Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Coinbase Global, Inc. Director's Dealing 2024

Jan 17, 2024

29896_dirs_2024-01-17_db14d364-095e-460e-a7b1-755957048258.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Coinbase Global, Inc. (COIN)
CIK: 0001679788
Period of Report: 2024-01-12

Reporting Person: Choi Emilie (President & COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-01-15 Class A Common Stock M 80396 Acquired 276064 Direct
2024-01-15 Class A Common Stock F 39922 $130.78 Disposed 236142 Direct
2024-01-16 Class A Common Stock S 1500 $129.15 Disposed 234642 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-01-12 Restricted Stock Units $0 A 80396 Acquired Class A Common Stock (80396) Direct
2024-01-15 Restricted Stock Units $0 M 80396 Disposed Class A Common Stock (80396) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 49643 Indirect
Class A Common Stock 21726 Indirect
Class A Common Stock 23199 Indirect

Footnotes

F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.

F3: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2023, during an open trading window.

F4: These shares are held by the Starvurst Exempt Trust, of which the Reporting Person's spouse is a co-trustee.

F5: These shares are held by Sixers LLC, of which the Coinbase Annuity Trust is the sole member. The Reporting Person's spouse is the trustee of the Coinbase Annuity Trust. The Reporting Person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein, if any.

F6: These shares are held by the Starvurst Non-Exempt Trust, of which the Reporting Person's spouse is a co-trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein, if any.

F7: Represents the number of RSUs earned as a result of the achievement of performance criteria based on relative shareholder return pursuant to a performance-based RSU award with a performance period that ended on December 31, 2023, as certified by the Issuer's Compensation Committee on January 12, 2024. The RSUs vested on January 15, 2024.

F8: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F9: The RSUs vested on January 15, 2024.

F10: RSUs do not expire; they either vest or are canceled prior to vesting date.