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COLES GROUP LIMITED. — Major Shareholding Notification 2020
Jan 1, 2020
64687_rns_2020-01-01_b230d813-62a5-44e7-aa05-fd469d2be1b2.pdf
Major Shareholding Notification
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This is Annexure A of 9 pages referred to in form 603 Notice of initial substantial shareholder
Annexure A
| 02-Jan-20 | |
|---|---|
| Maria Tricarico, | Date |
| Authorised Signatory |
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 59,270 | 59,270 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ORD | 15,215 | 15,215 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 153,317 | 153,317 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 2,046 | 2,046 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | SINGAPORE | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ORD | 1,632,847 | 1,632,847 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. |
COL
page 1 of 9
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 952,389 | 952,389 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 278,956 | 278,956 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 5,655,439 | 5,655,439 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | STATE STREET BANK, | ORD | 22,920 | 22,920 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | MUNICH, ZURICH | BlackRock Inc. | ||||
| investment manager or trustee. | BRANCH | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 11,259 | 11,259 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 27,426 | 27,426 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 627,351 | 627,351 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-CIBC MELLON | ORD | 44,505 | 44,505 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | GLOBAL SECURITIES - | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | NEW YORK | |||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ORD | 9,006 | 9,006 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Limited | investment manager or trustee. |
COL
page 2 of 9
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 552,020 | 552,020 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 9,129 | 9,129 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ORD | 35,427 | 35,427 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 275,079 | 275,079 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 191,796 | 191,796 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, HONG | ORD | 7,226 | 7,226 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ORD | 16,148 | 16,148 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ORD | 1,309 | 1,309 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BLACKROCK FINANCIAL | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 26,719 | 26,719 | subsidiary of | |
| MANAGEMENT, INC. | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK |
COL
page 3 of 9
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BLACKROCK FINANCIAL | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ORD | 50,684 | 50,684 | subsidiary of | |
| MANAGEMENT, INC. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BLACKROCK FINANCIAL | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ORD | 4,437 | 4,437 | subsidiary of | |
| MANAGEMENT, INC. | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BLACKROCK FINANCIAL | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 109,062 | 109,062 | subsidiary of | |
| MANAGEMENT, INC. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BLACKROCK FINANCIAL | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 10,012 | 10,012 | subsidiary of | |
| MANAGEMENT, INC. | securities and/or the power to dispose of securities as | BANK & TRUST | BlackRock Inc. | ||||
| investment manager or trustee. | TORONTO | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 186,669 | 186,669 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 58,336 | 58,336 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 16,007,391 | 16,007,391 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ORD | 813,884 | 813,884 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | ORD | 9,255 | 9,255 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INTL PRIME BROKER - | BlackRock Inc. | ||||
| Association | investment manager or trustee. | NEW YORK |
COL
page 4 of 9
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 15,618,710 | 15,618,710 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 170,497 | 170,497 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 575,917 | 575,917 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ORD | 77,474 | 77,474 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 3,041 | 3,041 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 440,814 | 440,814 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | ORD | 1,085 | 1,085 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | INTL PRIME BROKER - | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | NEW YORK | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | HSBC-HSBC SYDNEY | ORD | 1,459,798 | 1,459,798 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 1,694,599 | 1,694,599 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | SYDNEY | BlackRock Inc. | ||||
| Limited | investment manager or trustee. |
COL
page 5 of 9
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ORD | 3,812,431 | 3,812,431 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ORD | 1,007,932 | 1,007,932 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 55,263 | 55,263 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | SINGAPORE | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ORD | 305,642 | 305,642 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | AP7 | ORD | 595,234 | 595,234 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP PARIBAS LUX | ORD | 5,071 | 5,071 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | ORD | 678,443 | 678,443 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ORD | 571,354 | 571,354 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ORD | 1,001,053 | 1,001,053 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. |
COL
page 6 of 9
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ORD | 1,416,039 | 1,416,039 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 42,219 | 42,219 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 28,737 | 28,737 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ORD | 280,435 | 280,435 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 63,039 | 63,039 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 1,611,347 | 1,611,347 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SEB-SKANDINAVISKA | ORD | 74,315 | 74,315 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | ENSKILDA BANKEN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ORD | 52,137 | 52,137 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 262,284 | 262,284 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. |
COL
page 7 of 9
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 74,695 | 74,695 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 388,115 | 388,115 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 46,002 | 46,002 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ORD | 5,003 | 5,003 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ORD | 686,716 | 686,716 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 691,541 | 691,541 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 1,101 | 1,101 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 4,702 | 4,702 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | ||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 23,149 | 23,149 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK |
COL
page 8 of 9
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 771,994 | 771,994 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-State Street Bank And | ORD | 217,109 | 217,109 | subsidiary of | |
| securities and/or the power to dispose of securities as | Trust Co. | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 15,167 | 15,167 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 360,079 | 360,079 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ORD | 605,175 | 605,175 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ORD | 53,429 | 53,429 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | BlackRock Inc. | |||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 156 | 156 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| Limited | its capacity as responsible entity. | YORK | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 3,135,818 | 3,135,818 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as responsible entity. |
COL
page 9 of 9
Annexure B
This is Annexure B of 18 pages referred to in form 603 Notice of initial substantial shareholder
02-Jan-20 Maria Tricarico, Date Authorised Signatory
5. Consideration
| COLES GROUP LTD (COL) | COLES GROUP LTD (COL) |
|---|---|
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
| BlackRock Investment Management (UK) Limited 03-Sep-19 yes |
13.92 on mkt buy AUD ORD 6,658 6,658 |
| BlackRock Investment Management (Australia) Limited 03-Sep-19 yes |
14.15 on mkt buy AUD ORD 7,776 7,776 |
| BlackRock Advisors(UK)Limited 03-Sep-19 yes |
14.15 on mkt buy AUD ORD 79 79 |
| BlackRock Advisors(UK)Limited 03-Sep-19 yes |
14.15 on mkt buy AUD ORD 754 754 |
| BlackRock Advisors(UK)Limited 03-Sep-19 yes |
14.15 on mkt buy AUD ORD 2,262 2,262 |
| BlackRock Advisors(UK)Limited 03-Sep-19 yes |
14.15 on mkt buy AUD ORD 1,132 1,132 |
| BlackRock Advisors(UK)Limited 03-Sep-19 yes |
14.15 on mkt buy AUD ORD 613 613 |
| BlackRock Fund Advisors 03-Sep-19 no |
n/a in specie AUD ORD 6,279 6,279 |
| BlackRock Fund Advisors 03-Sep-19 no |
n/a in specie AUD ORD 1,794 1,794 |
| BlackRock Advisors (UK) Limited 03-Sep-19 no |
n/a collateral transfer AUD ORD 120,326 120,326 |
| BlackRock Investment Management (Australia) Limited 04-Sep-19 yes |
14.16 on mkt buy AUD ORD 6,607 6,607 |
| BlackRock Investment Management (Australia) Limited 04-Sep-19 yes |
14.16 on mkt buy AUD ORD 60,574 60,574 |
| BlackRock Investment Management (Australia) Limited 04-Sep-19 yes |
14.16 on mkt buy AUD ORD 123,636 123,636 |
| BlackRock Investment Management (Australia) Limited 04-Sep-19 yes |
14.16 on mkt buy AUD ORD 53,687 53,687 |
| BlackRock Investment Management (Australia) Limited 04-Sep-19 yes |
14.16 on mkt buy AUD ORD 163,550 163,550 |
| BlackRock Institutional Trust Company, National Association 04-Sep-19 yes |
14.16 on mkt buy AUD ORD 14,141 14,141 |
| BlackRock Institutional Trust Company, National Association 04-Sep-19 yes |
14.16 on mkt buy AUD ORD 2,374 2,374 |
| BlackRock Institutional Trust Company, National Association 04-Sep-19 yes |
14.16 on mkt buy AUD ORD 2,353 2,353 |
| BlackRock Advisors(UK)Limited 04-Sep-19 yes |
14.22 on mkt buy AUD ORD 220 220 |
| BlackRock Advisors(UK)Limited 04-Sep-19 yes |
14.22 on mkt buy AUD ORD 156 156 |
| BlackRock Fund Advisors 04-Sep-19 no |
n/a in specie AUD ORD 1,794 1,794 |
| BlackRock Fund Advisors 04-Sep-19 no |
n/a in specie AUD ORD 61,140 61,140 |
| BlackRock Fund Advisors 04-Sep-19 no |
n/a in specie AUD ORD 15,285 15,285 |
| BlackRock Fund Advisors 04-Sep-19 no |
n/a in specie AUD ORD 2,025 2,025 |
| BlackRock Investment Management (Australia) Limited 05-Sep-19 yes |
14.54 on mkt buy AUD ORD 87,716 87,716 |
| BlackRock Advisors(UK)Limited 05-Sep-19 yes |
14.66 on mkt buy AUD ORD 855 855 |
| BlackRock Fund Advisors 05-Sep-19 no |
n/a in specie AUD ORD 5,340 5,340 |
| BlackRock Fund Advisors 05-Sep-19 no |
n/a in specie AUD ORD 3,204 3,204 |
| BlackRock Fund Advisors 05-Sep-19 no |
n/a in specie AUD ORD 25,475 25,475 |
| BlackRock Investment Management (Australia) Limited 06-Sep-19 yes |
