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COLLEGIUM PHARMACEUTICAL, INC — Director's Dealing 2019
Dec 4, 2019
32163_dirs_2019-12-04_50bbb7d2-d8ce-43fd-9e3c-dbf26dabfeae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COLLEGIUM PHARMACEUTICAL, INC (COLL)
CIK: 0001267565
Period of Report: 2019-12-02
Reporting Person: Freund John Gordon (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-02 | Common Stock | J | 574916 | — | Disposed | 0 | Indirect |
| 2019-12-02 | Common Stock | J | 8625 | — | Acquired | 8625 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6960 | Direct |
| Common Stock | 34788 | Indirect |
Footnotes
F1: Represents a pro rata in-kind distribution of the shares by Skyline Venture Partners V, L.P. without consideration to its limited and general partners.
F2: The shares were held by Skyline Venture Partners V, L.P. The general partner of Skyline Venture Partners V, L.P. is Skyline Venture Management V, LLC. John G. Freund and Yasunori Kaneko are managers of Skyline Venture Management V, LLC. These individuals share voting and investment power over the shares held by Skyline Venture Management, LLC. Dr. Freund disclaims beneficial ownership of all the shares held by Skyline Venture Partners V, L.P. except to the extent of his proportionate pecuniary interest therein.
F3: Represents a pro rata in-kind distribution of the shares by Skyline Venture Partners V, L.P. without consideration to Dr. Freund.
F4: The shares are held by Skyline Venture Management V, LLC. See footnote (2).
F5: The shares are held by the John Freund Family Partnership IV, L.P. ("Freund LP"). The reporting person is the trustee and beneficiary of The John G. Freund Revocable Trust u/a/d 6/26/01 which serves as the general partner of Freund LP. The reporting person disclaims beneficial ownership of the shares held by Freund LP except to the extent of his proportionate pecuniary interest therein.