock | S | 1811 | $23 | Disposed | 156164 | Direct |
| 2018-01-19 | Common Stock | M | 1449 | $3.31 | Acquired | 157613 | Direct |
| 2018-01-19 | Common Stock | S | 1449 | $23 | Disposed | 156164 | Direct |
| 2018-05-10 | Common Stock | S | 1400 | $27 | Disposed | 154764 | Direct |
| 2021-03-01 | Common Stock | S | 6011 | $23.36 | Disposed | 148753 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-12 | Stock Option (Right to Purchase) | $0.9 | M | 1747 | Disposed | 2019-04-23 | Common Stock (1747) | Direct |
| 2018-01-12 | Stock Option (Right to Purchase) | $0.48 | M | 5753 | Disposed | 2023-01-24 | Common Stock (5753) | Direct |
| 2018-01-19 | Stock Option (Right to Purchase) | $0.9 | M | 64 | Disposed | 2019-04-23 | Common Stock (64) | Direct |
| 2018-01-19 | Stock Option (Right to Purchase) | $0.9 | M | 1811 | Disposed | 2020-02-26 | Common Stock (1811) | Direct |
| 2018-01-19 | Stock Option (Right to Purchase) | $3.31 | M | 1449 | Disposed | 2021-02-08 | Common Stock (1449) | Direct |
Footnotes
F1: Certain transactions reported in this Form 4 are late due to an administrative error.
F2: The sales reported in these rows were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.
F3: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.
F4: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2020.
F5: The option was fully vested and exercisable as of January 12, 2018.
F6: The option was fully vested and exercisable as of January 19, 2018.