14.69 on mkt buy AUD ORD 15,552 15,552 |
| BlackRock Advisors(UK)Limited 06-Sep-19 yes |
14.69 on mkt buy AUD ORD 900 900 |
| BlackRock Advisors(UK)Limited 06-Sep-19 yes |
14.69 on mkt buy AUD ORD 156 156 |
| BlackRock Advisors(UK)Limited 06-Sep-19 yes |
14.69 on mkt buy AUD ORD 1,512 1,512 |
| BlackRock Fund Advisors 06-Sep-19 no |
n/a in specie AUD ORD 4,272 4,272 |
| BlackRock Advisors (UK) Limited 06-Sep-19 no |
n/a collateral transfer AUD ORD 145,027 145,027 |
| BlackRock Fund Advisors 09-Sep-19 no |
n/a in specie AUD ORD 15,285 15,285 |
| BlackRock Investment Management (Australia) Limited 10-Sep-19 yes |
14.70 on mkt buy AUD ORD 44,712 44,712 |
| BlackRock Investment Management (Australia) Limited 10-Sep-19 yes |
14.77 on mkt buy AUD ORD 10,368 10,368 |
| BlackRock Advisors(UK)Limited 10-Sep-19 yes |
14.77 on mkt buy AUD ORD 2,595 2,595 |
| BlackRock Advisors(UK)Limited 10-Sep-19 yes |
14.77 on mkt buy AUD ORD 675 675 |
| BlackRock Advisors(UK)Limited 10-Sep-19 yes |
14.77 on mkt buy AUD ORD 1,350 1,350 |
| BlackRock Fund Advisors 10-Sep-19 no |
n/a in specie AUD ORD 4,806 4,806 |
| BlackRock Investment Management (Australia) Limited 11-Sep-19 yes |
14.82 on mkt buy AUD ORD 48,571 48,571 |
| BlackRock Investment Management (Australia) Limited 11-Sep-19 yes |
14.83 on mkt buy AUD ORD 2,862 2,862 |
COL
page 1 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 11-Sep-19 yes |
14.82 on mkt buy AUD ORD 32,826 32,826 |
| BlackRock Investment Management (Australia) Limited 11-Sep-19 yes |
14.82 on mkt buy AUD ORD 123,617 123,617 |
| BlackRock Investment Management (Australia) Limited 11-Sep-19 yes |
14.82 on mkt buy AUD ORD 24,868 24,868 |
| BlackRock Investment Management (Australia) Limited 11-Sep-19 yes |
14.82 on mkt buy AUD ORD 46,965 46,965 |
| BlackRock Advisors(UK)Limited 11-Sep-19 yes |
14.90 on mkt buy AUD ORD 900 900 |
| BlackRock Fund Advisors 11-Sep-19 no |
n/a in specie AUD ORD 1,869 1,869 |
| BlackRock Investment Management (Australia) Limited 12-Sep-19 yes |
14.94 on mkt buy AUD ORD 24,572 24,572 |
| BlackRock Advisors(UK)Limited 12-Sep-19 yes |
14.85 on mkt buy AUD ORD 1,120 1,120 |
| BlackRock Advisors(UK)Limited 12-Sep-19 yes |
14.85 on mkt buy AUD ORD 1,128 1,128 |
| BlackRock Advisors (UK) Limited 12-Sep-19 no |
n/a collateral transfer AUD ORD 1 1 |
| BlackRock Advisors(UK)Limited 13-Sep-19 yes |
14.67 on mkt buy AUD ORD 3,375 3,375 |
| BlackRock Fund Advisors 13-Sep-19 no |
n/a in specie AUD ORD 1,869 1,869 |
| BlackRock Fund Advisors 13-Sep-19 no |
n/a in specie AUD ORD 1,450 1,450 |
| BlackRock Japan Co., Ltd. 13-Sep-19 no |
n/a collateral transfer AUD ORD 471,892 471,892 |
| BlackRock Fund Advisors 16-Sep-19 no |
n/a in specie AUD ORD 4,080 4,080 |
| BlackRock Fund Advisors 16-Sep-19 no |
n/a in specie AUD ORD 2,700 2,700 |
| BlackRock Fund Advisors 16-Sep-19 no |
n/a in specie AUD ORD 897 897 |
| BlackRock Japan Co., Ltd. 16-Sep-19 no |
n/a collateral transfer AUD ORD 624,341 624,341 |
| BlackRock Advisors (UK) Limited 16-Sep-19 no |
n/a collateral transfer AUD ORD 6 6 |
| BlackRock Investment Management (Australia) Limited 17-Sep-19 yes |
14.73 on mkt buy AUD ORD 33,429 33,429 |
| BlackRock Advisors(UK)Limited 17-Sep-19 yes |
14.78 on mkt buy AUD ORD 1,368 1,368 |
| BlackRock Advisors(UK)Limited 17-Sep-19 yes |
14.78 on mkt buy AUD ORD 1,368 1,368 |
| BlackRock Fund Advisors 17-Sep-19 no |
n/a in specie AUD ORD 2,025 2,025 |
| BlackRock Investment Management (Australia) Limited 18-Sep-19 yes |
14.84 on mkt buy AUD ORD 20,510 20,510 |
| BlackRock Investment Management (Australia) Limited 18-Sep-19 yes |
14.84 on mkt buy AUD ORD 1,697 1,697 |
| BlackRock Investment Management (Australia) Limited 18-Sep-19 yes |
14.84 on mkt buy AUD ORD 2,625 2,625 |
| BlackRock Investment Management (Australia) Limited 18-Sep-19 yes |
14.84 on mkt buy AUD ORD 13,644 13,644 |
| BlackRock Investment Management (Australia) Limited 18-Sep-19 yes |
14.67 on mkt buy AUD ORD 1,324 1,324 |
| BlackRock Advisors(UK)Limited 18-Sep-19 yes |
14.67 on mkt buy AUD ORD 1,120 1,120 |
| BlackRock Advisors(UK)Limited 18-Sep-19 yes |
14.67 on mkt buy AUD ORD 1,128 1,128 |
| BlackRock Investment Management (Australia) Limited 18-Sep-19 yes |
14.67 on mkt buy AUD ORD 165,112 165,112 |
| BlackRock Investment Management (Australia) Limited 18-Sep-19 yes |
14.67 on mkt buy AUD ORD 13,662 13,662 |
| BlackRock Investment Management (Australia) Limited 18-Sep-19 yes |
14.67 on mkt buy AUD ORD 21,133 21,133 |
| BlackRock Investment Management (Australia) Limited 18-Sep-19 yes |
14.67 on mkt buy AUD ORD 109,841 109,841 |
| BlackRock Fund Advisors 18-Sep-19 no |
n/a in specie AUD ORD 897 897 |
| BlackRock Fund Advisors 18-Sep-19 no |
n/a in specie AUD ORD 2,025 2,025 |
| BlackRock Investment Management (Australia) Limited 19-Sep-19 yes |
14.86 on mkt buy AUD ORD 16,187 16,187 |
| BlackRock Advisors(UK)Limited 19-Sep-19 yes |
14.97 on mkt buy AUD ORD 896 896 |
| BlackRock Advisors(UK)Limited 19-Sep-19 yes |
14.97 on mkt buy AUD ORD 755 755 |
| BlackRock Advisors (UK) Limited 19-Sep-19 no |
n/a collateral transfer AUD ORD 21,828 21,828 |
| BlackRock Investment Management (Australia) Limited 20-Sep-19 yes |
14.84 on mkt buy AUD ORD 147,616 147,616 |
| BlackRock Investment Management (Australia) Limited 20-Sep-19 yes |
14.78 on mkt buy AUD ORD 9,107 9,107 |
| BlackRock Advisors(UK)Limited 20-Sep-19 yes |
14.78 on mkt buy AUD ORD 1,568 1,568 |
| BlackRock Fund Advisors 20-Sep-19 yes |
14.78 on mkt buy AUD ORD 16,915 16,915 |
| BlackRock Institutional Trust Company, National Association 20-Sep-19 yes |
14.78 on mkt buy AUD ORD 1,413 1,413 |
| BlackRock Investment Management (UK) Limited 20-Sep-19 yes |
14.78 on mkt buy AUD ORD 174,897 174,897 |
| BlackRock Investment Management (Australia) Limited 20-Sep-19 yes |
14.78 on mkt buy AUD ORD 4,015 4,015 |
| BlackRock Advisors (UK) Limited 20-Sep-19 no |
n/a collateral transfer AUD ORD 312 312 |
| BlackRock Fund Advisors 23-Sep-19 yes |
15.00 on mkt buy AUD ORD 7,531 7,531 |
COL
page 2 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 23-Sep-19 no |
n/a in specie AUD ORD 10,234 10,234 |
| BlackRock Advisors (UK) Limited 23-Sep-19 no |
n/a collateral transfer AUD ORD 19 19 |
| BlackRock Investment Management (Australia) Limited 24-Sep-19 yes |
15.14 on mkt buy AUD ORD 22,933 22,933 |
| BlackRock Advisors(UK)Limited 24-Sep-19 yes |
15.37 on mkt buy AUD ORD 1,800 1,800 |
| BlackRock Fund Advisors 24-Sep-19 no |
n/a in specie AUD ORD 2,552 2,552 |
| BlackRock Investment Management (UK) Limited 25-Sep-19 yes |
15.11 on mkt buy AUD ORD 7,339 7,339 |
| BlackRock Investment Management (Australia) Limited 25-Sep-19 yes |
15.11 on mkt buy AUD ORD 123,569 123,569 |
| BlackRock Investment Management (Australia) Limited 25-Sep-19 yes |
15.11 on mkt buy AUD ORD 28,418 28,418 |
| BlackRock Investment Management (Australia) Limited 25-Sep-19 yes |
15.11 on mkt buy AUD ORD 64,365 64,365 |
| BlackRock Investment Management (Australia) Limited 25-Sep-19 yes |
15.12 on mkt buy AUD ORD 11,709 11,709 |
| BlackRock Investment Management (UK) Limited 25-Sep-19 yes |
15.12 on mkt buy AUD ORD 8,877 8,877 |
| BlackRock Advisors (UK) Limited 25-Sep-19 no |
n/a collateral transfer AUD ORD 160,197 160,197 |
| BlackRock Investment Management (UK) Limited 26-Sep-19 yes |
15.18 on mkt buy AUD ORD 5,164 5,164 |
| BlackRock Investment Management (Australia) Limited 26-Sep-19 yes |
15.13 on mkt buy AUD ORD 8,555 8,555 |
| BlackRock Advisors(UK)Limited 26-Sep-19 yes |
15.15 on mkt buy AUD ORD 6,867 6,867 |
| BlackRock Investment Management (UK) Limited 26-Sep-19 no |
n/a collateral transfer AUD ORD 200,119 200,119 |
| BlackRock Institutional Trust Company, National Association 27-Sep-19 yes |
15.27 on mkt buy AUD ORD 48,932 48,932 |
| BlackRock Fund Advisors 27-Sep-19 yes |
15.27 on mkt buy AUD ORD 9,795 9,795 |
| BlackRock Institutional Trust Company, National Association 27-Sep-19 yes |
15.27 on mkt buy AUD ORD 13,345 13,345 |
| BlackRock Institutional Trust Company, National Association 27-Sep-19 yes |
15.27 on mkt buy AUD ORD 1,923 1,923 |
| BlackRock Fund Advisors 27-Sep-19 yes |
15.27 on mkt buy AUD ORD 7,528 7,528 |
| BlackRock Fund Advisors 27-Sep-19 no |
n/a in specie AUD ORD 524 524 |
| BlackRock Advisors, LLC 27-Sep-19 no |
n/a collateral transfer AUD ORD 328 328 |
| BlackRock Japan Co., Ltd. 27-Sep-19 no |
n/a collateral transfer AUD ORD 390,534 390,534 |
| BlackRock Advisors (UK) Limited 27-Sep-19 no |
n/a collateral transfer AUD ORD 201,726 201,726 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 27-Sep-19 no |
n/a collateral transfer AUD ORD 3,974 3,974 |
| BlackRock Investment Management, LLC 27-Sep-19 no |
n/a collateral transfer AUD ORD 38,172 38,172 |
| BlackRock Asset Management North Asia Limited 27-Sep-19 no |
n/a collateral transfer AUD ORD 9,882 9,882 |
| BlackRock Fund Advisors 30-Sep-19 yes |
15.30 on mkt buy AUD ORD 13,197 13,197 |
| BlackRock Investment Management (Australia) Limited 30-Sep-19 yes |
15.40 on mkt buy AUD ORD 13,010 13,010 |
| BlackRock Investment Management (UK) Limited 30-Sep-19 yes |
15.40 on mkt buy AUD ORD 3,639 3,639 |
| BlackRock Advisors(UK)Limited 30-Sep-19 yes |
15.40 on mkt buy AUD ORD 2,516 2,516 |
| BlackRock Advisors(UK)Limited 30-Sep-19 yes |
15.40 on mkt buy AUD ORD 17,427 17,427 |
| BlackRock Institutional Trust Company, National Association 30-Sep-19 yes |
15.40 on mkt buy AUD ORD 670 670 |
| BlackRock(Netherlands)B.V. 30-Sep-19 yes |
15.40 on mkt buy AUD ORD 423 423 |
| BlackRock Fund Advisors 30-Sep-19 yes |
15.40 on mkt buy AUD ORD 32,964 32,964 |
| BlackRock Institutional Trust Company, National Association 30-Sep-19 yes |
15.40 on mkt buy AUD ORD 10,965 10,965 |
| BlackRock Institutional Trust Company, National Association 30-Sep-19 yes |
15.40 on mkt buy AUD ORD 3,833 3,833 |
| BlackRock Fund Advisors 30-Sep-19 yes |
15.40 on mkt buy AUD ORD 7,503 7,503 |
| BlackRock Fund Advisors 30-Sep-19 no |
n/a in specie AUD ORD 2,025 2,025 |
| BlackRock Advisors, LLC 30-Sep-19 no |
n/a collateral transfer AUD ORD 26 26 |
| BlackRock Investment Management, LLC 30-Sep-19 no |
n/a collateral transfer AUD ORD 2,083 2,083 |
| BlackRock Advisors(UK)Limited 01-Oct-19 yes |
15.44 on mkt buy AUD ORD 21,470 21,470 |
| BlackRock Investment Management (Australia) Limited 01-Oct-19 yes |
15.49 on mkt buy AUD ORD 8,981 8,981 |
| BlackRock Investment Management (Australia) Limited 01-Oct-19 yes |
15.57 on mkt buy AUD ORD 1,301 1,301 |
| BlackRock Fund Advisors 01-Oct-19 no |
n/a in specie AUD ORD 2,700 2,700 |
COL
page 3 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 01-Oct-19 no |
n/a in specie AUD ORD 2,507 2,507 |
| BlackRock Fund Advisors 01-Oct-19 no |
n/a in specie AUD ORD 2,507 2,507 |
| BlackRock Advisors, LLC 01-Oct-19 no |
n/a collateral transfer AUD ORD 129 129 |
| BlackRock Japan Co., Ltd. 01-Oct-19 no |
n/a collateral transfer AUD ORD 194 194 |
| BlackRock Advisors (UK) Limited 01-Oct-19 no |
n/a collateral transfer AUD ORD 381,201 381,201 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 01-Oct-19 no |
n/a collateral transfer AUD ORD 320 320 |
| BlackRock Investment Management (UK) Limited 01-Oct-19 no |
n/a collateral transfer AUD ORD 286 286 |
| BlackRock Investment Management (UK) Limited 02-Oct-19 yes |
15.46 on mkt buy AUD ORD 11,617 11,617 |
| BlackRock Investment Management (Australia) Limited 02-Oct-19 yes |
15.35 on mkt buy AUD ORD 34,170 34,170 |
| BlackRock Investment Management (Australia) Limited 02-Oct-19 yes |
15.35 on mkt buy AUD ORD 123,660 123,660 |
| BlackRock Investment Management (Australia) Limited 02-Oct-19 yes |
15.33 on mkt buy AUD ORD 101,507 101,507 |
| BlackRock Advisors(UK)Limited 02-Oct-19 yes |
15.24 on mkt buy AUD ORD 1,125 1,125 |
| BlackRock Advisors(UK)Limited 02-Oct-19 yes |
