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COLLEGIUM PHARMACEUTICAL, INC Director's Dealing 2017

Feb 2, 2017

32163_dirs_2017-02-02_791d8c14-1bd8-461f-8396-ef74e6c36e2b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: COLLEGIUM PHARMACEUTICAL, INC (COLL)
CIK: 0001267565
Period of Report: 2017-01-31

Reporting Person: Heffernan Michael Thomas (Director, Chairman, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-27 Common Stock A 1239 $10.08 Acquired 552542 Direct
2017-01-31 Common Stock M 3013 $.48 Acquired 555555 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-01-31 Stock Option (Right to Purchase) $.48 M 3013 Disposed 2023-01-30 Common Stock (3013) Direct

Footnotes

F1: These shares were acquired under the Collegium Pharmaceutical, Inc. 2015 Employee Stock Purchase Plan in transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2: All of the 3,013 option shares are exercisable.