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COLLEGIUM PHARMACEUTICAL, INC — Director's Dealing 2018
Apr 4, 2018
32163_dirs_2018-04-04_22d5f47d-9601-41ce-96d5-9f1fd2c50066.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COLLEGIUM PHARMACEUTICAL, INC (COLL)
CIK: 0001267565
Period of Report: 2018-04-02
Reporting Person: Fleming Alison B (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-02 | Common Stock | M | 4225 | $.28 | Acquired | 53541 | Direct |
| 2018-04-02 | Common Stock | M | 3917 | $.28 | Acquired | 57458 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-02 | Stock option (right to purchase) | $.28 | M | 4225 | Disposed | 2024-03-05 | Common Stock (4225) | Direct |
| 2018-04-02 | Stock option (right to purchase) | $.28 | M | 3917 | Disposed | 2024-03-05 | Common Stock (3917) | Direct |
Footnotes
F1: 4,225 option shares are exercisable. The option, initially representing a right to purchase a total of 15,623 shares, vested and became exercisable in equal installments (rounded up to the nearest whole share of common stock) on a monthly basis over a four-year period commencing on March 5, 2014, subject to the reporting person's continued service with the issuer.
F2: 3,917 option shares are exercisable. The option, initially representing a right to purchase a total of 14,492 shares, vested and became exercisable over a four-year period commencing on March 5, 2014. Twenty-five percent (25%) of the option vested and became exercisable on March 5, 2015 and the balance vested in equal monthly installments (rounded up to the nearest whole share of common stock) at the end of each monthly period over the remaining three years of the four-year period, subject to the reporting person's continued service with the issuer.