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COLGATE PALMOLIVE CO — Director's Dealing 2010
Dec 30, 2010
29956_dirs_2010-12-30_0f597575-829d-4126-94e6-126f4da62b8d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COLGATE PALMOLIVE CO (CL)
CIK: 0000021665
Period of Report: 2010-12-29
Reporting Person: HENDRY ANDREW D (Sr VP, Gen Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-29 | Common Stock | C | 132.088 | — | Acquired | 132.088 | Indirect |
| 2010-12-29 | Common Stock | C | 432.464 | — | Acquired | 722.667 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-29 | Series B Convertible Preference Stock | $ | C | 16.511 | Disposed | Common Stock (132.088) | Indirect | |
| 2010-12-29 | Series B Convertible Preference Stock | $ | C | 54.058 | Disposed | Common Stock (432.464) | Indirect | |
| 2010-12-29 | Series B Convertible Preference Stock Units | $ | D | 762.618 | Disposed | Series B Convertible Preference Stock (762.618) | Indirect | |
| 2010-12-29 | Common Stock Units | $ | A | 6100.944 | Acquired | Common Stock (6100.944) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 142730 | Direct |
| Common Stock | 3761 | Indirect |
Footnotes
F1: The Issuer's 401(k) Plan Trustee caused the conversion of all outstanding Series B Convertible Preference Stock on December 29, 2010, into shares of the Issuer's Common Stock at a conversion rate equal to eight shares of Common Stock for each share of Series B Convertible Preference Stock. The Series B Convertible Preference Stock was convertible at the Trustee's election upon the Issuer's decision to redeem such stock.
F2: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3: The Series B Convertible Preference Stock and Series B Convertible Preference Stock Units had no expiration date.
F4: Upon the conversion of the Series B Convertible Preference Stock on December 29, 2010, the Series B Convertible Preference Stock Units were revalued as Common Stock Units at the rate of eight Common Stock Units for each Series B Convertible Preference Stock Unit.
F5: The Common Stock Units have no expiration date.