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Coinbase Global, Inc. Director's Dealing 2021

Apr 16, 2021

29896_dirs_2021-04-16_659efe4f-b873-40e6-aca8-98f2c4041f95.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: Coinbase Global, Inc. (COIN)
CIK: 0001679788
Period of Report: 2021-04-01

Reporting Person: Armstrong Brian (Director, Chairman and CEO, 10% Owner)
Reporting Person: Brian Armstrong Living Trust (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-04-01 Class A Common Stock C 1050000 $0.00 Acquired 1050000 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-01 Class B Common Stock $ C 5738772 Acquired Class A Common Stock (5738772) Indirect
2021-04-01 Class B Common Stock $ C 1050000 Disposed Class A Common Stock (1050000) Indirect
2021-04-01 Series FF Preferred Stock $ C 5738772 Disposed Class B Common Stock (5738772) Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (2215422) 2215422 Indirect
Class B Common Stock $ Class A Common Stock (7726792) 7726792 Indirect
Class B Common Stock $ Class A Common Stock (950490) 950490 Indirect

Footnotes

F1: Represents the conversion of Class B Common Stock held of record by The Brian Armstrong Living Trust into Class A Common Stock.

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3: The Series FF Preferred Stock is convertible into Class B Common Stock on a 1:1 basis and has no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of Series FF Preferred Stock automatically converted into shares of Class B Common Stock of the Issuer.

F4: These shares are held by The Ehrsam 2014 Irrevocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.