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Coinbase Global, Inc. Director's Dealing 2023

Feb 7, 2023

29896_dirs_2023-02-07_dd08dcfb-5e4a-425d-a075-709a55de3aee.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Coinbase Global, Inc. (COIN)
CIK: 0001679788
Period of Report: 2023-02-01

Reporting Person: Brock Lawrence J (Chief People Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 10939 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (right to buy) $17.87 2029-04-16 Class A Common Stock (130761.0) Direct
Employee Stock Option (right to buy) $18.71 2030-02-04 Class A Common Stock (183520.0) Direct
Employee Stock Option (right to buy) $214.5 2032-02-09 Class A Common Stock (40061.0) Direct
Restricted Stock Units $0.0 Class A Common Stock (193411.0) Direct
Restricted Stock Units $0.0 Class A Common Stock (10285.0) Direct

Footnotes

F1: The options vested with respect to 1/4th of the total shares on February 25, 2020, and the remaining options vest in equal monthly installments thereafter until the options are fully vested on February 25, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

F2: The options vested with respect to 1/36th of the total shares on March 5, 2020, and the remaining options vest in equal monthly installments thereafter until the options are fully vested on February 5, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

F3: The options vested with respect to 1/12th of the total shares on February 20, 2022, and the remaining options vest in equal monthly installments thereafter until the options are fully vested on November 20, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

F4: The restricted stock units ("RSUs") vest in equal quarterly installments over two years, with the first 1/8 vesting on February 20, 2023, until the award is fully vested on November 20, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F5: RSUs do not expire; they either vest or are canceled prior to vesting date.

F6: The RSUs vest in equal quarterly installments over three years, with the first 1/12 vesting on February 20, 2022, until the award is fully vested on November 20, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.