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COLLEGIUM PHARMACEUTICAL, INC Director's Dealing 2018

Jan 12, 2018

32163_dirs_2018-01-12_6a70c467-8386-4a6c-a8ca-2f4a628ceae6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: COLLEGIUM PHARMACEUTICAL, INC (COLL)
CIK: 0001267565
Period of Report: 2018-01-10

Reporting Person: Fleming Alison B (Chief Technology Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-01-10 Common Stock M 6928 $.48 Acquired 32651 Direct
2018-01-10 Common Stock S 6928 $19.07 Disposed 25723 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-01-10 Stock option (right to purchase) $.48 M 6928 Disposed 2023-01-24 Common Stock (6928) Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.

F2: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.00 to $19.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: All of the options were fully vested and exercisable as of January 10, 2018.