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COLLEGIUM PHARMACEUTICAL, INC Director's Dealing 2018

Apr 4, 2018

32163_dirs_2018-04-04_22d5f47d-9601-41ce-96d5-9f1fd2c50066.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: COLLEGIUM PHARMACEUTICAL, INC (COLL)
CIK: 0001267565
Period of Report: 2018-04-02

Reporting Person: Fleming Alison B (Chief Technology Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-04-02 Common Stock M 4225 $.28 Acquired 53541 Direct
2018-04-02 Common Stock M 3917 $.28 Acquired 57458 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-04-02 Stock option (right to purchase) $.28 M 4225 Disposed 2024-03-05 Common Stock (4225) Direct
2018-04-02 Stock option (right to purchase) $.28 M 3917 Disposed 2024-03-05 Common Stock (3917) Direct

Footnotes

F1: 4,225 option shares are exercisable. The option, initially representing a right to purchase a total of 15,623 shares, vested and became exercisable in equal installments (rounded up to the nearest whole share of common stock) on a monthly basis over a four-year period commencing on March 5, 2014, subject to the reporting person's continued service with the issuer.

F2: 3,917 option shares are exercisable. The option, initially representing a right to purchase a total of 14,492 shares, vested and became exercisable over a four-year period commencing on March 5, 2014. Twenty-five percent (25%) of the option vested and became exercisable on March 5, 2015 and the balance vested in equal monthly installments (rounded up to the nearest whole share of common stock) at the end of each monthly period over the remaining three years of the four-year period, subject to the reporting person's continued service with the issuer.