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COHU INC — Director's Dealing 2017
Sep 6, 2017
32277_dirs_2017-09-06_cdfeb0aa-a6ba-440d-9b57-bbad8d5e0e33.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COHU INC (COHU)
CIK: 0000021535
Period of Report: 2017-09-01
Reporting Person: DONAHUE JAMES A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-01 | Common Stock | M | 37500 | $7.32 | Acquired | 444049 | Direct |
| 2017-09-01 | Common Stock | S | 37500 | $18.70 | Disposed | 406549 | Direct |
| 2017-09-05 | Common Stock | M | 37500 | $7.32 | Acquired | 444049 | Direct |
| 2017-09-05 | Common Stock | S | 37500 | $18.73 | Disposed | 406549 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-01 | Employee Stock Option (Right to Buy) | $7.32 | M | 37500 | Acquired | 2019-03-20 | Common Stock (37500) | Direct |
| 2017-09-05 | Employee Stock Option (Right to Buy) | $7.32 | M | 37500 | Acquired | 2019-03-20 | Common Stock (37500) | Direct |
Footnotes
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2017 (the "Plan").
F2: The shares with respect to this transaction were sold in multiple trades at prices ranging from $18.50 to 18.85; The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Number of shares includes 39,711 Restricted Stock Units (RSU) and 70,891 Deferred Stock Units (DSUs) previously reported that in the future will be converted on a one-for-one basis into shares of Cohu, Inc. Common Stock, immediately upon vesting which vesting is scheduled to occur in annual installments (assuming continued service to the Board and achievement of specified performance goals).
F4: The shares with respect to this transaction were sold in multiple trades at prices ranging from $18.52 to 18.91; The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: The option vested in four equal installments beginning on March 20, 2010.