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COHU INC — Director's Dealing 2020
Nov 16, 2020
32277_dirs_2020-11-16_95992230-3135-419c-b9c5-186a461beae6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COHU INC (COHU)
CIK: 0000021535
Period of Report: 2020-11-12
Reporting Person: Muller Luis A (President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-12 | Common Stock | M | 4000 | $9.44 | Acquired | 569155 | Direct |
| 2020-11-12 | Common Stock | S | 4000 | $25.50 | Disposed | 565155 | Direct |
| 2020-11-12 | Common Stock | M | 4000 | $9.44 | Acquired | 569155 | Direct |
| 2020-11-12 | Common Stock | S | 4000 | $26.30 | Disposed | 565155 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-12 | Employee Stock Options (right to buy) | $9.44 | M | 4000 | Disposed | 2023-03-26 | Common Stock (4000) | Direct |
| 2020-11-12 | Employee Stock Options (right to buy) | $9.44 | M | 4000 | Disposed | 2023-03-26 | Common Stock (4000) | Direct |
Footnotes
F1: The shares with respect to this transaction were sold at an exact price of $25.50.
F2: The shares with respect to this transaction were sold at an exact price of $26.30.
F3: Number of shares includes 320,376 RSUs (excluding the impact of shares that will be withheld to cover tax obligations) previously reported that in the future will be converted on a one-for-one basis into shares of Cohu, Inc. Common Stock immediately upon the vesting dates (assuming continued employment and achievement of specified performance goals).
F4: The options vested fully on March 26, 2017.