15.24 on mkt buy AUD ORD 1,125 1,125 |
| BlackRock Advisors (UK) Limited 02-Oct-19 no |
n/a collateral transfer AUD ORD 1 1 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 02-Oct-19 no |
n/a collateral transfer AUD ORD 426 426 |
| BlackRock Investment Management (UK) Limited 02-Oct-19 no |
n/a collateral transfer AUD ORD 2,383 2,383 |
| BlackRock Asset Management North Asia Limited 02-Oct-19 no |
n/a collateral transfer AUD ORD 131 131 |
| BlackRock Advisors(UK)Limited 03-Oct-19 yes |
14.94 on mkt buy AUD ORD 6,902 6,902 |
| BlackRock Fund Advisors 03-Oct-19 no |
n/a in specie AUD ORD 1,456 1,456 |
| BlackRock Investment Management, LLC 03-Oct-19 no |
n/a collateral transfer AUD ORD 1,878 1,878 |
| BlackRock Asset Management North Asia Limited 03-Oct-19 no |
n/a collateral transfer AUD ORD 246 246 |
| BlackRock Investment Management (Australia) Limited 04-Oct-19 yes |
14.90 on mkt buy AUD ORD 36,428 36,428 |
| BlackRock Advisors(UK)Limited 04-Oct-19 yes |
14.90 on mkt buy AUD ORD 2,529 2,529 |
| BlackRock Japan Co., Ltd. 04-Oct-19 no |
n/a collateral transfer AUD ORD 362 362 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 04-Oct-19 no |
n/a collateral transfer AUD ORD 96 96 |
| BlackRock Investment Management (UK) Limited 04-Oct-19 no |
n/a collateral transfer AUD ORD 650 650 |
| BlackRock Asset Management North Asia Limited 04-Oct-19 no |
n/a collateral transfer AUD ORD 113 113 |
| BlackRock Advisors(UK)Limited 07-Oct-19 yes |
15.06 on mkt buy AUD ORD 896 896 |
| BlackRock Advisors(UK)Limited 07-Oct-19 yes |
15.06 on mkt buy AUD ORD 157 157 |
| BlackRock Fund Advisors 07-Oct-19 no |
n/a in specie AUD ORD 7,172 7,172 |
| BlackRock Advisors (UK) Limited 07-Oct-19 no |
n/a collateral transfer AUD ORD 4 4 |
| BlackRock Investment Management, LLC 07-Oct-19 no |
n/a collateral transfer AUD ORD 3,066 3,066 |
| BlackRock Investment Management (Australia) Limited 08-Oct-19 no |
n/a in specie AUD ORD 230,914 230,914 |
| BlackRock Investment Management (Australia) Limited 08-Oct-19 yes |
15.28 on mkt buy AUD ORD 29,923 29,923 |
| BlackRock Advisors(UK)Limited 08-Oct-19 yes |
15.28 on mkt buy AUD ORD 2,016 2,016 |
| BlackRock Advisors(UK)Limited 08-Oct-19 yes |
15.28 on mkt buy AUD ORD 6,031 6,031 |
| BlackRock Institutional Trust Company, National Association 08-Oct-19 yes |
15.28 on mkt buy AUD ORD 13,050 13,050 |
| BlackRock Advisors, LLC 08-Oct-19 no |
n/a collateral transfer AUD ORD 7 7 |
| BlackRock Japan Co., Ltd. 08-Oct-19 no |
n/a collateral transfer AUD ORD 15 15 |
| BlackRock Advisors (UK) Limited 08-Oct-19 no |
n/a collateral transfer AUD ORD 33,061 33,061 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 08-Oct-19 no |
n/a collateral transfer AUD ORD 234 234 |
| BlackRock Investment Management (UK) Limited 08-Oct-19 no |
n/a collateral transfer AUD ORD 791 791 |
| BlackRock Asset Management North Asia Limited 08-Oct-19 no |
n/a collateral transfer AUD ORD 486 486 |
| BlackRock Investment Management (Australia) Limited 09-Oct-19 yes |
15.12 on mkt buy AUD ORD 22,783 22,783 |
COL
page 4 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 09-Oct-19 yes |
15.12 on mkt buy AUD ORD 74,851 74,851 |
| BlackRock Investment Management (Australia) Limited 09-Oct-19 yes |
15.09 on mkt buy AUD ORD 20,280 20,280 |
| BlackRock Institutional Trust Company, National Association 09-Oct-19 yes |
15.09 on mkt buy AUD ORD 3,789 3,789 |
| BlackRock Fund Advisors 09-Oct-19 no |
n/a in specie AUD ORD 2,700 2,700 |
| BlackRock Investment Management, LLC 09-Oct-19 no |
n/a collateral transfer AUD ORD 2,202 2,202 |
| BlackRock Institutional Trust Company, National Association 10-Oct-19 yes |
15.16 on mkt buy AUD ORD 3,024 3,024 |
| BlackRock Advisors(UK)Limited 10-Oct-19 yes |
15.20 on mkt buy AUD ORD 1,692 1,692 |
| BlackRock Advisors(UK)Limited 10-Oct-19 yes |
15.20 on mkt buy AUD ORD 5,068 5,068 |
| BlackRock Asset Management Canada Limited 10-Oct-19 yes |
15.20 on mkt buy AUD ORD 14,181 14,181 |
| BlackRock Advisors, LLC 10-Oct-19 no |
n/a collateral transfer AUD ORD 582 582 |
| BlackRock Japan Co., Ltd. 10-Oct-19 no |
n/a collateral transfer AUD ORD 31 31 |
| BlackRock Advisors (UK) Limited 10-Oct-19 no |
n/a collateral transfer AUD ORD 7 7 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 10-Oct-19 no |
n/a collateral transfer AUD ORD 131 131 |
| BlackRock Investment Management, LLC 10-Oct-19 no |
n/a collateral transfer AUD ORD 5,744 5,744 |
| BlackRock Investment Management (UK) Limited 10-Oct-19 no |
n/a collateral transfer AUD ORD 5,405 5,405 |
| BlackRock Asset Management North Asia Limited 10-Oct-19 no |
n/a collateral transfer AUD ORD 1,462 1,462 |
| BlackRock Advisors(UK)Limited 11-Oct-19 yes |
15.37 on mkt buy AUD ORD 900 900 |
| BlackRock Fund Advisors 11-Oct-19 no |
n/a in specie AUD ORD 1,048 1,048 |
| BlackRock Fund Advisors 11-Oct-19 no |
n/a in specie AUD ORD 6,520 6,520 |
| BlackRock Fund Advisors 11-Oct-19 no |
n/a in specie AUD ORD 6,520 6,520 |
| BlackRock Fund Advisors 11-Oct-19 no |
n/a in specie AUD ORD 13,040 13,040 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 11-Oct-19 no |
n/a collateral transfer AUD ORD 133 133 |
| BlackRock Investment Management, LLC 11-Oct-19 no |
n/a collateral transfer AUD ORD 3,087 3,087 |
| BlackRock Asset Management North Asia Limited 11-Oct-19 no |
n/a collateral transfer AUD ORD 316 316 |
| BlackRock Fund Advisors 14-Oct-19 no |
n/a in specie AUD ORD 28,128 28,128 |
| BlackRock Advisors(UK)Limited 14-Oct-19 yes |
15.19 on mkt buy AUD ORD 1,792 1,792 |
| BlackRock Advisors, LLC 14-Oct-19 no |
n/a collateral transfer AUD ORD 11 11 |
| BlackRock Japan Co., Ltd. 14-Oct-19 no |
n/a collateral transfer AUD ORD 82 82 |
| BlackRock Advisors (UK) Limited 14-Oct-19 no |
n/a collateral transfer AUD ORD 2 2 |
| BlackRock Investment Management (UK) Limited 14-Oct-19 no |
n/a collateral transfer AUD ORD 4,315 4,315 |
| BlackRock Asset Management North Asia Limited 14-Oct-19 no |
n/a collateral transfer AUD ORD 538 538 |
| BlackRock Fund Advisors 15-Oct-19 no |
n/a in specie AUD ORD 1,460 1,460 |
| BlackRock Investment Management (Australia) Limited 15-Oct-19 yes |
15.26 on mkt buy AUD ORD 15,026 15,026 |
| BlackRock Advisors(UK)Limited 15-Oct-19 yes |
15.26 on mkt buy AUD ORD 564 564 |
| BlackRock Fund Advisors 15-Oct-19 no |
n/a in specie AUD ORD 524 524 |
| BlackRock Advisors, LLC 15-Oct-19 no |
n/a collateral transfer AUD ORD 35 35 |
| BlackRock Japan Co., Ltd. 15-Oct-19 no |
n/a collateral transfer AUD ORD 369,276 369,276 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 15-Oct-19 no |
n/a collateral transfer AUD ORD 1,063 1,063 |
| BlackRock Investment Management (UK) Limited 15-Oct-19 no |
n/a collateral transfer AUD ORD 587 587 |
| BlackRock Asset Management North Asia Limited 15-Oct-19 no |
n/a collateral transfer AUD ORD 621 621 |
| BlackRock Investment Management (UK) Limited 16-Oct-19 yes |
15.40 on mkt buy AUD ORD 78,291 78,291 |
| BlackRock Investment Management (Australia) Limited 16-Oct-19 yes |
15.40 on mkt buy AUD ORD 143,843 143,843 |
| BlackRock Investment Management (Australia) Limited 16-Oct-19 yes |
15.40 on mkt buy AUD ORD 19,091 19,091 |
| BlackRock Investment Management (Australia) Limited 16-Oct-19 yes |
15.40 on mkt buy AUD ORD 123,707 123,707 |
COL
page 5 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 16-Oct-19 yes |
15.40 on mkt buy AUD ORD 25,132 25,132 |
| BlackRock Investment Management (Australia) Limited 16-Oct-19 yes |
15.40 on mkt buy AUD ORD 32,918 32,918 |
| BlackRock Institutional Trust Company, National Association 16-Oct-19 yes |
15.40 on mkt buy AUD ORD 16,561 16,561 |
| BlackRock Institutional Trust Company, National Association 16-Oct-19 yes |
15.40 on mkt buy AUD ORD 4,831 4,831 |
| BlackRock Institutional Trust Company, National Association 16-Oct-19 yes |
15.40 on mkt buy AUD ORD 4,822 4,822 |
| BlackRock Investment Management (Australia) Limited 16-Oct-19 yes |
15.40 on mkt buy AUD ORD 662 662 |
| BlackRock Advisors(UK)Limited 16-Oct-19 yes |
15.40 on mkt buy AUD ORD 5,048 5,048 |
| BlackRock Advisors(UK)Limited 16-Oct-19 yes |
15.40 on mkt buy AUD ORD 2,240 2,240 |
| BlackRock Investment Management (Australia) Limited 16-Oct-19 yes |
15.40 on mkt buy AUD ORD 112,100 112,100 |
| BlackRock Advisors(UK)Limited 16-Oct-19 yes |
15.40 on mkt buy AUD ORD 1,197 1,197 |
| BlackRock Advisors(UK)Limited 16-Oct-19 yes |
15.40 on mkt buy AUD ORD 1,120 1,120 |
| BlackRock Fund Advisors 16-Oct-19 no |
n/a in specie AUD ORD 3,375 3,375 |
| BlackRock Advisors (UK) Limited 16-Oct-19 no |
n/a collateral transfer AUD ORD 8 8 |
| BlackRock Investment Management, LLC 16-Oct-19 no |
n/a collateral transfer AUD ORD 2,287 2,287 |
| BlackRock Investment Management (UK) Limited 17-Oct-19 yes |
15.27 on mkt buy AUD ORD 3,571 3,571 |
| BlackRock Investment Management (Australia) Limited 17-Oct-19 yes |
15.28 on mkt buy AUD ORD 3,562 3,562 |
| BlackRock Investment Management (Australia) Limited 17-Oct-19 yes |
15.25 on mkt buy AUD ORD 3,879 3,879 |
| BlackRock Advisors(UK)Limited 17-Oct-19 yes |
15.25 on mkt buy AUD ORD 566 566 |
| BlackRock Advisors(UK)Limited 17-Oct-19 yes |
15.25 on mkt buy AUD ORD 254 254 |
| BlackRock Advisors(UK)Limited 17-Oct-19 yes |
15.25 on mkt buy AUD ORD 614 614 |
| BlackRock Advisors(UK)Limited 17-Oct-19 yes |
15.25 on mkt buy AUD ORD 1,577 1,577 |
| BlackRock Fund Advisors 17-Oct-19 no |
n/a in specie AUD ORD 8,100 8,100 |
| BlackRock Japan Co., Ltd. 17-Oct-19 no |
n/a collateral transfer AUD ORD 4,633 4,633 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 17-Oct-19 no |
n/a collateral transfer AUD ORD 721 721 |
| BlackRock Investment Management, LLC 17-Oct-19 no |
n/a collateral transfer AUD ORD 3,737 3,737 |
| BlackRock Investment Management (UK) Limited 17-Oct-19 no |
n/a collateral transfer AUD ORD 4,175 4,175 |
| BlackRock Asset Management North Asia Limited 17-Oct-19 no |
n/a collateral transfer AUD ORD 1,710 1,710 |
| BlackRock Investment Management (Australia) Limited 18-Oct-19 yes |
15.00 on mkt buy AUD ORD 6,465 6,465 |
| BlackRock Advisors(UK)Limited 18-Oct-19 yes |
15.00 on mkt buy AUD ORD 884 884 |
| BlackRock Advisors(UK)Limited 18-Oct-19 yes |
15.00 on mkt buy AUD ORD 663 663 |
| BlackRock Advisors(UK)Limited 18-Oct-19 yes |
15.00 on mkt buy AUD ORD 4,641 4,641 |
| BlackRock Fund Advisors 18-Oct-19 no |
n/a in specie AUD ORD 5,014 5,014 |
| BlackRock Fund Advisors 18-Oct-19 no |
n/a in specie AUD ORD 2,196 2,196 |
| BlackRock Japan Co., Ltd. 18-Oct-19 no |
n/a collateral transfer AUD ORD 40 40 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 18-Oct-19 no |
n/a collateral transfer AUD ORD 128 128 |
| BlackRock Investment Management (UK) Limited 18-Oct-19 no |
n/a collateral transfer AUD ORD 55 55 |
| BlackRock Asset Management North Asia Limited 18-Oct-19 no |
n/a collateral transfer AUD ORD 200 200 |
| BlackRock Advisors(UK)Limited 21-Oct-19 no |
n/a in specie AUD ORD 5,783 5,783 |
| BlackRock Advisors, LLC 21-Oct-19 no |
n/a collateral transfer AUD ORD 74 74 |
| BlackRock Advisors (UK) Limited 21-Oct-19 no |
n/a collateral transfer AUD ORD 354,573 354,573 |
| BlackRock Investment Management, LLC 21-Oct-19 no |
n/a collateral transfer AUD ORD 413 413 |
| BlackRock Asset Management North Asia Limited 21-Oct-19 no |
n/a collateral transfer AUD ORD 424 424 |
| BlackRock Institutional Trust Company, National Association 22-Oct-19 yes |
14.95 on mkt buy AUD ORD 1,169 1,169 |
| BlackRock Investment Management (Australia) Limited 22-Oct-19 yes |
14.94 on mkt buy AUD ORD 1,324 1,324 |
| BlackRock Advisors, LLC 22-Oct-19 no |
n/a collateral transfer AUD ORD 128 128 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 22-Oct-19 no |
n/a collateral transfer AUD ORD 258 258 |
COL
page 6 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management, LLC 22-Oct-19 no |
