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Coinbase Global, Inc. Director's Dealing 2021

Apr 5, 2021

29896_dirs_2021-04-05_51ce1e89-ab1e-4b89-97b4-3f2bc828f629.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Coinbase Global, Inc. (COIN)
CIK: 0001679788
Period of Report: 2021-04-01

Reporting Person: WILSON FREDERICK R (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-04-01 Class A Common Stock C 11626100 $0.00 Acquired 11626100 Indirect
2021-04-01 Class A Common Stock C 449762 $0.00 Acquired 449762 Indirect
2021-04-01 Class A Common Stock C 1738007 $0.00 Acquired 1738007 Indirect
2021-04-01 Class A Common Stock C 88455 $0.00 Acquired 88455 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-01 Class B Common Stock $ C 11277506 Acquired Class A Common Stock (11277506) Indirect
2021-04-01 Class B Common Stock $ C 436274 Acquired Class A Common Stock (436274) Indirect
2021-04-01 Class B Common Stock $ C 1738007 Acquired Class A Common Stock (1738007) Indirect
2021-04-01 Class B Common Stock $ C 88455 Acquired Class A Common Stock (88455) Indirect
2021-04-01 Class B Common Stock $ C 11626100 Disposed Class A Common Stock (11626100) Indirect
2021-04-01 Class B Common Stock $ C 449762 Disposed Class A Common Stock (449762) Indirect
2021-04-01 Class B Common Stock $ C 1738007 Disposed Class A Common Stock (1738007) Indirect
2021-04-01 Class B Common Stock $ C 88455 Disposed Class A Common Stock (88455) Indirect
2021-04-01 Series A Preferred Stock $ C 11277506 Disposed Class B Common (11277506) Indirect
2021-04-01 Series A Preferred Stock $ C 436274 Disposed Class B Common (436274) Indirect
2021-04-01 Series C Preferred Stock $ C 1738007 Disposed Class B Common (1738007) Indirect
2021-04-01 Series C Preferred Stock $ C 88455 Disposed Class B Common (88455) Indirect

Footnotes

F1: Represents the conversion of Class B Common Stock held of record by Union Square Ventures 2012 Fund, L.P. into Class A Common Stock.

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3: These shares are held by Union Square Ventures 2012 Fund, L.P. ("USV 2012 Fund"). Union Square 2012 GP, L.L.C. is the general partner of USV 2012 Fund and has sole voting and investment power with regard to the shares held by USV 2012 Fund. The Reporting Person, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV 2012 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

F4: Represents the conversion of Class B Common Stock held of record by USV Investors 2012 Fund, L.P. into Class A Common Stock.

F5: These shares are held by USV Investors 2012 Fund, L.P. ("USV Investors 2012"). Union Square 2012 GP, L.L.C. is the general partner of USV Investors 2012 and has sole voting and investment power with regard to the shares held by USV Investors 2012. The Reporting Person, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Investors 2012. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

F6: Represents the conversion of Class B Common Stock held of record by USV Opportunity 2014, LP into Class A Common Stock.

F7: These shares are held by USV Opportunity 2014, LP ("USV Opportunity 2014 Fund"). USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity 2014 Fund and has sole voting and investment power with regard to the shares held by USV Opportunity 2014 Fund. The Reporting Person, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity 2014 Fund. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

F8: Represents the conversion of Class B Common Stock held of record by USV Opportunity Investors 2014, LP into Class A Common Stock.

F9: These shares are held by USV Opportunity Investors 2014, LP ("USV Opportunity Investors 2014"). USV Opportunity 2014 GP, LLC is the general partner of USV Opportunity Investors 2014 and has sole voting and investment power with regard to the shares held by USV Opportunity Investors 2014. The Reporting Person, Brad Burnham, Albert Wenger, John Buttrick, and Andy Weissman are partners at Union Square Ventures and therefore may be deemed to have shared voting and investment power with regard to the shares held directly by USV Opportunity Investors 2014. Each of these individuals disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

F10: The Series A and Series C Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration automatically converted into shares of Class B Common Stock of the Issuer.