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Coinbase Global, Inc. — Director's Dealing 2021
Apr 16, 2021
29896_dirs_2021-04-16_1ee9cf53-b023-44ee-a7cd-ff46d3ca9966.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Coinbase Global, Inc. (COIN)
CIK: 0001679788
Period of Report: 2021-04-14
Reporting Person: Jones Jennifer N. (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-14 | Class A Common Stock | M | 105951 | $6.9733 | Acquired | 124434 | Direct |
| 2021-04-14 | Class A Common Stock | M | 4049 | $23.46 | Acquired | 128483 | Direct |
| 2021-04-14 | Class A Common Stock | S | 60000 | $381.00 | Disposed | 68483 | Direct |
| 2021-04-14 | Class A Common Stock | S | 25000 | $399.00 | Disposed | 43483 | Direct |
| 2021-04-14 | Class A Common Stock | S | 25000 | $424.00 | Disposed | 18483 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-14 | Employee Stock Option (right to buy) | $6.9733 | M | 105951 | Disposed | 2028-08-02 | Class A Common Stock (105951) | Direct |
| 2021-04-14 | Employee Stock Option (right to buy) | $23.46 | M | 4049 | Disposed | 2030-08-18 | Class A Common (4049) | Direct |
Footnotes
F1: The options vest in equal increments on the 30th day of each month until the options are fully vested on July 30, 2022, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.
F2: The options vest in equal monthly increments over four years, with the first 1/48 of the options vesting on August 1, 2020, until the options are fully vested on July 1, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.