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Coherus Oncology, Inc. Director's Dealing 2014

Nov 12, 2014

33711_dirs_2014-11-12_1c09fa75-ab87-4333-a52b-f8a6799f1e0f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Coherus BioSciences, Inc. (CHRS)
CIK: 0001512762
Period of Report: 2014-11-12

Reporting Person: HEALY JAMES (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-11-12 Common Stock, $0.0001 par value C 47 Acquired 47 Direct
2014-11-12 Common Stock, $0.0001 par value C 1846890 Acquired 1981863 Indirect
2014-11-12 Common Stock, $0.0001 par value C 149970 Acquired 2131833 Indirect
2014-11-12 Common Stock, $0.0001 par value P 425926 $13.50 Acquired 2557759 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-11-12 Series B Preferred Stock $ C 47 Disposed Common Stock (47) Direct
2014-11-12 Series B Preferred Stock $ C 1846890 Disposed Common Stock (1846890) Indirect
2014-11-12 Series C Preferred Stock $ C 149970 Disposed Common Stock (149970) Indirect

Footnotes

F1: The Series B Preferred Stock and Series C Preferred Stock automatically converted into shares of Issuer's Common Stock on a 1 for 1 basis upon the closing of Issuer's initial public offering.

F2: The Reporting Person is one of the managing members of the general partner of Sofinnova Venture Partners VII, L.P. that directly holds the reported securities, and as such, may be deemed to share voting and investment power with respect to such securities. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his proportionate pecuniary interest in Sofinnova Ventures Partners VII, L.P.

F3: Sofinnova Venture Partners VII, L.P. purchased an additional 425,926 shares of Issuer's Common Stock in connection with the IPO at the offering price of $13.50 per share.

F4: The Series B Preferred Stock and Series C Preferred Stock have no expiration date.