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COLES GROUP LIMITED. — Major Shareholding Notification 2020
Feb 24, 2020
64687_rns_2020-02-24_7dded0bd-8b6d-41f1-9f4e-534df88f20d3.pdf
Major Shareholding Notification
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Annexure A
25-Feb-20
This is Annexure A of 1 page referred to in form 605 Notice of ceasing to be a substantial shareholder
Maria Tricarico,
Date
Authorised Signatory
2. Changes in relevant interests
| COLES GROUP | LTD (COL) | ||||||
|---|---|---|---|---|---|---|---|
| Date of Change |
Person whose relevant interest changed |
Nature of change (4) / Consideration given in relation to change (5) |
CCY | Class (6) and number of securities affected |
Person's votes affected |
||
| 20-Feb-20 | BlackRock Investment Management | on mkt sell | 16.17 | AUD | ORD | -130 | -130 |
| (UK)Limited | |||||||
| 20-Feb-20 | BlackRock Investment Management | on mkt sell | 16.17 | AUD | ORD | -1,087 | -1,087 |
| (Australia)Limited | |||||||
| 20-Feb-20 | BlackRock Fund Advisors | in specie | n/a | AUD | ORD | 14,739 | 14,739 |
| 20-Feb-20 | BlackRock Fund Advisors | in specie | n/a | AUD | ORD | 652 | 652 |
| 20-Feb-20 | BlackRock Fund Advisors | in specie | n/a | AUD | ORD | 300 | 300 |
| 20-Feb-20 | BlackRock Institutional Trust | on mkt buy | 16.22 | AUD | ORD | 18,171 | 18,171 |
| Company,National Association | |||||||
| 20-Feb-20 | BlackRock Advisors(UK)Limited | on mkt buy | 16.15 | AUD | ORD | 2,540 | 2,540 |
| 20-Feb-20 | BlackRock Advisors(UK)Limited | on mkt sell | 16.15 | AUD | ORD | -15,240 | -15,240 |
| 20-Feb-20 | BlackRock Advisors(UK)Limited | on mkt buy | 16.15 | AUD | ORD | 979 | 979 |
| 20-Feb-20 | BlackRock Advisors(UK)Limited | on mkt buy | 16.15 | AUD | ORD | 1,698 | 1,698 |
| 20-Feb-20 | BlackRock Investment Management | on mkt buy | 16.15 | AUD | ORD | 26,939 | 26,939 |
| (Australia)Limited | |||||||
| 20-Feb-20 | BlackRock Institutional Trust | on mkt sell | 16.15 | AUD | ORD | -12,507 | -12,507 |
| Company,National Association | |||||||
| 20-Feb-20 | BlackRock Advisors(UK)Limited | in specie | n/a | AUD | ORD | -25,122 | -25,122 |
| 20-Feb-20 | BlackRock Japan Co.,Ltd. | collateral transfer | n/a | AUD | ORD | -19,724 | -19,724 |
| 20-Feb-20 | BlackRock Advisors(UK)Limited | collateral transfer | n/a | AUD | ORD | -131,998 | -131,998 |
| 20-Feb-20 | BlackRock Investment Management | collateral transfer | n/a | AUD | ORD | -11,999 | -11,999 |
| (UK)Limited | |||||||
| 21-Feb-20 | BlackRock Fund Advisors | in specie | n/a | AUD | ORD | 2,608 | 2,608 |
| 21-Feb-20 | BLACKROCK FINANCIAL | on mkt buy | 16.04 | AUD | ORD | 1,229 | 1,229 |
| MANAGEMENT,INC. | |||||||
| 21-Feb-20 | BlackRock Fund Advisors | on mkt buy | 16.04 | AUD | ORD | 562 | 562 |
| 21-Feb-20 | BlackRock Investment Management | on mkt buy | 16.04 | AUD | ORD | 467 | 467 |
| (UK)Limited | |||||||
| 21-Feb-20 | BLACKROCK ADVISORS,LLC | on mkt buy | 16.04 | AUD | ORD | 4,103 | 4,103 |
| 21-Feb-20 | BlackRock Institutional Trust | on mkt buy | 16.04 | AUD | ORD | 388 | 388 |
| Company,National Association | |||||||
| 21-Feb-20 | BlackRock Institutional Trust | on mkt buy | 16.04 | AUD | ORD | 653 | 653 |
| Company,National Association | |||||||
| 21-Feb-20 | BLACKROCK ADVISORS,LLC | on mkt buy | 16.04 | AUD | ORD | 804 | 804 |
| 21-Feb-20 | BLACKROCK FINANCIAL | on mkt buy | 16.04 | AUD | ORD | 1,929 | 1,929 |