n/a collateral transfer AUD ORD 2,428 2,428 |
| BlackRock Institutional Trust Company, National Association 23-Oct-19 yes |
14.93 on mkt buy AUD ORD 9,326 9,326 |
| BlackRock Institutional Trust Company, National Association 23-Oct-19 yes |
14.93 on mkt buy AUD ORD 2,058 2,058 |
| BlackRock Institutional Trust Company, National Association 23-Oct-19 yes |
14.93 on mkt buy AUD ORD 2,043 2,043 |
| BlackRock Investment Management (Australia) Limited 23-Oct-19 yes |
14.93 on mkt buy AUD ORD 30,744 30,744 |
| BlackRock Investment Management (Australia) Limited 23-Oct-19 yes |
14.93 on mkt buy AUD ORD 123,426 123,426 |
| BlackRock Investment Management (Australia) Limited 23-Oct-19 yes |
14.93 on mkt buy AUD ORD 11,152 11,152 |
| BlackRock Investment Management (Australia) Limited 23-Oct-19 yes |
14.93 on mkt buy AUD ORD 6,925 6,925 |
| BlackRock Advisors(UK)Limited 23-Oct-19 yes |
14.97 on mkt buy AUD ORD 760 760 |
| BlackRock Advisors(UK)Limited 23-Oct-19 yes |
14.97 on mkt buy AUD ORD 846 846 |
| BlackRock Advisors(UK)Limited 23-Oct-19 yes |
14.97 on mkt buy AUD ORD 282 282 |
| BlackRock Advisors(UK)Limited 23-Oct-19 yes |
14.97 on mkt buy AUD ORD 6,882 6,882 |
| BlackRock Investment Management (Australia) Limited 23-Oct-19 yes |
14.97 on mkt buy AUD ORD 12,432 12,432 |
| BlackRock Fund Advisors 23-Oct-19 yes |
14.97 on mkt buy AUD ORD 9,834 9,834 |
| BlackRock Fund Advisors 23-Oct-19 no |
n/a in specie AUD ORD 1,350 1,350 |
| BlackRock Advisors, LLC 23-Oct-19 no |
n/a collateral transfer AUD ORD 293 293 |
| BlackRock Japan Co., Ltd. 23-Oct-19 no |
n/a collateral transfer AUD ORD 522 522 |
| BlackRock Advisors (UK) Limited 23-Oct-19 no |
n/a collateral transfer AUD ORD 19,485 19,485 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 23-Oct-19 no |
n/a collateral transfer AUD ORD 337 337 |
| BlackRock Asset Management North Asia Limited 23-Oct-19 no |
n/a collateral transfer AUD ORD 369 369 |
| BlackRock Investment Management,LLC 24-Oct-19 yes |
15.09 on mkt buy AUD ORD 2,181 2,181 |
| BlackRock Investment Management (UK) Limited 24-Oct-19 yes |
15.01 on mkt buy AUD ORD 56,703 56,703 |
| BlackRock Investment Management (Australia) Limited 24-Oct-19 yes |
14.98 on mkt buy AUD ORD 32,965 32,965 |
| BlackRock Institutional Trust Company, National Association 24-Oct-19 yes |
14.95 on mkt buy AUD ORD 3,876 3,876 |
| BlackRock Fund Advisors 24-Oct-19 no |
n/a in specie AUD ORD 1,350 1,350 |
| BlackRock Japan Co., Ltd. 24-Oct-19 no |
n/a collateral transfer AUD ORD 426,543 426,543 |
| BlackRock Advisors (UK) Limited 24-Oct-19 no |
n/a collateral transfer AUD ORD 27,283 27,283 |
| BlackRock Investment Management (UK) Limited 24-Oct-19 no |
n/a collateral transfer AUD ORD 1,996 1,996 |
| BlackRock Advisors(UK)Limited 25-Oct-19 yes |
14.96 on mkt buy AUD ORD 5,048 5,048 |
| BlackRock Investment Management (Australia) Limited 25-Oct-19 yes |
14.96 on mkt buy AUD ORD 24,747 24,747 |
| BlackRock Fund Advisors 25-Oct-19 no |
n/a in specie AUD ORD 5,014 5,014 |
| BlackRock Advisors (UK) Limited 25-Oct-19 no |
n/a collateral transfer AUD ORD 7 7 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 25-Oct-19 no |
n/a collateral transfer AUD ORD 136 136 |
| BlackRock Investment Management (UK) Limited 25-Oct-19 no |
n/a collateral transfer AUD ORD 2,944 2,944 |
| BlackRock Fund Advisors 28-Oct-19 no |
n/a in specie AUD ORD 1,462 1,462 |
| BlackRock Advisors, LLC 28-Oct-19 no |
n/a collateral transfer AUD ORD 139 139 |
| BlackRock Advisors (UK) Limited 28-Oct-19 no |
n/a collateral transfer AUD ORD 358,318 358,318 |
| BlackRock Investment Management, LLC 28-Oct-19 no |
n/a collateral transfer AUD ORD 2,902 2,902 |
| BlackRock Fund Advisors 29-Oct-19 no |
n/a in specie AUD ORD 733 733 |
| BlackRock Investment Management (Australia) Limited 29-Oct-19 yes |
14.97 on mkt buy AUD ORD 9,156 9,156 |
| BlackRock Investment Management (Australia) Limited 29-Oct-19 yes |
15.01 on mkt buy AUD ORD 7,758 7,758 |
| BlackRock Advisors(UK)Limited 29-Oct-19 yes |
15.01 on mkt buy AUD ORD 1,583 1,583 |
| BlackRock Japan Co., Ltd. 29-Oct-19 no |
n/a collateral transfer AUD ORD 76 76 |
| BlackRock Investment Management, LLC 29-Oct-19 no |
n/a collateral transfer AUD ORD 2,655 2,655 |
COL
page 7 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Asset Management North Asia Limited 29-Oct-19 no |
n/a collateral transfer AUD ORD 98 98 |
| BlackRock(Netherlands)B.V. 30-Oct-19 no |
n/a in specie AUD ORD 15,215 15,215 |
| BlackRock Institutional Trust Company, National Association 30-Oct-19 yes |
14.91 on mkt buy AUD ORD 10,827 10,827 |
| BlackRock Investment Management (UK) Limited 30-Oct-19 yes |
14.96 on mkt buy AUD ORD 107,667 107,667 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 30-Oct-19 yes |
14.98 on mkt buy AUD ORD 736 736 |
| BlackRock Investment Management (Australia) Limited 30-Oct-19 yes |
14.91 on mkt buy AUD ORD 19,294 19,294 |
| BlackRock Investment Management (Australia) Limited 30-Oct-19 yes |
14.91 on mkt buy AUD ORD 5,290 5,290 |
| BlackRock Investment Management (Australia) Limited 30-Oct-19 yes |
14.90 on mkt buy AUD ORD 4,391 4,391 |
| BlackRock Institutional Trust Company, National Association 30-Oct-19 yes |
14.90 on mkt buy AUD ORD 17,772 17,772 |
| BlackRock Institutional Trust Company, National Association 30-Oct-19 yes |
14.90 on mkt buy AUD ORD 4,063 4,063 |
| BlackRock Institutional Trust Company, National Association 30-Oct-19 yes |
14.90 on mkt buy AUD ORD 4,029 4,029 |
| BlackRock Investment Management (Australia) Limited 30-Oct-19 yes |
14.90 on mkt buy AUD ORD 118,572 118,572 |
| BlackRock Fund Advisors 30-Oct-19 no |
n/a in specie AUD ORD 20,640 20,640 |
| BlackRock Fund Advisors 30-Oct-19 no |
n/a in specie AUD ORD 1,098 1,098 |
| BlackRock Japan Co., Ltd. 30-Oct-19 no |
n/a collateral transfer AUD ORD 276 276 |
| BlackRock Advisors (UK) Limited 30-Oct-19 no |
n/a collateral transfer AUD ORD 8,445 8,445 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 30-Oct-19 no |
n/a collateral transfer AUD ORD 778 778 |
| BlackRock Investment Management (UK) Limited 30-Oct-19 no |
n/a collateral transfer AUD ORD 1,060 1,060 |
| BlackRock Institutional Trust Company, National Association 31-Oct-19 no |
n/a in specie AUD ORD 4,823 4,823 |
| BlackRock Fund Advisors 31-Oct-19 no |
n/a in specie AUD ORD 4,404 4,404 |
| BlackRock Institutional Trust Company, National Association 31-Oct-19 yes |
14.92 on mkt buy AUD ORD 9,796 9,796 |
| BlackRock Investment Management (Australia) Limited 31-Oct-19 yes |
14.95 on mkt buy AUD ORD 17,651 17,651 |
| BlackRock Advisors(UK)Limited 31-Oct-19 yes |
14.99 on mkt buy AUD ORD 2,016 2,016 |
| BlackRock Advisors(UK)Limited 31-Oct-19 yes |
14.99 on mkt buy AUD ORD 1,360 1,360 |
| BlackRock Institutional Trust Company, National Association 31-Oct-19 yes |
14.99 on mkt buy AUD ORD 4,451 4,451 |
| BlackRock Advisors, LLC 31-Oct-19 no |
n/a collateral transfer AUD ORD 117 117 |
| BlackRock Investment Management, LLC 31-Oct-19 no |
n/a collateral transfer AUD ORD 3,391 3,391 |
| BlackRock Investment Management (UK) Limited 31-Oct-19 no |
n/a collateral transfer AUD ORD 414,273 414,273 |
| BlackRock Fund Advisors 01-Nov-19 no |
n/a in specie AUD ORD 2,226 2,226 |
| BlackRock Advisors(UK)Limited 01-Nov-19 yes |
15.02 on mkt buy AUD ORD 15,546 15,546 |
| BlackRock Fund Advisors 01-Nov-19 no |
n/a in specie AUD ORD 4,375 4,375 |
| BlackRock Fund Advisors 01-Nov-19 no |
n/a in specie AUD ORD 6,412 6,412 |
| BlackRock Japan Co., Ltd. 01-Nov-19 no |
n/a collateral transfer AUD ORD 12 12 |
| BlackRock Advisors (UK) Limited 01-Nov-19 no |
n/a collateral transfer AUD ORD 9 9 |
| BlackRock Investment Management (Australia) Limited 04-Nov-19 yes |
14.99 on mkt buy AUD ORD 7,758 7,758 |
| BlackRock Fund Advisors 04-Nov-19 no |
n/a in specie AUD ORD 3,206 3,206 |
| BlackRock Fund Advisors 04-Nov-19 no |
n/a in specie AUD ORD 524 524 |
| BlackRock Advisors, LLC 04-Nov-19 no |
n/a collateral transfer AUD ORD 68 68 |
| BlackRock Advisors (UK) Limited 04-Nov-19 no |
n/a collateral transfer AUD ORD 2 2 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 04-Nov-19 no |
n/a collateral transfer AUD ORD 346 346 |
| BlackRock Investment Management, LLC 04-Nov-19 no |
n/a collateral transfer AUD ORD 4,694 4,694 |
| BlackRock Asset Management North Asia Limited 04-Nov-19 no |
n/a collateral transfer AUD ORD 1,117 1,117 |
| BlackRock Investment Management (Australia) Limited 05-Nov-19 yes |
14.99 on mkt buy AUD ORD 10,695 10,695 |
| BlackRock Investment Management (Australia) Limited 05-Nov-19 yes |
14.99 on mkt buy AUD ORD 10,344 10,344 |
COL
page 8 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 05-Nov-19 yes |
14.99 on mkt buy AUD ORD 7,572 7,572 |
| BlackRock Advisors(UK)Limited 05-Nov-19 yes |
14.99 on mkt buy AUD ORD 1,547 1,547 |
| BlackRock Advisors(UK)Limited 05-Nov-19 yes |
14.99 on mkt buy AUD ORD 442 442 |
| BlackRock Advisors(UK)Limited 05-Nov-19 yes |
14.99 on mkt buy AUD ORD 157 157 |
| BlackRock Advisors(UK)Limited 05-Nov-19 yes |
14.99 on mkt buy AUD ORD 157 157 |
| BlackRock Advisors(UK)Limited 05-Nov-19 yes |
14.99 on mkt buy AUD ORD 471 471 |
| BlackRock Advisors(UK)Limited 05-Nov-19 yes |
14.99 on mkt buy AUD ORD 1,228 1,228 |
| BlackRock Fund Advisors 05-Nov-19 no |
n/a in specie AUD ORD 524 524 |
| BlackRock Fund Advisors 05-Nov-19 no |
n/a in specie AUD ORD 30,960 30,960 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 05-Nov-19 no |
n/a collateral transfer AUD ORD 240 240 |
| BlackRock Investment Management (UK) Limited 05-Nov-19 no |
n/a collateral transfer AUD ORD 1,420 1,420 |
| BlackRock Asset Management North Asia Limited 05-Nov-19 no |
n/a collateral transfer AUD ORD 560 560 |
| BlackRock Investment Management (UK) Limited 06-Nov-19 yes |
14.99 on mkt buy AUD ORD 135,146 135,146 |
| BlackRock Investment Management (Australia) Limited 06-Nov-19 yes |
14.98 on mkt buy AUD ORD 86,344 86,344 |
| BlackRock Investment Management (Australia) Limited 06-Nov-19 yes |
14.98 on mkt buy AUD ORD 7,009 7,009 |
| BlackRock Institutional Trust Company, National Association 06-Nov-19 yes |
14.98 on mkt buy AUD ORD 1,847 1,847 |
| BlackRock Advisors(UK)Limited 06-Nov-19 yes |
14.94 on mkt buy AUD ORD 1,115 1,115 |
| BlackRock Advisors(UK)Limited 06-Nov-19 yes |
14.94 on mkt buy AUD ORD 4,799 4,799 |
| BlackRock Fund Advisors 06-Nov-19 yes |
14.94 on mkt buy AUD ORD 7,314 7,314 |
| BlackRock Fund Advisors 06-Nov-19 no |
n/a in specie AUD ORD 4,809 4,809 |
| BlackRock Japan Co., Ltd. 06-Nov-19 no |
n/a collateral transfer AUD ORD 531 531 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 06-Nov-19 no |
n/a collateral transfer AUD ORD 339 339 |
| BlackRock Investment Management (UK) Limited 06-Nov-19 no |
n/a collateral transfer AUD ORD 4,250 4,250 |
| BlackRock Asset Management North Asia Limited 06-Nov-19 no |
n/a collateral transfer AUD ORD 1,103 1,103 |
| BlackRock Fund Advisors 07-Nov-19 no |
n/a in specie AUD ORD 14,611 14,611 |
| BlackRock Fund Advisors 07-Nov-19 no |
n/a in specie AUD ORD 21,875 21,875 |
| BlackRock Institutional Trust Company, National Association 07-Nov-19 yes |
15.16 on mkt buy AUD ORD 1,879 1,879 |
| BlackRock Investment Management (Australia) Limited 07-Nov-19 yes |
15.17 on mkt buy AUD ORD 5,372 5,372 |
| BlackRock Advisors,LLC 07-Nov-19 yes |
15.17 on mkt buy AUD ORD 4,096 4,096 |
| BlackRock Investment Management (Australia) Limited 07-Nov-19 yes |
15.28 on mkt buy AUD ORD 1,324 1,324 |
| BlackRock Advisors(UK)Limited 07-Nov-19 yes |
15.28 on mkt buy AUD ORD 7,146 7,146 |
| BlackRock Institutional Trust Company, National Association 07-Nov-19 yes |
15.28 on mkt buy AUD ORD 34,830 34,830 |
| BlackRock Fund Advisors 07-Nov-19 no |
n/a in specie AUD ORD 25,910 25,910 |
| BlackRock Fund Advisors 07-Nov-19 no |
