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Coinbase Global, Inc. Director's Dealing 2021

Nov 4, 2021

29896_dirs_2021-11-04_0bf4a21d-52fc-4149-bdce-5143d03a0cb4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Coinbase Global, Inc. (COIN)
CIK: 0001679788
Period of Report: 2021-11-02

Reporting Person: Chatterjee Surojit (Chief Product Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-02 Class A Common Stock M 40000 $18.71 Acquired 40084 Direct
2021-11-02 Class A Common Stock S 3027 $333.2428 Disposed 37057 Direct
2021-11-02 Class A Common Stock S 2655 $334.3183 Disposed 34402 Direct
2021-11-02 Class A Common Stock S 4220 $335.206 Disposed 30182 Direct
2021-11-02 Class A Common Stock S 8492 $336.4755 Disposed 21690 Direct
2021-11-02 Class A Common Stock S 6450 $337.4454 Disposed 15240 Direct
2021-11-02 Class A Common Stock S 3587 $338.4308 Disposed 11653 Direct
2021-11-02 Class A Common Stock S 5207 $339.5465 Disposed 6446 Direct
2021-11-02 Class A Common Stock S 3301 $340.44 Disposed 3145 Direct
2021-11-02 Class A Common Stock S 1761 $341.5717 Disposed 1384 Direct
2021-11-02 Class A Common Stock S 400 $342.4775 Disposed 984 Direct
2021-11-02 Class A Common Stock S 700 $343.9671 Disposed 284 Direct
2021-11-02 Class A Common Stock S 200 $344.63 Disposed 84 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-02 Employee Stock Option (right to buy) $18.71 M 40000 Disposed 2030-02-04 Class A Common Stock (40000.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 5344 Indirect

Footnotes

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 1, 2021, during an open trading window.

F2: Includes 84 shares acquired on October 29, 2021, pursuant to the Issuer's 2021 Employee Stock Purchase Plan.

F3: Represents the weighted average sale price. The lowest price at which shares were sold was $332.73 and the highest price at which shares were sold was $333.61. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (3) to (14) to this Form 4.

F4: Represents the weighted average sale price. The lowest price at which shares were sold was $333.77 and the highest price at which shares were sold was $334.75.

F5: Represents the weighted average sale price. The lowest price at which shares were sold was $334.905 and the highest price at which shares were sold was $335.88.

F6: Represents the weighted average sale price. The lowest price at which shares were sold was $335.97 and the highest price at which shares were sold was $336.96.

F7: Represents the weighted average sale price. The lowest price at which shares were sold was $336.97 and the highest price at which shares were sold was $337.96.

F8: Represents the weighted average sale price. The lowest price at which shares were sold was $337.98 and the highest price at which shares were sold was $338.97.

F9: Represents the weighted average sale price. The lowest price at which shares were sold was $339.05 and the highest price at which shares were sold was $339.99.

F10: Represents the weighted average sale price. The lowest price at which shares were sold was $340.07 and the highest price at which shares were sold was $340.91.

F11: Represents the weighted average sale price. The lowest price at which shares were sold was $341.11 and the highest price at which shares were sold was $341.89.

F12: Represents the weighted average sale price. The lowest price at which shares were sold was $342.11 and the highest price at which shares were sold was $342.92.

F13: Represents the weighted average sale price. The lowest price at which shares were sold was $343.55 and the highest price at which shares were sold was $344.40.

F14: Represents the weighted average sale price. The lowest price at which shares were sold was $344.59 and the highest price at which shares were sold was $344.67.

F15: These shares are held of record by The Chatterjee Family Revocable Trust, of which the Reporting Person and the Reporting Person's spouse are co-trustees. The Reporting Person disclaims beneficial ownership of the shares owned by The Chatterjee Family Revocable Trust, except to the extent of his pecuniary interest therein, if any.

F16: The total number of shares subject to the option is 2,002,036, of which 5,344 options have been exercised. The option vested with respect to 1/4th of the total shares underlying the option on February 3, 2021, and the remaining 3/4th of the shares underlying the option will vest in equal monthly installments thereafter until the option is fully vested on February 3, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.