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Coinbase Global, Inc. — Director's Dealing 2021
Jul 17, 2021
29896_dirs_2021-07-16_4bc81857-d003-48bd-bc1c-e826fc07ad9f.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Coinbase Global, Inc. (COIN)
CIK: 0001679788
Period of Report: 2021-04-14
Reporting Person: Chatterjee Surojit (Chief Product Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-14 | Class A Common Stock | M | 160000 | $18.71 | Acquired | 165344 | Direct |
| 2021-04-14 | Class A Common Stock | G | 165344 | — | Disposed | 0 | Direct |
| 2021-04-14 | Class A Common | G | 165344 | — | Acquired | 165344 | Indirect |
| 2021-04-14 | Class A Common | S | 135000 | $381 | Disposed | 30344 | Indirect |
| 2021-04-14 | Class A Common | S | 25000 | $418 | Disposed | 5344 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-14 | Employee Stock Option (right to buy) | $18.71 | M | 160000 | Disposed | 2030-02-04 | Class A Common Stock (160000.0) | Direct |
Footnotes
F1: These shares are held of record by The Chatterjee Family Revocable Trust, of which the Reporting Person and the Reporting Person's spouse are co-trustees. The Reporting Person disclaims beneficial ownership of the shares owned by The Chatterjee Family Revocable Trust, except to the extent of his pecuniary interest therein, if any.
F2: The option vested with respect to 1/4th of the total shares underlying the option on February 3, 2021, and the remaining 3/4th of the shares underlying the option will vest in equal monthly installments thereafter until the option is fully vested on February 3, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.