n/a in specie AUD ORD 2,025 2,025 |
| BlackRock Fund Advisors 07-Nov-19 no |
n/a in specie AUD ORD 1,464 1,464 |
| BlackRock Japan Co., Ltd. 07-Nov-19 no |
n/a collateral transfer AUD ORD 194 194 |
| BlackRock Advisors (UK) Limited 07-Nov-19 no |
n/a collateral transfer AUD ORD 116,347 116,347 |
| BlackRock Investment Management, LLC 07-Nov-19 no |
n/a collateral transfer AUD ORD 11,182 11,182 |
| BlackRock Investment Management (UK) Limited 07-Nov-19 no |
n/a collateral transfer AUD ORD 11 11 |
| BlackRock Fund Advisors 08-Nov-19 no |
n/a in specie AUD ORD 6,968 6,968 |
| BlackRock Advisors(UK)Limited 08-Nov-19 yes |
15.20 on mkt buy AUD ORD 15,144 15,144 |
| BlackRock Advisors(UK)Limited 08-Nov-19 yes |
15.25 on mkt buy AUD ORD 1,554 1,554 |
| BlackRock Advisors(UK)Limited 08-Nov-19 yes |
15.25 on mkt buy AUD ORD 271 271 |
| BlackRock Asset Management North Asia Limited 08-Nov-19 yes |
15.25 on mkt buy AUD ORD 3,937 3,937 |
| BlackRock Fund Advisors 08-Nov-19 no |
n/a in specie AUD ORD 17,420 17,420 |
| BlackRock Fund Advisors 08-Nov-19 no |
n/a in specie AUD ORD 2,507 2,507 |
| BlackRock Advisors (UK) Limited 08-Nov-19 no |
n/a collateral transfer AUD ORD 24,095 24,095 |
| BlackRock Investment Management, LLC 08-Nov-19 no |
n/a collateral transfer AUD ORD 2,134 2,134 |
| BlackRock Fund Advisors 11-Nov-19 no |
n/a in specie AUD ORD 29,007 29,007 |
| BlackRock Investment Management (Australia) Limited 11-Nov-19 yes |
15.44 on mkt buy AUD ORD 2,586 2,586 |
| BlackRock Advisors(UK)Limited 11-Nov-19 yes |
15.44 on mkt buy AUD ORD 5,088 5,088 |
| BlackRock Advisors(UK)Limited 11-Nov-19 yes |
15.44 on mkt buy AUD ORD 1,547 1,547 |
| BlackRock Advisors(UK)Limited 11-Nov-19 yes |
15.44 on mkt buy AUD ORD 1,547 1,547 |
COL
page 9 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 11-Nov-19 yes |
15.44 on mkt buy AUD ORD 1,414 1,414 |
| BlackRock Asset Management Canada Limited 11-Nov-19 yes |
15.44 on mkt buy AUD ORD 342 342 |
| BlackRock Fund Advisors 11-Nov-19 no |
n/a in specie AUD ORD 524 524 |
| BlackRock Fund Advisors 11-Nov-19 no |
n/a in specie AUD ORD 2,025 2,025 |
| BlackRock Advisors, LLC 11-Nov-19 no |
n/a collateral transfer AUD ORD 1 1 |
| BlackRock Japan Co., Ltd. 11-Nov-19 no |
n/a collateral transfer AUD ORD 579 579 |
| BlackRock Investment Management (UK) Limited 11-Nov-19 no |
n/a collateral transfer AUD ORD 1,220 1,220 |
| BlackRock Institutional Trust Company, National Association 12-Nov-19 yes |
15.48 on mkt buy AUD ORD 203 203 |
| BlackRock Fund Advisors 12-Nov-19 no |
n/a in specie AUD ORD 31,356 31,356 |
| BlackRock Advisors(UK)Limited 12-Nov-19 yes |
15.53 on mkt buy AUD ORD 760 760 |
| BlackRock Investment Management (UK) Limited 12-Nov-19 yes |
15.53 on mkt buy AUD ORD 3,176 3,176 |
| BlackRock Fund Advisors 12-Nov-19 no |
n/a in specie AUD ORD 2,507 2,507 |
| BlackRock Japan Co., Ltd. 12-Nov-19 no |
n/a collateral transfer AUD ORD 337,146 337,146 |
| BlackRock Advisors (UK) Limited 12-Nov-19 no |
n/a collateral transfer AUD ORD 185,048 185,048 |
| BlackRock Investment Management, LLC 12-Nov-19 no |
n/a collateral transfer AUD ORD 2,558 2,558 |
| BlackRock Fund Advisors 13-Nov-19 no |
n/a in specie AUD ORD 13,125 13,125 |
| BlackRock Investment Management (Australia) Limited 13-Nov-19 yes |
15.29 on mkt buy AUD ORD 4,392 4,392 |
| BlackRock Investment Management (Australia) Limited 13-Nov-19 yes |
15.28 on mkt buy AUD ORD 5,582 5,582 |
| BlackRock Investment Management (Australia) Limited 13-Nov-19 yes |
15.28 on mkt buy AUD ORD 3,268 3,268 |
| BlackRock Investment Management (Australia) Limited 13-Nov-19 yes |
15.16 on mkt buy AUD ORD 662 662 |
| BlackRock Advisors(UK)Limited 13-Nov-19 yes |
15.16 on mkt buy AUD ORD 5,684 5,684 |
| BlackRock Institutional Trust Company, National Association 13-Nov-19 yes |
15.16 on mkt buy AUD ORD 24,300 24,300 |
| BlackRock Fund Advisors 13-Nov-19 no |
n/a in specie AUD ORD 67,366 67,366 |
| BlackRock Fund Advisors 13-Nov-19 no |
n/a in specie AUD ORD 31,092 31,092 |
| BlackRock Fund Advisors 13-Nov-19 no |
n/a in specie AUD ORD 25,910 25,910 |
| BlackRock Fund Advisors 13-Nov-19 no |
n/a in specie AUD ORD 20,728 20,728 |
| BlackRock Japan Co., Ltd. 13-Nov-19 no |
n/a collateral transfer AUD ORD 54 54 |
| BlackRock Investment Management, LLC 13-Nov-19 no |
n/a collateral transfer AUD ORD 7,069 7,069 |
| BlackRock Institutional Trust Company, National Association 14-Nov-19 yes |
15.41 on mkt buy AUD ORD 463 463 |
| BlackRock Advisors,LLC 14-Nov-19 yes |
15.43 on mkt buy AUD ORD 2,799 2,799 |
| BlackRock Investment Management (Australia) Limited 14-Nov-19 yes |
15.44 on mkt buy AUD ORD 7,758 7,758 |
| BlackRock Advisors(UK)Limited 14-Nov-19 yes |
15.44 on mkt buy AUD ORD 2,539 2,539 |
| BlackRock Advisors(UK)Limited 14-Nov-19 yes |
15.44 on mkt buy AUD ORD 271 271 |
| BlackRock Asset Management Canada Limited 14-Nov-19 yes |
15.44 on mkt buy AUD ORD 148 148 |
| BlackRock Fund Advisors 14-Nov-19 no |
n/a in specie AUD ORD 566 566 |
| BlackRock Fund Advisors 14-Nov-19 no |
n/a in specie AUD ORD 25,910 25,910 |
| BlackRock Fund Advisors 14-Nov-19 no |
n/a in specie AUD ORD 2,562 2,562 |
| BlackRock Fund Advisors 14-Nov-19 no |
n/a in specie AUD ORD 36,274 36,274 |
| BlackRock Advisors (UK) Limited 14-Nov-19 no |
n/a collateral transfer AUD ORD 706 706 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 14-Nov-19 no |
n/a collateral transfer AUD ORD 890 890 |
| BlackRock Asset Management North Asia Limited 14-Nov-19 no |
n/a collateral transfer AUD ORD 1,709 1,709 |
| BlackRock Investment Management (UK) Limited 15-Nov-19 yes |
15.62 on mkt buy AUD ORD 7,920 7,920 |
| BlackRock Investment Management (Australia) Limited 15-Nov-19 yes |
15.65 on mkt buy AUD ORD 10,344 10,344 |
| BlackRock Advisors(UK)Limited 15-Nov-19 yes |
15.65 on mkt buy AUD ORD 669 669 |
| BlackRock Investment Management (UK) Limited 15-Nov-19 no |
n/a collateral transfer AUD ORD 3,837 3,837 |
| BlackRock Asset Management North Asia Limited 15-Nov-19 no |
n/a collateral transfer AUD ORD 203 203 |
| BlackRock Fund Advisors 18-Nov-19 no |
n/a in specie AUD ORD 8,790 8,790 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 18-Nov-19 yes |
15.65 on mkt buy AUD ORD 3,643 3,643 |
| BlackRock Fund Advisors 18-Nov-19 yes |
15.65 on mkt buy AUD ORD 2,962 2,962 |
COL
page 10 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 18-Nov-19 yes |
15.65 on mkt buy AUD ORD 789 789 |
| BlackRock Advisors,LLC 18-Nov-19 yes |
15.65 on mkt buy AUD ORD 19,908 19,908 |
| BlackRock Advisors(UK)Limited 18-Nov-19 yes |
15.65 on mkt buy AUD ORD 987 987 |
| BlackRock Institutional Trust Company, National Association 18-Nov-19 yes |
15.65 on mkt buy AUD ORD 3,718 3,718 |
| BlackRock Advisors,LLC 18-Nov-19 yes |
15.65 on mkt buy AUD ORD 4,826 4,826 |
| BlackRock Investment Management (Australia) Limited 18-Nov-19 yes |
15.67 on mkt buy AUD ORD 10,344 10,344 |
| BlackRock Advisors(UK)Limited 18-Nov-19 yes |
15.67 on mkt buy AUD ORD 2,007 2,007 |
| BlackRock Advisors(UK)Limited 18-Nov-19 yes |
15.67 on mkt buy AUD ORD 1,115 1,115 |
| BlackRock Advisors(UK)Limited 18-Nov-19 yes |
15.67 on mkt buy AUD ORD 21,937 21,937 |
| BlackRock Advisors, LLC 18-Nov-19 no |
n/a collateral transfer AUD ORD 66 66 |
| BlackRock Japan Co., Ltd. 18-Nov-19 no |
n/a collateral transfer AUD ORD 141,184 141,184 |
| BlackRock Advisors (UK) Limited 18-Nov-19 no |
n/a collateral transfer AUD ORD 434 434 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 18-Nov-19 no |
n/a collateral transfer AUD ORD 403 403 |
| BlackRock Investment Management, LLC 18-Nov-19 no |
n/a collateral transfer AUD ORD 1,291 1,291 |
| BlackRock Asset Management North Asia Limited 18-Nov-19 no |
n/a collateral transfer AUD ORD 565 565 |
| BlackRock Fund Advisors 19-Nov-19 no |
n/a in specie AUD ORD 27,872 27,872 |
| BlackRock Advisors, LLC 19-Nov-19 no |
n/a collateral transfer AUD ORD 113 113 |
| BlackRock Advisors (UK) Limited 19-Nov-19 no |
n/a collateral transfer AUD ORD 292 292 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 19-Nov-19 no |
n/a collateral transfer AUD ORD 259 259 |
| BlackRock Investment Management (UK) Limited 19-Nov-19 no |
n/a collateral transfer AUD ORD 1,469 1,469 |
| BlackRock Investment Management (Australia) Limited 20-Nov-19 yes |
15.68 on mkt buy AUD ORD 7,899 7,899 |
| BlackRock Investment Management (Australia) Limited 20-Nov-19 yes |
15.68 on mkt buy AUD ORD 1,320 1,320 |
| BlackRock Investment Management (Australia) Limited 20-Nov-19 yes |
15.68 on mkt buy AUD ORD 10,344 10,344 |
| BlackRock Advisors(UK)Limited 20-Nov-19 yes |
15.68 on mkt buy AUD ORD 5,324 5,324 |
| BlackRock Fund Advisors 20-Nov-19 no |
n/a in specie AUD ORD 1,996 1,996 |
| BlackRock Investment Management, LLC 20-Nov-19 no |
n/a collateral transfer AUD ORD 3,107 3,107 |
| BlackRock Investment Management (Australia) Limited 21-Nov-19 yes |
15.71 on mkt buy AUD ORD 5,172 5,172 |
| BlackRock Advisors(UK)Limited 21-Nov-19 yes |
15.71 on mkt buy AUD ORD 615 615 |
| BlackRock Institutional Trust Company, National Association 21-Nov-19 yes |
15.71 on mkt buy AUD ORD 5,723 5,723 |
| BlackRock Fund Advisors 21-Nov-19 no |
n/a in specie AUD ORD 20,728 20,728 |
| BlackRock Fund Advisors 21-Nov-19 no |
n/a in specie AUD ORD 2,700 2,700 |
| BlackRock Japan Co., Ltd. 21-Nov-19 no |
n/a collateral transfer AUD ORD 50 50 |
| BlackRock Advisors (UK) Limited 21-Nov-19 no |
n/a collateral transfer AUD ORD 1,587 1,587 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 21-Nov-19 no |
n/a collateral transfer AUD ORD 257 257 |
| BlackRock Investment Management (UK) Limited 21-Nov-19 no |
n/a collateral transfer AUD ORD 12,070 12,070 |
| BlackRock Asset Management North Asia Limited 21-Nov-19 no |
n/a collateral transfer AUD ORD 117 117 |
| BlackRock Fund Advisors 22-Nov-19 yes |
15.63 on mkt buy AUD ORD 35,910 35,910 |
| BlackRock Fund Advisors 22-Nov-19 no |
n/a in specie AUD ORD 3,206 3,206 |
| BlackRock Fund Advisors 22-Nov-19 no |
n/a in specie AUD ORD 11,323 11,323 |
| BlackRock Institutional Trust Company, National Association 22-Nov-19 no |
n/a in specie AUD ORD 5,875 5,875 |
| BlackRock Advisors, LLC 22-Nov-19 no |
n/a collateral transfer AUD ORD 125 125 |
| BlackRock Advisors (UK) Limited 22-Nov-19 no |
n/a collateral transfer AUD ORD 988,203 988,203 |
| BlackRock Investment Management (UK) Limited 22-Nov-19 no |
n/a collateral transfer AUD ORD 335,906 335,906 |
| BlackRock Asset Management North Asia Limited 22-Nov-19 no |
n/a collateral transfer AUD ORD 97 97 |
| BlackRock Investment Management (Australia) Limited 25-Nov-19 yes |
15.68 on mkt buy AUD ORD 1,324 1,324 |
| BlackRock Advisors(UK)Limited 25-Nov-19 yes |
15.68 on mkt buy AUD ORD 1,561 1,561 |
COL
page 11 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors, LLC 25-Nov-19 no |
n/a collateral transfer AUD ORD 495 495 |
| BlackRock Japan Co., Ltd. 25-Nov-19 no |
n/a collateral transfer AUD ORD 224 224 |
| BlackRock Advisors (UK) Limited 25-Nov-19 no |
n/a collateral transfer AUD ORD 159,462 159,462 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 4,338 4,338 |
| BlackRock Investment Management (UK) Limited 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 10,426 10,426 |
| BlackRock Investment Management (UK) Limited 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 99,334 99,334 |
| BlackRock Investment Management (UK) Limited 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 64,651 64,651 |
| BlackRock Investment Management (UK) Limited 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 3,046 3,046 |
| BlackRock Advisors(UK)Limited 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 5,205 5,205 |
| BlackRock Institutional Trust Company, National Association 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 21,514 21,514 |