| MANAGEMENT,INC. | |||||||
| 21-Feb-20 | BlackRock Investment Management, | on mkt buy | 16.04 | AUD | ORD | 570 | 570 |
| LLC | |||||||
| 21-Feb-20 | BlackRock Advisors(UK)Limited | on mkt buy | 15.98 | AUD | ORD | 1,956 | 1,956 |
| 21-Feb-20 | BlackRock Advisors(UK)Limited | on mkt buy | 15.98 | AUD | ORD | 1,956 | 1,956 |
| 21-Feb-20 | BlackRock Advisors(UK)Limited | on mkt buy | 15.98 | AUD | ORD | 3,355 | 3,355 |
| 21-Feb-20 | BlackRock Advisors(UK)Limited | on mkt buy | 15.98 | AUD | ORD | 849 | 849 |
| 21-Feb-20 | BlackRock Investment Management | on mkt sell | 15.98 | AUD | ORD | -11,628 | -11,628 |
| (Australia)Limited | |||||||
| 21-Feb-20 | BlackRock Advisors(UK)Limited | on mkt buy | 15.98 | AUD | ORD | 7,225 | 7,225 |
| 21-Feb-20 | BlackRock Japan Co.,Ltd. | collateral transfer | n/a | AUD | ORD | -1,259,150 | -1,259,150 |
| 21-Feb-20 | BlackRock Advisors(UK)Limited | collateral transfer | n/a | AUD | ORD | -1,085 | -1,085 |
| 21-Feb-20 | BlackRock Investment Management, | collateral transfer | n/a | AUD | ORD | 1,150 | 1,150 |
| LLC | |||||||
| 21-Feb-20 | BlackRock Investment Management | collateral transfer | n/a | AUD | ORD | 8,198 | 8,198 |
| (UK) Limited |
COL
page 1 of 1
Annexure B
This is Annexure B of 1 pages referred to in form 605 Notice of ceasing to be a substantial shareholder
25-Feb-20
Maria Tricarico, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801, United States | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801, United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver, CO 80202(Colorado, USA) | |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street |
| Melbourne VIC 3000 | |
| Australia(Victoria, Australia) | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801, United States | |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku, Tokyo 100-8217(Japan) |
COL
page 1 of 1
Annexure C
This is Annexure C of 3 pages referred to in form 605 Notice of ceasing to be a substantial shareholder
| 25-February-2020 | ||||
|---|---|---|---|---|
| Maria | Tricarico, | Authorised | Signatory | Date |
| Type of agreement: | Global Master Securities Lending Agreement, Overseas Securities Lending Agreement or Master Securities Lending Agreement. |
|---|---|
| Parties to agreement: | The relevant counterparty as described in the lists of Securities Lending Agreements entered into by BlackRock Advisors Limited and BlackRock Institutional Trust Corporation, N.A., respectively, on the following page. |
| Transfer date: | The date of the relevant transaction identified as a collateral transfer referred to in Annexure A |
| Holder of voting rights: | The Borrower. |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Collateral is held through a tripartite structure under which the triparty collateral manager will not act in respect of voting rights unless it receives instructions to do so from the Borrower. |
| Scheduled return date (if any): | The date of the relevant transaction referred to in Annexure A |
| Does the borrower have the right to return early? If yes, detail |
Yes. The Borrower is entitled to substitute existing collateral with other equities at any time. |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of the relevant agreement will be provided to COLES GROUP LTD or the Australian Securities and Investments Commission upon request.
