COHU INC — Director's Dealing 2020

Nov 11, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: COHU INC (COHU)
CIK: 0000021535
Period of Report: 2020-05-05

Reporting Person: LAWEE IAN P (VP & GM Semiconductor Test Grp)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-05	Common Stock (ESPP)	A	889	$14.05	Acquired	39368	Direct
2020-11-06	Common Stock (ESPP)	A	795	$12.92	Acquired	40163	Direct

Footnotes

F1: These shares were acquired under the Cohu, Inc. 1997 Employee Stock Purchase Plan (the Plan), for the purchase period of November 1, 2019 through April 30, 2020. This transaction is exempt pursuant to Rule 16-b3(c).

F2: The Offering Period (as defined in the Plan) ended April 30, 2020, and the shares were acquired on May 5, 2020. Due to an administrative oversight, this is a late filing for this one transaction.

F3: In accordance with the Plan, these shares were purchased at a price not less than eighty-five percent (85%) of the lesser of (a) the Fair Market Value of a share of Stock on the Offering Date of the Offering Period (as defined by the Plan as November 1, 2019), or (b) the Fair Market Value of a share of Stock on the Purchase Date of the Offering Period (as defined by the Plan as April 30, 2020).

F4: These shares were acquired under the Cohu, Inc. 1997 Employee Stock Purchase Plan (the Plan), for the purchase period of May 1, 2020 through October 31, 2020. This transaction is exempt pursuant to Rule 16-b3(c).

F5: The Offering Period (as defined in the Plan) ended October 31, 2020, and the shares were acquired on November 6, 2020.

F6: In accordance with the Plan, these shares were purchased at a price not less than eighty-five percent (85%) of the lesser of (a) the Fair Market Value of a share of Stock on the Offering Date of the Offering Period (as defined by the Plan as May 1, 2020), or (b) the Fair Market Value of a share of Stock on the Purchase Date of the Offering Period (as defined by the Plan as October 30, 2020, the last trading day prior to the end of the Offering Period).

F7: Number of shares includes 34,744 RSUs (excluding the impact of shares that will be withheld to cover tax obligations) previously reported that in the future will be converted on a one-for-one basis into shares of Cohu, Inc. Common Stock immediately upon the vesting dates (assuming continued employment and achievement of specified performance goals).