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Coherus Oncology, Inc. — Director's Dealing 2014
Nov 12, 2014
33711_dirs_2014-11-12_1c09fa75-ab87-4333-a52b-f8a6799f1e0f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Coherus BioSciences, Inc. (CHRS)
CIK: 0001512762
Period of Report: 2014-11-12
Reporting Person: HEALY JAMES (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-12 | Common Stock, $0.0001 par value | C | 47 | — | Acquired | 47 | Direct |
| 2014-11-12 | Common Stock, $0.0001 par value | C | 1846890 | — | Acquired | 1981863 | Indirect |
| 2014-11-12 | Common Stock, $0.0001 par value | C | 149970 | — | Acquired | 2131833 | Indirect |
| 2014-11-12 | Common Stock, $0.0001 par value | P | 425926 | $13.50 | Acquired | 2557759 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-12 | Series B Preferred Stock | $ | C | 47 | Disposed | Common Stock (47) | Direct | |
| 2014-11-12 | Series B Preferred Stock | $ | C | 1846890 | Disposed | Common Stock (1846890) | Indirect | |
| 2014-11-12 | Series C Preferred Stock | $ | C | 149970 | Disposed | Common Stock (149970) | Indirect |
Footnotes
F1: The Series B Preferred Stock and Series C Preferred Stock automatically converted into shares of Issuer's Common Stock on a 1 for 1 basis upon the closing of Issuer's initial public offering.
F2: The Reporting Person is one of the managing members of the general partner of Sofinnova Venture Partners VII, L.P. that directly holds the reported securities, and as such, may be deemed to share voting and investment power with respect to such securities. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his proportionate pecuniary interest in Sofinnova Ventures Partners VII, L.P.
F3: Sofinnova Venture Partners VII, L.P. purchased an additional 425,926 shares of Issuer's Common Stock in connection with the IPO at the offering price of $13.50 per share.
F4: The Series B Preferred Stock and Series C Preferred Stock have no expiration date.