| BlackRock International Limited 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 5,901 5,901 |
| BlackRock Fund Advisors 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 175,367 175,367 |
| BlackRock Advisors(UK)Limited 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 132,401 132,401 |
| BlackRock Advisors(UK)Limited 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 166,167 166,167 |
| BlackRock Advisors(UK)Limited 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 123,627 123,627 |
| BlackRock Advisors(UK)Limited 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 275,072 275,072 |
| BlackRock Advisors(UK)Limited 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 8,488 8,488 |
| BlackRock Fund Advisors 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 25,290 25,290 |
| BlackRock Fund Advisors 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 10,997 10,997 |
| BlackRock Fund Advisors 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 43,908 43,908 |
| BlackRock Fund Advisors 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 297,844 297,844 |
| BlackRock Institutional Trust Company, National Association 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 6,751 6,751 |
| BlackRock Institutional Trust Company, National Association 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 20,544 20,544 |
| BlackRock Institutional Trust Company, National Association 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 10,800 10,800 |
| BlackRock Institutional Trust Company, National Association 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 347,664 347,664 |
| BlackRock Investment Management (Australia) Limited 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 9,657 9,657 |
| BlackRock Institutional Trust Company, National Association 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 100,012 100,012 |
| BlackRock Institutional Trust Company, National Association 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 6,434 6,434 |
| BlackRock Asset Management Canada Limited 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 43,503 43,503 |
| BlackRock Asset Management Canada Limited 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 32,142 32,142 |
| BlackRock Asset Management Canada Limited 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 4,459 4,459 |
| BlackRock Investment Management,LLC 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 22,747 22,747 |
| BlackRock Asset Management Canada Limited 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 215,972 215,972 |
| BlackRock Institutional Trust Company, National Association 26-Nov-19 yes |
16.13 on mkt buy AUD ORD 2,599 2,599 |
| BlackRock Investment Management (Australia) Limited 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 891 891 |
| BlackRock Advisors(UK)Limited 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 1,148 1,148 |
| BlackRock Advisors(UK)Limited 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 1,692 1,692 |
| BlackRock Investment Management (UK) Limited 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 2 2 |
| BlackRock Investment Management (UK) Limited 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 22 22 |
| BlackRock Investment Management (UK) Limited 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 15 15 |
| BlackRock Advisors(UK)Limited 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 1 1 |
| BlackRock Institutional Trust Company, National Association 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 4 4 |
| BlackRock International Limited 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 1 1 |
| BlackRock Fund Advisors 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 39 39 |
| BlackRock Advisors(UK)Limited 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 29 29 |
| BlackRock Advisors(UK)Limited 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 37 37 |
| BlackRock Advisors(UK)Limited 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 28 28 |
| BlackRock Advisors(UK)Limited 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 61 61 |
| BlackRock Advisors(UK)Limited 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 1 1 |
| BlackRock Fund Advisors 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 5 5 |
COL
page 12 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 2 2 |
| BlackRock Fund Advisors 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 10 10 |
| BlackRock Fund Advisors 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 66 66 |
| BlackRock Institutional Trust Company, National Association 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 1 1 |
| BlackRock Institutional Trust Company, National Association 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 4 4 |
| BlackRock Institutional Trust Company, National Association 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 2 2 |
| BlackRock Institutional Trust Company, National Association 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 77 77 |
| BlackRock Investment Management (Australia) Limited 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 2 2 |
| BlackRock Institutional Trust Company, National Association 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 22 22 |
| BlackRock Institutional Trust Company, National Association 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 1 1 |
| BlackRock Asset Management Canada Limited 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 10 10 |
| BlackRock Asset Management Canada Limited 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 8 8 |
| BlackRock Investment Management,LLC 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 4 4 |
| BlackRock Asset Management Canada Limited 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 48 48 |
| BlackRock Fund Advisors 26-Nov-19 yes |
16.17 on mkt buy AUD ORD 182,523 182,523 |
| BlackRock Institutional Trust Company, National Association 26-Nov-19 no |
n/a in specie AUD ORD 21,375 21,375 |
| BlackRock Advisors (UK) Limited 26-Nov-19 no |
n/a collateral transfer AUD ORD 74,240 74,240 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 26-Nov-19 no |
n/a collateral transfer AUD ORD 200 200 |
| BlackRock Asset Management North Asia Limited 26-Nov-19 no |
n/a collateral transfer AUD ORD 730 730 |
| BlackRock Institutional Trust Company, National Association 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 7,925 7,925 |
| BlackRock Investment Management (UK) Limited 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 238 238 |
| BlackRock Investment Management (UK) Limited 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 2,265 2,265 |
| BlackRock Investment Management (UK) Limited 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 1,474 1,474 |
| BlackRock Institutional Trust Company, National Association 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 490 490 |
| BlackRock Fund Advisors 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 3,998 3,998 |
| BlackRock Advisors(UK)Limited 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 3,019 3,019 |
| BlackRock Advisors(UK)Limited 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 3,788 3,788 |
| BlackRock Advisors(UK)Limited 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 2,818 2,818 |
| BlackRock Advisors(UK)Limited 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 6,271 6,271 |
| BlackRock Fund Advisors 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 577 577 |
| BlackRock Fund Advisors 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 251 251 |
| BlackRock Fund Advisors 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 1,001 1,001 |
| BlackRock Fund Advisors 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 6,789 6,789 |
| BlackRock Institutional Trust Company, National Association 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 468 468 |
| BlackRock Institutional Trust Company, National Association 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 246 246 |
| BlackRock Investment Management (Australia) Limited 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 220 220 |
| BlackRock Institutional Trust Company, National Association 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 2,280 2,280 |
| BlackRock Asset Management Canada Limited 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 992 992 |
| BlackRock Asset Management Canada Limited 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 733 733 |
| BlackRock Investment Management,LLC 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 519 519 |
| BlackRock Asset Management Canada Limited 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 4,924 4,924 |
| BlackRock Advisors(UK)Limited 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 194 194 |
| BlackRock Institutional Trust Company, National Association 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 154 154 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 99 99 |
| BlackRock Advisors(UK)Limited 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 119 119 |
| BlackRock International Limited 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 135 135 |
| BlackRock Institutional Trust Company, National Association 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 147 147 |
COL
page 13 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Asset Management Canada Limited 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 102 102 |
| BlackRock Investment Management (UK) Limited 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 69 69 |
| BlackRock Institutional Trust Company, National Association 27-Nov-19 yes |
16.28 on mkt buy AUD ORD 59 59 |
| BlackRock Fund Advisors 27-Nov-19 no |
n/a in specie AUD ORD 14,000 14,000 |
| BlackRock Investment Management (UK) Limited 28-Nov-19 yes |
16.50 on mkt buy AUD ORD 2,371 2,371 |
| BlackRock Investment Management (UK) Limited 28-Nov-19 yes |
16.44 on mkt buy AUD ORD 7,382 7,382 |
| BlackRock Investment Management (Australia) Limited 28-Nov-19 yes |
16.24 on mkt buy AUD ORD 10,344 10,344 |
| BlackRock Institutional Trust Company, National Association 28-Nov-19 yes |
16.24 on mkt buy AUD ORD 12,550 12,550 |
| BlackRock Institutional Trust Company, National Association 28-Nov-19 yes |
16.24 on mkt buy AUD ORD 3,719 3,719 |
| BlackRock Fund Advisors 28-Nov-19 yes |
16.24 on mkt buy AUD ORD 7,889 7,889 |
| BlackRock Investment Management,LLC 29-Nov-19 yes |
16.29 on mkt buy AUD ORD 4,702 4,702 |
| BlackRock Advisors(UK)Limited 29-Nov-19 yes |
16.26 on mkt buy AUD ORD 282 282 |
| BlackRock Advisors(UK)Limited 29-Nov-19 yes |
16.26 on mkt buy AUD ORD 578 578 |
| BlackRock Advisors(UK)Limited 29-Nov-19 yes |
16.26 on mkt buy AUD ORD 1,008 1,008 |
| BlackRock Advisors(UK)Limited 29-Nov-19 yes |
16.26 on mkt buy AUD ORD 6,594 6,594 |
| BlackRock Institutional Trust Company, National Association 29-Nov-19 yes |
16.26 on mkt buy AUD ORD 4,621 4,621 |
| BlackRock Institutional Trust Company, National Association 29-Nov-19 no |
n/a in specie AUD ORD 39,634 39,634 |
| BlackRock Advisors (UK) Limited 29-Nov-19 no |
n/a collateral transfer AUD ORD 251,203 251,203 |
| BlackRock Advisors(UK)Limited 02-Dec-19 yes |
16.35 on mkt buy AUD ORD 3,043 3,043 |
| BlackRock Advisors(UK)Limited 02-Dec-19 yes |
16.35 on mkt buy AUD ORD 1,156 1,156 |
| BlackRock Advisors(UK)Limited 02-Dec-19 yes |
16.35 on mkt buy AUD ORD 844 844 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 02-Dec-19 no |
n/a collateral transfer AUD ORD 2,692 2,692 |
| BlackRock Investment Management (UK) Limited 02-Dec-19 no |
n/a collateral transfer AUD ORD 240,080 240,080 |
| BlackRock Asset Management Canada Limited 03-Dec-19 yes |
15.67 on mkt buy AUD ORD 19,374 19,374 |
| BlackRock Investment Management (UK) Limited 03-Dec-19 yes |
