AI assistant
COHU INC — Director's Dealing 2020
Nov 18, 2020
32277_dirs_2020-11-18_19de2795-14e9-4b47-96f3-4429144a48ca.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COHU INC (COHU)
CIK: 0000021535
Period of Report: 2020-11-16
Reporting Person: Muller Luis A (President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-16 | Common Stock | M | 5000 | $9.44 | Acquired | 570155 | Direct |
| 2020-11-16 | Common Stock | S | 5000 | $27.50 | Disposed | 565155 | Direct |
| 2020-11-17 | Common Stock | M | 5000 | $9.44 | Acquired | 570155 | Direct |
| 2020-11-17 | Common Stock | S | 5000 | $28.30 | Disposed | 565155 | Direct |
| 2020-11-17 | Common Stock | M | 5000 | $9.44 | Acquired | 570155 | Direct |
| 2020-11-17 | Common Stock | S | 5000 | $28.70 | Disposed | 565155 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-16 | Employee Stock Options (right to buy) | $9.44 | M | 5000 | Disposed | 2023-03-26 | Common Stock (5000) | Direct |
| 2020-11-17 | Employee Stock Options (right to buy) | $9.44 | M | 5000 | Disposed | 2023-03-26 | Common Stock (5000) | Direct |
| 2020-11-17 | Employee Stock Options (right to buy) | $9.44 | M | 5000 | Disposed | 2023-03-26 | Common Stock (5000) | Direct |
Footnotes
F1: This transaction was made pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on February 25, 2020 (the "Plan").
F2: The shares with respect to this transaction were sold at an exact price of $27.50.
F3: The shares with respect to this transaction were sold at an exact price of $28.30.
F4: The shares with respect to this transaction were sold at an exact price of $28.70.
F5: Number of shares includes 320,376 RSUs (excluding the impact of shares that will be withheld to cover tax obligations) previously reported that in the future will be converted on a one-for-one basis into shares of Cohu, Inc. Common Stock immediately upon the vesting dates (assuming continued employment and achievement of specified performance goals).
F6: The options vested fully on March 26, 2017.