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COLLEGIUM PHARMACEUTICAL, INC — Director's Dealing 2015
May 6, 2015
32163_dirs_2015-05-06_389b5f39-54ed-4c49-b4b1-3efd08fbdc08.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: COLLEGIUM PHARMACEUTICAL, INC (COLL)
CIK: 0001267565
Period of Report: 2015-05-06
Reporting Person: Fleming Alison B (Vice President, Product Devlp)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to purchase) | $3.38 | 2015-11-01 | Common Stock (1086) | Direct | |
| Stock Option (right to purchase) | $3.38 | 2016-12-01 | Common Stock (1086) | Direct | |
| Stock Option (right to purchase) | $3.38 | 2017-11-01 | Common Stock (1811) | Direct | |
| Stock Option (right to purchase) | $.90 | 2019-04-23 | Common Stock (1811) | Direct | |
| Stock Option (right to purchase) | $.90 | 2020-02-26 | Common Stock (1811) | Direct | |
| Stock Option (right to purchase) | $3.31 | 2021-02-08 | Common Stock (1449) | Direct | |
| Stock Option (right to purchase) | $.48 | 2022-05-10 | Common Stock (7246) | Direct | |
| Stock Option (right to purchase) | $.48 | 2023-01-30 | Common Stock (12681) | Direct | |
| Stock Option (right to purchase) | $.28 | 2024-03-05 | Common Stock (15623) | Direct | |
| Stock Option (right to purchase) | $.28 | 2024-03-05 | Common Stock (14492) | Direct | |
| Stock Option (right to purchase) | $5.73 | 2025-03-19 | Common Stock (60379) | Direct |
Footnotes
F1: All 1,086 options are exercisable.
F2: All 1,086 options are exercisable.
F3: All 1,811 options are exercisable.
F4: All 1,811 options are exercisable.
F5: All 1,811 options are exercisable.
F6: All 1,449 options are exercisable.
F7: 5,585 options are exercisable. The options vest and become exercisable over a 4-year period commencing on April 1, 2012. Twenty-five percent (25%) of the options vested and became exercisable on April 1, 2013 and then in equal monthly installments (rounded up to the nearest whole option) at the end of each monthly period over the remaining three years of the 4-year period.
F8: 7,397 options are exercisable. The options vest and become exercisable in equal installments (rounded up to the nearest whole option) at the end of each month over a 4-year period commencing on January 24, 2013.
F9: 4,557 options are exercisable. The options vest and become exercisable in equal installments (rounded up to the nearest whole option) on a monthly basis over a 4-year period commencing on March 5, 2014.
F10: 4,227 options are exercisable. The options vest and become exercisable over a 4-year period commencing on March 5, 2014. Twenty-five percent (25%) of the options vested and became exercisable on March 5, 2015 and then in equal monthly installments (rounded up to the nearest whole option) at the end of each monthly period over the remaining three years of the 4-year period.
F11: 1,258 options are exercisable. The options vest and become exercisable in equal installments (rounded up to the nearest whole option) on a monthly basis over a 4-year period commencing on March 19, 2015.