15.67 on mkt buy AUD ORD 987 987 |
| BlackRock Institutional Trust Company, National Association 03-Dec-19 yes |
15.47 on mkt buy AUD ORD 5,901 5,901 |
| BlackRock Japan Co., Ltd. 03-Dec-19 no |
n/a collateral transfer AUD ORD 507,192 507,192 |
| BlackRock Investment Management (Australia) Limited 04-Dec-19 yes |
15.30 on mkt buy AUD ORD 69 69 |
| BlackRock Fund Advisors 04-Dec-19 no |
n/a in specie AUD ORD 9,741 9,741 |
| BlackRock Investment Management (Australia) Limited 04-Dec-19 yes |
15.22 on mkt buy AUD ORD 1,293 1,293 |
| BlackRock Investment Management (Australia) Limited 04-Dec-19 yes |
15.22 on mkt buy AUD ORD 7,758 7,758 |
| BlackRock Advisors(UK)Limited 04-Dec-19 yes |
15.22 on mkt buy AUD ORD 844 844 |
| BlackRock Investment Management (Australia) Limited 04-Dec-19 yes |
15.22 on mkt buy AUD ORD 10,346 10,346 |
| BlackRock Japan Co., Ltd. 04-Dec-19 no |
n/a collateral transfer AUD ORD 421,208 421,208 |
| BlackRock Investment Management (UK) Limited 05-Dec-19 yes |
15.36 on mkt buy AUD ORD 5,221 5,221 |
| BlackRock Fund Advisors 05-Dec-19 no |
n/a in specie AUD ORD 22,729 22,729 |
| BlackRock Institutional Trust Company, National Association 05-Dec-19 yes |
15.29 on mkt buy AUD ORD 118,284 118,284 |
| BlackRock Institutional Trust Company, National Association 05-Dec-19 yes |
15.29 on mkt buy AUD ORD 29,837 29,837 |
| BlackRock Institutional Trust Company, National Association 05-Dec-19 yes |
15.29 on mkt buy AUD ORD 29,642 29,642 |
| BlackRock Advisors(UK)Limited 05-Dec-19 yes |
15.35 on mkt buy AUD ORD 284 284 |
| BlackRock Advisors(UK)Limited 05-Dec-19 yes |
15.35 on mkt buy AUD ORD 284 284 |
| BlackRock Advisors(UK)Limited 05-Dec-19 yes |
15.35 on mkt buy AUD ORD 845 845 |
| BlackRock Advisors (UK) Limited 05-Dec-19 no |
n/a collateral transfer AUD ORD 168,085 168,085 |
| BlackRock Investment Management (Australia) Limited 06-Dec-19 yes |
15.27 on mkt buy AUD ORD 614 614 |
| BlackRock Investment Management (Australia) Limited 06-Dec-19 yes |
15.26 on mkt buy AUD ORD 5,172 5,172 |
| BlackRock Advisors(UK)Limited 06-Dec-19 yes |
15.26 on mkt buy AUD ORD 2,529 2,529 |
| BlackRock Advisors(UK)Limited 06-Dec-19 yes |
15.26 on mkt buy AUD ORD 3,380 3,380 |
COL
page 14 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 06-Dec-19 no |
n/a in specie AUD ORD 98 98 |
| BlackRock Advisors (UK) Limited 06-Dec-19 no |
n/a collateral transfer AUD ORD 502,115 502,115 |
| BlackRock Investment Management (UK) Limited 09-Dec-19 no |
n/a in specie AUD ORD 5,120 5,120 |
| BlackRock Asset Management Canada Limited 09-Dec-19 yes |
15.29 on mkt buy AUD ORD 3,078 3,078 |
| BlackRock Investment Management,LLC 09-Dec-19 yes |
15.29 on mkt buy AUD ORD 4,572 4,572 |
| BlackRock Investment Management (Australia) Limited 09-Dec-19 yes |
15.30 on mkt buy AUD ORD 12,930 12,930 |
| BlackRock Institutional Trust Company, National Association 09-Dec-19 yes |
15.30 on mkt buy AUD ORD 4,817 4,817 |
| BlackRock Fund Advisors 09-Dec-19 no |
n/a in specie AUD ORD 2,528 2,528 |
| BlackRock Institutional Trust Company, National Association 09-Dec-19 no |
n/a in specie AUD ORD 284,807 284,807 |
| BlackRock Japan Co., Ltd. 09-Dec-19 no |
n/a collateral transfer AUD ORD 10,696 10,696 |
| BlackRock Advisors,LLC 10-Dec-19 yes |
15.18 on mkt buy AUD ORD 8,391 8,391 |
| BlackRock Institutional Trust Company, National Association 10-Dec-19 yes |
15.18 on mkt buy AUD ORD 857 857 |
| BlackRock Advisors,LLC 10-Dec-19 yes |
15.18 on mkt buy AUD ORD 64 64 |
| BlackRock Advisors,LLC 10-Dec-19 yes |
15.18 on mkt buy AUD ORD 2,804 2,804 |
| BlackRock Investment Management,LLC 10-Dec-19 yes |
15.18 on mkt buy AUD ORD 1,241 1,241 |
| BlackRock Investment Management,LLC 10-Dec-19 yes |
15.18 on mkt buy AUD ORD 206 206 |
| BlackRock Investment Management,LLC 10-Dec-19 yes |
15.18 on mkt buy AUD ORD 5,003 5,003 |
| BlackRock Investment Management (Australia) Limited 10-Dec-19 yes |
15.18 on mkt buy AUD ORD 156 156 |
| BlackRock Investment Management,LLC 10-Dec-19 yes |
15.18 on mkt buy AUD ORD 317 317 |
| BlackRock Investment Management,LLC 10-Dec-19 yes |
15.18 on mkt buy AUD ORD 578 578 |
| BlackRock Investment Management (Australia) Limited 10-Dec-19 yes |
15.19 on mkt buy AUD ORD 15,516 15,516 |
| BlackRock Advisors(UK)Limited 10-Dec-19 yes |
15.19 on mkt buy AUD ORD 157 157 |
| BlackRock Advisors(UK)Limited 10-Dec-19 yes |
15.19 on mkt buy AUD ORD 2,535 2,535 |
| BlackRock Institutional Trust Company, National Association 10-Dec-19 yes |
15.19 on mkt buy AUD ORD 7,296 7,296 |
| BlackRock Advisors (UK) Limited 10-Dec-19 no |
n/a collateral transfer AUD ORD 32,270 32,270 |
| BlackRock Investment Management (UK) Limited 10-Dec-19 no |
n/a collateral transfer AUD ORD 182,702 182,702 |
| BlackRock Institutional Trust Company, National Association 11-Dec-19 yes |
15.29 on mkt buy AUD ORD 4,136 4,136 |
| BlackRock Advisors(UK)Limited 11-Dec-19 yes |
15.30 on mkt buy AUD ORD 2,320 2,320 |
| BlackRock Advisors(UK)Limited 11-Dec-19 yes |
15.30 on mkt buy AUD ORD 1,740 1,740 |
| BlackRock Investment Management (Australia) Limited 11-Dec-19 yes |
15.30 on mkt buy AUD ORD 50,538 50,538 |
| BlackRock Fund Advisors 11-Dec-19 no |
n/a in specie AUD ORD 1,264 1,264 |
| BlackRock Japan Co., Ltd. 11-Dec-19 no |
n/a collateral transfer AUD ORD 1,273 1,273 |
| BlackRock Advisors (UK) Limited 11-Dec-19 no |
n/a collateral transfer AUD ORD 182,726 182,726 |
| BlackRock Investment Management (Australia) Limited 12-Dec-19 no |
n/a in specie AUD ORD 54,963 54,963 |
| BlackRock Investment Management (Australia) Limited 12-Dec-19 yes |
15.18 on mkt buy AUD ORD 1,085 1,085 |
| BlackRock Investment Management (Australia) Limited 12-Dec-19 yes |
15.19 on mkt buy AUD ORD 16,809 16,809 |
| BlackRock Advisors(UK)Limited 12-Dec-19 yes |
15.19 on mkt buy AUD ORD 52,880 52,880 |
| BlackRock Investment Management, LLC 12-Dec-19 no |
n/a collateral transfer AUD ORD 89,405 89,405 |
| BlackRock Investment Management (UK) Limited 12-Dec-19 no |
n/a collateral transfer AUD ORD 418,391 418,391 |
| BlackRock Asset Management North Asia Limited 12-Dec-19 no |
n/a collateral transfer AUD ORD 21,395 21,395 |
| BlackRock Advisors(UK)Limited 13-Dec-19 yes |
15.09 on mkt buy AUD ORD 5,058 5,058 |
| BlackRock Advisors(UK)Limited 13-Dec-19 yes |
15.09 on mkt buy AUD ORD 7,682 7,682 |
| BlackRock Advisors(UK)Limited 13-Dec-19 yes |
15.09 on mkt buy AUD ORD 2,890 2,890 |
| BlackRock Advisors(UK)Limited 13-Dec-19 yes |
15.09 on mkt buy AUD ORD 3,179 3,179 |
| BlackRock Advisors (UK) Limited 13-Dec-19 no |
n/a collateral transfer AUD ORD 417,878 417,878 |
| BlackRock Advisors(UK)Limited 16-Dec-19 yes |
15.24 on mkt buy AUD ORD 2,529 2,529 |
| BlackRock Asset Management Canada Limited 16-Dec-19 yes |
15.23 on mkt buy AUD ORD 9,636 9,636 |
| BlackRock Fund Advisors 16-Dec-19 yes |
15.23 on mkt buy AUD ORD 16,719 16,719 |
| BlackRock Fund Advisors 16-Dec-19 no |
n/a in specie AUD ORD 4,505 4,505 |
| BlackRock Fund Advisors 16-Dec-19 no |
n/a in specie AUD ORD 524 524 |
COL
page 15 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Japan Co., Ltd. 16-Dec-19 no |
n/a collateral transfer AUD ORD 1 1 |
| BlackRock Advisors (UK) Limited 16-Dec-19 no |
n/a collateral transfer AUD ORD 52,838 52,838 |
| BlackRock Investment Management (UK) Limited 16-Dec-19 no |
n/a collateral transfer AUD ORD 38,455 38,455 |
| BlackRock Investment Management (Australia) Limited 17-Dec-19 yes |
15.34 on mkt buy AUD ORD 16,647 16,647 |
| BlackRock Investment Management (Australia) Limited 17-Dec-19 yes |
15.32 on mkt buy AUD ORD 1,804 1,804 |
| BlackRock Investment Management (Australia) Limited 17-Dec-19 yes |
15.32 on mkt buy AUD ORD 12,930 12,930 |
| BlackRock Advisors(UK)Limited 17-Dec-19 yes |
15.32 on mkt buy AUD ORD 1,871 1,871 |
| BlackRock Advisors(UK)Limited 17-Dec-19 yes |
15.32 on mkt buy AUD ORD 1,871 1,871 |
| BlackRock Advisors(UK)Limited 17-Dec-19 yes |
15.32 on mkt buy AUD ORD 1,333 1,333 |
| BlackRock Advisors(UK)Limited 17-Dec-19 yes |
15.32 on mkt buy AUD ORD 157 157 |
| BlackRock Advisors(UK)Limited 17-Dec-19 yes |
15.32 on mkt buy AUD ORD 2,008 2,008 |
| BlackRock Asset Management Canada Limited 17-Dec-19 yes |
15.32 on mkt buy AUD ORD 10,024 10,024 |
| BlackRock Fund Advisors 17-Dec-19 no |
n/a in specie AUD ORD 11,648 11,648 |
| BlackRock Advisors (UK) Limited 17-Dec-19 no |
n/a collateral transfer AUD ORD 20,716 20,716 |
| BlackRock Asset Management Canada Limited 18-Dec-19 yes |
15.45 on mkt buy AUD ORD 779 779 |
| BlackRock Fund Advisors 18-Dec-19 no |
n/a in specie AUD ORD 12,732 12,732 |
| BlackRock Advisors(UK)Limited 18-Dec-19 yes |
15.31 on mkt buy AUD ORD 2,529 2,529 |
| BlackRock Advisors(UK)Limited 18-Dec-19 yes |
15.31 on mkt buy AUD ORD 20,232 20,232 |
| BlackRock Advisors(UK)Limited 18-Dec-19 yes |
15.31 on mkt buy AUD ORD 1,004 1,004 |
| BlackRock Advisors(UK)Limited 18-Dec-19 yes |
15.31 on mkt buy AUD ORD 1,333 1,333 |
| BlackRock Advisors(UK)Limited 18-Dec-19 yes |
15.31 on mkt buy AUD ORD 20,232 20,232 |
| BlackRock Advisors(UK)Limited 18-Dec-19 yes |
15.31 on mkt buy AUD ORD 780 780 |
| BlackRock Advisors(UK)Limited 18-Dec-19 yes |
15.31 on mkt buy AUD ORD 157 157 |
| BlackRock Fund Advisors 18-Dec-19 no |
n/a in specie AUD ORD 524 524 |
| BlackRock Advisors (UK) Limited 18-Dec-19 no |
n/a collateral transfer AUD ORD 605,881 605,881 |
| BlackRock Advisors(UK)Limited 19-Dec-19 yes |
15.37 on mkt buy AUD ORD 1,863 1,863 |
| BlackRock Advisors(UK)Limited 19-Dec-19 yes |
15.37 on mkt buy AUD ORD 1,863 1,863 |
| BlackRock Advisors(UK)Limited 19-Dec-19 yes |
15.37 on mkt buy AUD ORD 846 846 |
| BlackRock Advisors(UK)Limited 19-Dec-19 yes |
15.37 on mkt buy AUD ORD 566 566 |
| BlackRock Institutional Trust Company, National Association 19-Dec-19 yes |
15.37 on mkt buy AUD ORD 22,715 22,715 |
| BlackRock Advisors, LLC 19-Dec-19 no |
n/a collateral transfer AUD ORD 1,920 1,920 |
| BlackRock Japan Co., Ltd. 19-Dec-19 no |
n/a collateral transfer AUD ORD 90,794 90,794 |
| BlackRock Investment Management, LLC 19-Dec-19 no |
n/a collateral transfer AUD ORD 298,976 298,976 |
| BlackRock Investment Management (UK) Limited 19-Dec-19 no |
n/a collateral transfer AUD ORD 729,520 729,520 |
| BlackRock Asset Management North Asia Limited 19-Dec-19 no |
n/a collateral transfer AUD ORD 19,013 19,013 |
| BlackRock Investment Management (Australia) Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 41,934 41,934 |
| BlackRock Investment Management (Australia) Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 27,973 27,973 |
| BlackRock Investment Management (Australia) Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 29,851 29,851 |
| BlackRock Investment Management (Australia) Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 10,060 10,060 |
| BlackRock Institutional Trust Company, National Association 20-Dec-19 yes |
15.35 on mkt buy AUD ORD 29,369 29,369 |
| BlackRock Institutional Trust Company, National Association 20-Dec-19 yes |
15.35 on mkt buy AUD ORD 5,469 5,469 |
| BlackRock Institutional Trust Company, National Association 20-Dec-19 yes |
15.35 on mkt buy AUD ORD 5,477 5,477 |
| BlackRock Advisors(UK)Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 5,068 5,068 |
| BlackRock Advisors(UK)Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 1,156 1,156 |
| BlackRock Advisors(UK)Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 1,337 1,337 |
| BlackRock Advisors(UK)Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 1,132 1,132 |
| BlackRock Advisors(UK)Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 1,337 1,337 |
| BlackRock Advisors(UK)Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 1,698 1,698 |
| BlackRock Investment Management (UK) Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 22,647 22,647 |
