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Coinbase Global, Inc. — Director's Dealing 2021
Apr 16, 2021
29896_dirs_2021-04-16_7e031b3e-b63e-4374-979f-2fa1588491eb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Coinbase Global, Inc. (COIN)
CIK: 0001679788
Period of Report: 2021-04-14
Reporting Person: HAAS ALESIA J (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-14 | Class A Common Stock | M | 255500 | $6.7933 | Acquired | 255500 | Direct |
| 2021-04-14 | Class A Common Stock | S | 180500 | $381.00 | Disposed | 75000 | Direct |
| 2021-04-14 | Class A Common Stock | S | 50000 | $400.00 | Disposed | 25000 | Direct |
| 2021-04-14 | Class A Common Stock | S | 8513 | $420.056 | Disposed | 16487 | Direct |
| 2021-04-14 | Class A Common Stock | S | 5189 | $421.9977 | Disposed | 11298 | Direct |
| 2021-04-14 | Class A Common Stock | S | 6683 | $423.0136 | Disposed | 4615 | Direct |
| 2021-04-14 | Class A Common Stock | S | 4553 | $424.1739 | Disposed | 62 | Direct |
| 2021-04-14 | Class A Common Stock | S | 62 | $424.8841 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-14 | Employee Stock Option (right to buy) | $6.9733 | M | 255500 | Disposed | 2028-04-30 | Class A Common Stock (255500) | Direct |
Footnotes
F1: Represents the weighted average sale price. The lowest price at which shares were sold was $420.00 and the highest price at which shares were sold was $420.9499. The Reporting Person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3), (4) and (5) to this Form 4.
F2: Represents the weighted average sale price. The lowest price at which shares were sold was $421.54 and the highest price at which shares were sold was $422.49.
F3: Represents the weighted average sale price. The lowest price at which shares were sold was $422.61 and the highest price at which shares were sold was $423.54.
F4: Represents the weighted average sale price. The lowest price at which shares were sold was $423.63 and the highest price at which shares were sold was $424.5922.
F5: Represents the weighted average sale price. The lowest price at which shares were sold was $424.7086 and the highest price at which shares were sold was $424.8899.
F6: The options vested with respect to 1/4th of the total shares on April 17, 2019, and the remaining 3/4th of the options vest in equal monthly installments thereafter until the options are fully vested on April 17, 2022, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.