COL 1 | P a g e
Securities Lending Agreements
Agreements entered into between BlackRock Advisors Limited and each of the following counterparties:
-
(a) Bank of Nova Scotia, London Branch GMSLA, 25 August 2011
-
(b) Barclays Bank plc GMSLA, 9 April 2104
-
(c) Barclays Capital Securities Limited GMSLA, 2 December 2012
-
(d) BNP Paribas Arbitrage GMSLA, 30 May 2013
-
(e) BNP Paribas GMSLA, 8 May 2007
-
(f) Citigroup Global Markets Limited GMSLA, 18 January 2007
-
(g) Commerzbank AG OSLA, 17 July 2002
-
(h) Credit Suisse AG, Dublin Branch GMSLA, 28 September 2015
-
(i) Credit Suisse International GMSLA, 10 March 2014
-
(j) Credit Suisse Securities (Europe) Limited GMSLA, 26 August 2015
-
(k) Deutsche Bank AG, London Branch GMSLA, 25 August 2017
-
(l) Goldman Sachs International OSLA, 3 July 2001
-
(m) HSBC Bank plc GMSLA GMSLA, 27 October 2016
-
(n) ING Bank N.V. GMSLA, 12 November 2018 (not yet operationally active)
-
(o) J.P. Morgan Securities plc GMSLA, 12 July 2011 (p) Macquarie Bank Limited GMSLA, 18 August 2014
-
(q) Merrill Lynch International OSLA, 13 July 1999
-
(r) Morgan Stanley & Co International plc OSLA, 8 September 1999
-
(s) Natixis SA GMSLA, 29 January 2018
-
(t) Nomura International plc GMSLA, 2 November 2011
-
(u) Royal Bank of Canada Europe Limited GMSLA, 3 February 2017
-
(v) Royal Bank of Scotland plc (renamed to Natwest Markets Plc) GMSLA, 1 April 2011
-
(w) Santander UK Plc GMSLA, 25 January 2019 (not yet operationally active)
-
(x) Skandinaviska Enskilda Banken AB GMSLA, 4 February 2013
-
(y) Societe Generale GMSLA, 27 January 2012
-
(z) UBS AG GMSLA, 28 April 2016
-
(aa) UBS Europe SE GMSLA, 1 February 2019
-
(bb) BAL/Banco Santander, S.A. GMSLA, 30 April 2019
-
(cc) Canadian Imperial Bank of Commerce, London Branch GMSLA, 21 June 2019
-
(dd) Zürcher Kantonalbank GMSLA, 30 October 2019
Agreements entered into by BlackRock Institutional Trust Corporation, N.A. and each of the following counterparties:
-
(a) Bank of Nova Scotia GMSLA, December 6, 2016
-
(b) Barclays Bank plc GMSLA, April 24, 2017
-
(c) Barclays Capital Securities Limited GMSLA, March 15, 2017
-
(d) BNP Paribas Arbitrage GMSLA, June 5, 2017
-
(e) Citigroup Global Markets Limited GMSLA, June 3, 2015
-
(f) Credit Suisse AG, Dublin Branch GMSLA, October 14, 2015
-
(g) Credit Suisse Securities (Europe) Limited GMSLA, October 2, 2015
-
(h) Deutsche Bank AG, London Branch GMSLA, June 7, 2017
-
(i) Goldman Sachs International OSLA April 1, 2004
-
(j) HSBC Bank plc GMSLA, February 12, 2013
-
(k) J.P. Morgan Securities plc GMSLA, October 4, 2016
-
(l) Macquarie Bank Limited GMSLA, October 3, 2016
-
(m) Merrill Lynch International GMSLA, February 19, 2014
-
(n) Morgan Stanley & Co International plc OSLA, February 7, 2007
-
(o) Nomura International plc GMSLA 03 August 2018 – not yet operational
-
(p) Societe Generale GMSLA, September 28, 2016
-
(q) UBS AG GMSLA, May 26, 2016
-
(r) UBS Europe SE GMSLA, 1 February 2019
-
(s) The Hongkong and Shanghai Banking Corporation Limited GMSLA, 22 February 2019
-
(t) RBC Europe Limited GMSLA, 4 February 2019
-
(u) ING BANK N.V. GMSLA, 27 February, 2019
These counterparties do not pledge Australian equities: (a) Lloyds Bank plc
-
(b) Merrill Lynch, Pierce, Fenner Smith Incorporated
-
(c) Unicredit
COL 2 | P a g e
These counterparties do not have any business with us anymore although may have done previously: (a) Morgan Stanley Securities Limited (No Business) OSLA 15 March 1999 Royal Bank of Scotland N.V. GMSLA, 12 October 2011 – No Business, superseded by Royal Bank of Scotland PLC
COL 3 | P a g e