| BlackRock Investment Management (UK) Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 67,919 67,919 |
COL
page 16 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 1,997 1,997 |
| BlackRock Investment Management (Australia) Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 5,995 5,995 |
| BlackRock Investment Management (UK) Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 5,412 5,412 |
| BlackRock Investment Management (UK) Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 1,802 1,802 |
| BlackRock Investment Management (Australia) Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 2,360 2,360 |
| BlackRock Investment Management (Australia) Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 7,089 7,089 |
| BlackRock Investment Management (UK) Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 4,448 4,448 |
| BlackRock Investment Management (UK) Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 13,337 13,337 |
| BlackRock Fund Advisors 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 3,353 3,353 |
| BlackRock Fund Advisors 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 10,053 10,053 |
| BlackRock Advisors(UK)Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 737 737 |
| BlackRock Advisors(UK)Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 2,218 2,218 |
| BlackRock Institutional Trust Company, National Association 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 9,496 9,496 |
| BlackRock Institutional Trust Company, National Association 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 3,168 3,168 |
| BlackRock Investment Management (Australia) Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 225 225 |
| BlackRock Investment Management (Australia) Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 75 75 |
| BlackRock Investment Management (Australia) Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 3,356 3,356 |
| BlackRock Investment Management (Australia) Limited 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 1,117 1,117 |
| BlackRock Fund Advisors 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 5,955 5,955 |
| BlackRock Fund Advisors 20-Dec-19 yes |
15.36 on mkt buy AUD ORD 1,983 1,983 |
| BlackRock Advisors, LLC 20-Dec-19 no |
n/a collateral transfer AUD ORD 144 144 |
| BlackRock Japan Co., Ltd. 20-Dec-19 no |
n/a collateral transfer AUD ORD 5,753 5,753 |
| BlackRock Advisors (UK) Limited 20-Dec-19 no |
n/a collateral transfer AUD ORD 6 6 |
| BlackRock Investment Management, LLC 20-Dec-19 no |
n/a collateral transfer AUD ORD 42,727 42,727 |
| BlackRock Asset Management North Asia Limited 20-Dec-19 no |
n/a collateral transfer AUD ORD 1,171 1,171 |
| BlackRock Advisors(UK)Limited 23-Dec-19 yes |
15.43 on mkt buy AUD ORD 3,052 3,052 |
| BlackRock Advisors(UK)Limited 23-Dec-19 yes |
15.43 on mkt buy AUD ORD 2,019 2,019 |
| BlackRock Investment Management,LLC 23-Dec-19 yes |
15.43 on mkt buy AUD ORD 2,419 2,419 |
| BlackRock Asset Management Canada Limited 23-Dec-19 yes |
15.43 on mkt buy AUD ORD 284 284 |
| BlackRock Fund Advisors 23-Dec-19 no |
n/a in specie AUD ORD 1,310 1,310 |
| BlackRock Investment Management, LLC 23-Dec-19 no |
n/a collateral transfer AUD ORD 60,133 60,133 |
| BlackRock Fund Advisors 24-Dec-19 no |
n/a in specie AUD ORD 19,941 19,941 |
| BlackRock Fund Advisors 24-Dec-19 no |
n/a in specie AUD ORD 19,254 19,254 |
| BlackRock Investment Management (Australia) Limited 24-Dec-19 yes |
15.25 on mkt buy AUD ORD 2,586 2,586 |
| BlackRock Advisors(UK)Limited 24-Dec-19 yes |
15.25 on mkt buy AUD ORD 1,008 1,008 |
| BlackRock Fund Advisors 24-Dec-19 yes |
15.25 on mkt buy AUD ORD 9,430 9,430 |
| BlackRock Fund Advisors 24-Dec-19 no |
n/a in specie AUD ORD 1,887 1,887 |
| BlackRock Japan Co., Ltd. 24-Dec-19 no |
n/a collateral transfer AUD ORD 792,874 792,874 |
| BlackRock Advisors (UK) Limited 24-Dec-19 no |
n/a collateral transfer AUD ORD 44,159 44,159 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 24-Dec-19 no |
n/a collateral transfer AUD ORD 126,966 126,966 |
| BlackRock Japan Co., Ltd. 26-Dec-19 no |
n/a collateral transfer AUD ORD 325,318 325,318 |
| BlackRock Advisors (UK) Limited 26-Dec-19 no |
n/a collateral transfer AUD ORD 44,170 44,170 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 26-Dec-19 no |
n/a collateral transfer AUD ORD 72,386 72,386 |
| BlackRock Investment Management, LLC 26-Dec-19 no |
n/a collateral transfer AUD ORD 380,584 380,584 |
| BlackRock Investment Management (UK) Limited 26-Dec-19 no |
n/a collateral transfer AUD ORD 541,946 541,946 |
COL
page 17 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Asset Management North Asia Limited 26-Dec-19 no |
n/a collateral transfer AUD ORD 20,584 20,584 |
| BlackRock Investment Management (Australia) Limited 27-Dec-19 yes |
15.33 on mkt buy AUD ORD 7,758 7,758 |
| BlackRock Advisors(UK)Limited 27-Dec-19 yes |
15.33 on mkt buy AUD ORD 11,673 11,673 |
| BlackRock(Netherlands)B.V. 27-Dec-19 yes |
15.33 on mkt buy AUD ORD 434 434 |
| BlackRock Institutional Trust Company, National Association 27-Dec-19 yes |
15.33 on mkt buy AUD ORD 4,805 4,805 |
| BlackRock Fund Advisors 27-Dec-19 no |
n/a in specie AUD ORD 2,516 2,516 |
| BlackRock Advisors (UK) Limited 27-Dec-19 no |
n/a collateral transfer AUD ORD 899,857 899,857 |
| BlackRock Fund Advisors 30-Dec-19 no |
n/a in specie AUD ORD 150 150 |
| BlackRock Advisors(UK)Limited 30-Dec-19 yes |
15.34 on mkt buy AUD ORD 2,534 2,534 |
| BlackRock Advisors(UK)Limited 30-Dec-19 yes |
15.34 on mkt buy AUD ORD 570 570 |
| BlackRock Japan Co., Ltd. 30-Dec-19 no |
n/a collateral transfer AUD ORD 20,150 20,150 |
| BlackRock Advisors (UK) Limited 30-Dec-19 no |
n/a collateral transfer AUD ORD 1,011,198 1,011,198 |
COL
page 18 of 18
Annexure C
02-Jan-20
This is Annexure C of 1 pages referred to in form 603 Notice of initial substantial shareholder
Maria Tricarico, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 |
| 079912 Singapore | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801, United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, |
| 3 Garden Road,Central,HongKong | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801, United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver, CO 80202(Colorado, USA) | |
| BlackRock International Limited | Exchange Place One, |
| 1 Semple Street, | |
| Edinburgh, EH3 8BL, | |
| United Kingdom (Scotland, United Kingdom) | |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street |
| Melbourne VIC 3000 | |
| Australia(Victoria, Australia) | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801, United States | |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku, Tokyo 100-8217(Japan) |
COL
page 1 of 1
Annexure D
This is Annexure D of 3 pages referred to in form 603 Notice of initial substantial shareholder
| 02-Jan-2020 | |
|---|---|
| Maria Tricarico, Authorised Signatory | Date |
| Type of agreement: | Global Master Securities Lending Agreement, Overseas Securities Lending Agreement or Master Securities Lending Agreement. |
|---|---|
| Parties to agreement: | The relevant counterparty as described in the lists of Securities Lending Agreements entered into by BlackRock Advisors Limited and BlackRock Institutional Trust Corporation, N.A., respectively, on the following page. |
| Transfer date: | The date of the relevant transaction identified as a collateral transfer referred to in Annexure B |
| Holder of voting rights: | The Borrower. |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Collateral is held through a tripartite structure under which the triparty collateral manager will not act in respect of voting rights unless it receives instructions to do so from the Borrower. |
| Scheduled return date (if any): | The date of the relevant transaction referred to Annexure B |
| Does the borrower have the right to return early? If yes, detail |
Yes. The Borrower is entitled to substitute existing collateral with other equities at any time. |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of the relevant agreement will be provided to COLES GROUP LTD or the Australian Securities and Investments Commission upon request.
COL 1 | P a g e
Securities Lending Agreements
Agreements entered into between BlackRock Advisors Limited and each of the following counterparties:
-
(a) Bank of Nova Scotia, London Branch GMSLA, 25 August 2011
-
(b) Barclays Bank plc GMSLA, 9 April 2104
-
(c) Barclays Capital Securities Limited GMSLA, 2 December 2012
-
(d) BNP Paribas Arbitrage GMSLA, 30 May 2013
-
(e) BNP Paribas GMSLA, 8 May 2007
-
(f) Citigroup Global Markets Limited GMSLA, 18 January 2007
-
(g) Commerzbank AG OSLA, 17 July 2002
-
(h) Credit Suisse AG, Dublin Branch GMSLA, 28 September 2015
-
(i) Credit Suisse International GMSLA, 10 March 2014
-
(j) Credit Suisse Securities (Europe) Limited GMSLA, 26 August 2015
-
(k) Deutsche Bank AG, London Branch GMSLA, 25 August 2017
-
(l) Goldman Sachs International OSLA, 3 July 2001
-
(m) HSBC Bank plc GMSLA GMSLA, 27 October 2016
-
(n) ING Bank N.V. GMSLA, 12 November 2018 (not yet operationally active)
-
(o) J.P. Morgan Securities plc GMSLA, 12 July 2011 (p) Macquarie Bank Limited GMSLA, 18 August 2014
-
(q) Merrill Lynch International OSLA, 13 July 1999
-
(r) Morgan Stanley & Co International plc OSLA, 8 September 1999
-
(s) Natixis SA GMSLA, 29 January 2018
-
(t) Nomura International plc GMSLA, 2 November 2011
-
(u) Royal Bank of Canada Europe Limited GMSLA, 3 February 2017
-
(v) Royal Bank of Scotland plc (renamed to Natwest Markets Plc) GMSLA, 1 April 2011
-
(w) Santander UK Plc GMSLA, 25 January 2019 (not yet operationally active)
-
(x) Skandinaviska Enskilda Banken AB GMSLA, 4 February 2013
-
(y) Societe Generale GMSLA, 27 January 2012
-
(z) UBS AG GMSLA, 28 April 2016
-
(aa) UBS Europe SE GMSLA, 1 February 2019
-
(bb) BAL/Banco Santander, S.A. GMSLA, 30 April 2019
-
(cc) Canadian Imperial Bank of Commerce, London Branch GMSLA, 21 June 2019
-
(dd) Zürcher Kantonalbank GMSLA, 30 October 2019
Agreements entered into by BlackRock Institutional Trust Corporation, N.A. and each of the following counterparties:
-
(a) Bank of Nova Scotia GMSLA, December 6, 2016
-
(b) Barclays Bank plc GMSLA, April 24, 2017
-
(c) Barclays Capital Securities Limited GMSLA, March 15, 2017
-
(d) BNP Paribas Arbitrage GMSLA, June 5, 2017
-
(e) Citigroup Global Markets Limited GMSLA, June 3, 2015
-
(f) Credit Suisse AG, Dublin Branch GMSLA, October 14, 2015
-
(g) Credit Suisse Securities (Europe) Limited GMSLA, October 2, 2015
-
(h) Deutsche Bank AG, London Branch GMSLA, June 7, 2017
-
(i) Goldman Sachs International OSLA April 1, 2004
-
(j) HSBC Bank plc GMSLA, February 12, 2013
-
(k) J.P. Morgan Securities plc GMSLA, October 4, 2016
-
(l) Macquarie Bank Limited GMSLA, October 3, 2016
-
(m) Merrill Lynch International GMSLA, February 19, 2014
-
(n) Morgan Stanley & Co International plc OSLA, February 7, 2007
-
(o) Nomura International plc GMSLA 03 August 2018 – not yet operational
-
(p) Societe Generale GMSLA, September 28, 2016
-
(q) UBS AG GMSLA, May 26, 2016
-
(r) UBS Europe SE GMSLA, 1 February 2019
-
(s) The Hongkong and Shanghai Banking Corporation Limited GMSLA, 22 February 2019
-
(t) RBC Europe Limited GMSLA, 4 February 2019
-
(u) ING BANK N.V. GMSLA, 27 February, 2019
These counterparties do not pledge Australian equities: (a) Lloyds Bank plc
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(b) Merrill Lynch, Pierce, Fenner Smith Incorporated
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(c) Unicredit
COL 2 | P a g e
These counterparties do not have any business with us anymore although may have done previously: (a) Morgan Stanley Securities Limited (No Business) OSLA 15 March 1999 Royal Bank of Scotland N.V. GMSLA, 12 October 2011 – No Business, superseded by Royal Bank of Scotland PLC
COL 3 | P a g e