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COLLEGIUM PHARMACEUTICAL, INC — Director's Dealing 2017
Feb 2, 2017
32163_dirs_2017-02-02_791d8c14-1bd8-461f-8396-ef74e6c36e2b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COLLEGIUM PHARMACEUTICAL, INC (COLL)
CIK: 0001267565
Period of Report: 2017-01-31
Reporting Person: Heffernan Michael Thomas (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-27 | Common Stock | A | 1239 | $10.08 | Acquired | 552542 | Direct |
| 2017-01-31 | Common Stock | M | 3013 | $.48 | Acquired | 555555 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-31 | Stock Option (Right to Purchase) | $.48 | M | 3013 | Disposed | 2023-01-30 | Common Stock (3013) | Direct |
Footnotes
F1: These shares were acquired under the Collegium Pharmaceutical, Inc. 2015 Employee Stock Purchase Plan in transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2: All of the 3,013 option shares are exercisable.
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