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Coinbase Global, Inc. Director's Dealing 2021

Sep 3, 2021

29896_dirs_2021-09-02_8c0a8e6c-e45d-4857-83f1-d74d19e60a18.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Coinbase Global, Inc. (COIN)
CIK: 0001679788
Period of Report: 2021-08-31

Reporting Person: Grewal Paul (Chief Legal Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-31 Class A Common Stock M 29938 $26.26 Acquired 33746 Direct
2021-08-31 Class A Common Stock M 16351 $28.71 Acquired 50097 Direct
2021-08-31 Class A Common Stock S 20262 $258.2567 Disposed 29835 Direct
2021-08-31 Class A Common Stock S 17856 $258.9505 Disposed 11979 Direct
2021-08-31 Class A Common Stock S 2876 $260.178 Disposed 9103 Direct
2021-08-31 Class A Common Stock S 2495 $261.073 Disposed 6608 Direct
2021-08-31 Class A Common Stock S 2300 $262.2765 Disposed 4308 Direct
2021-08-31 Class A Common Stock S 500 $263.066 Disposed 3808 Direct
2021-09-01 Class A Common Stock M 16350 $28.71 Acquired 20158 Direct
2021-09-01 Class A Common Stock M 29937 $26.26 Acquired 50095 Direct
2021-09-01 Class A Common Stock S 1300 $259.8454 Disposed 48795 Direct
2021-09-01 Class A Common Stock S 1501 $260.441 Disposed 47294 Direct
2021-09-01 Class A Common Stock S 466 $261.444 Disposed 46828 Direct
2021-09-01 Class A Common Stock S 3991 $264.6117 Disposed 42837 Direct
2021-09-01 Class A Common Stock S 13548 $265.3522 Disposed 29289 Direct
2021-09-01 Class A Common Stock S 8321 $266.4171 Disposed 20968 Direct
2021-09-01 Class A Common Stock S 3503 $267.4007 Disposed 17465 Direct
2021-09-01 Class A Common Stock S 4462 $268.3725 Disposed 13003 Direct
2021-09-01 Class A Common Stock S 3909 $269.4223 Disposed 9094 Direct
2021-09-01 Class A Common Stock S 3502 $270.4613 Disposed 5592 Direct
2021-09-01 Class A Common Stock S 1784 $271.5094 Disposed 3808 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-31 Employee Stock Option (right to buy) $26.26 M 29938 Disposed 2030-09-20 Class A Common Stock (29938.0) Direct
2021-08-31 Employee Stock Option (right to buy) $28.71 M 16351 Disposed 2030-11-22 Class A Common Stock (16351.0) Direct
2021-09-01 Employee Stock Option (right to buy) $28.71 M 16350 Disposed 2030-11-22 Class A Common Stock (16350.0) Direct
2021-09-01 Employee Stock Option (right to buy) $26.26 M 29937 Disposed 2030-09-20 Class A Common Stock (29937.0) Direct

Footnotes

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2: Represents the weighted average sale price. The lowest price at which shares were sold was $257.62 and the highest price at which shares were sold was $258.61. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) through (18) to this Form 4.

F3: Represents the weighted average sale price. The lowest price at which shares were sold was $258.62 and the highest price at which shares were sold was $259.60.

F4: Represents the weighted average sale price. The lowest price at which shares were sold was $259.63 and the highest price at which shares were sold was $260.60.

F5: Represents the weighted average sale price. The lowest price at which shares were sold was $260.66 and the highest price at which shares were sold was $261.49.

F6: Represents the weighted average sale price. The lowest price at which shares were sold was $261.83 and the highest price at which shares were sold was $262.65.

F7: Represents the weighted average sale price. The lowest price at which shares were sold was $262.86 and the highest price at which shares were sold was $263.14.

F8: Represents the weighted average sale price. The lowest price at which shares were sold was $259.12 and the highest price at which shares were sold was $260.05.

F9: Represents the weighted average sale price. The lowest price at which shares were sold was $260.25 and the highest price at which shares were sold was $260.55.

F10: Represents the weighted average sale price. The lowest price at which shares were sold was $261.35 and the highest price at which shares were sold was $261.65.

F11: Represents the weighted average sale price. The lowest price at which shares were sold was $263.98 and the highest price at which shares were sold was $264.97.

F12: Represents the weighted average sale price. The lowest price at which shares were sold was $264.98 and the highest price at which shares were sold was $265.97.

F13: Represents the weighted average sale price. The lowest price at which shares were sold was $265.98 and the highest price at which shares were sold was $266.95.

F14: Represents the weighted average sale price. The lowest price at which shares were sold was $266.98 and the highest price at which shares were sold was $267.97.

F15: Represents the weighted average sale price. The lowest price at which shares were sold was $267.98 and the highest price at which shares were sold was $268.97.

F16: Represents the weighted average sale price. The lowest price at which shares were sold was $269.02 and the highest price at which shares were sold was $269.90.

F17: Represents the weighted average sale price. The lowest price at which shares were sold was $270.15 and the highest price at which shares were sold was $271.14.

F18: Represents the weighted average sale price. The lowest price at which shares were sold was $271.20 and the highest price at which shares were sold was $271.76.

F19: The total shares subject to the option is 653,726, of which 3,808 shares were early-exercised. 1/4th of the total shares underlying the option will vest on August 31, 2021 and the remaining 3/4th of the shares underlying the option will vest in equal monthly installments thereafter until the option is fully vested on August 31, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

F20: The option will vest with respect to 1/4th of the total shares underlying the option on August 31, 2021, and the remaining 3/4th of the shares underlying the option will vest in equal monthly installments thereafter until the option is fully vested on August 31, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.