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Coinbase Global, Inc. — Director's Dealing 2021
May 24, 2021
29896_dirs_2021-05-24_5396c49e-236c-4e1b-b02c-a2df82e68e6c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Coinbase Global, Inc. (COIN)
CIK: 0001679788
Period of Report: 2021-05-20
Reporting Person: Haun Kathryn (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-20 | Class A Common Stock | M | 2418 | $0.00 | Acquired | 9346 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-20 | Restricted Stock Units | $0.00 | M | 2418 | Disposed | Class A Common Stock (2418) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 110000 | Indirect |
| Class A Common Stock | 57854 | Indirect |
| Class A Common Stock | 150000 | Indirect |
Footnotes
F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.
F2: These reported securities are held by EZT Trust. The Reporting Person is the settlor of EZT Trust, which is a family trust whose trustee is a member of the Reporting Person's non-immediate family. The Reporting Person disclaims beneficial ownership of the securities held by the EZT Trust except to the extent of the Reporting Person's pecuniary interest therein, if any.
F3: These reported securities are held by Gherardesca LLC. The Reporting Person is one of two investment managers of of Gherardesca LLC. As an investment manager, the Reporting Person has shared voting and investment power over the shares held by Gherardesca LLC.
F4: The Reporting Person is the settlor and investment trustee of the Gherardesca Annuity Trust. As investment trustee, the Reporting Person has sole voting and investment power over the shares held by the Gherardesca Annuity Trust.
F5: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F6: The RSUs vest with respect to 12.5% of the total award on May 20, 2021, and an additional 12.5% of the award vests in equal quarterly installments thereafter until the award is fully vested on February 20, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.
F7: RSUs do not expire; they either vest or are canceled prior to vesting date.