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Coinbase Global, Inc. — Director's Dealing 2021
Apr 16, 2021
29896_dirs_2021-04-16_659efe4f-b873-40e6-aca8-98f2c4041f95.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Coinbase Global, Inc. (COIN)
CIK: 0001679788
Period of Report: 2021-04-01
Reporting Person: Armstrong Brian (Director, Chairman and CEO, 10% Owner)
Reporting Person: Brian Armstrong Living Trust (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-01 | Class A Common Stock | C | 1050000 | $0.00 | Acquired | 1050000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-01 | Class B Common Stock | $ | C | 5738772 | Acquired | Class A Common Stock (5738772) | Indirect | |
| 2021-04-01 | Class B Common Stock | $ | C | 1050000 | Disposed | Class A Common Stock (1050000) | Indirect | |
| 2021-04-01 | Series FF Preferred Stock | $ | C | 5738772 | Disposed | Class B Common Stock (5738772) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (2215422) | 2215422 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (7726792) | 7726792 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (950490) | 950490 | Indirect |
Footnotes
F1: Represents the conversion of Class B Common Stock held of record by The Brian Armstrong Living Trust into Class A Common Stock.
F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3: The Series FF Preferred Stock is convertible into Class B Common Stock on a 1:1 basis and has no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of Series FF Preferred Stock automatically converted into shares of Class B Common Stock of the Issuer.
F4: These shares are held by The Ehrsam 2014 Irrevocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.