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COHERENT CORP. — Director's Dealing 2021
May 29, 2021
30355_dirs_2021-05-28_624f49b8-8707-404c-a16e-054e935d9349.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2021-05-27
Reporting Person: BASHAW WALTER ROBERT II (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-27 | Common Stock | M | 15500.00 | $18.73 | Acquired | 55559.00 | Direct |
| 2021-05-27 | Common Stock | S | 11155.00 | $68.7544 | Disposed | 44404.00 | Direct |
| 2021-05-27 | Common Stock | S | 1917.00 | $67.7764 | Disposed | 42487.00 | Direct |
| 2021-05-27 | Common Stock | S | 2428.00 | $69.4322 | Disposed | 40059.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-27 | Option (Right to Buy) | $18.73 | M | 15500.00 | Disposed | 2025-11-07 | Common Stock (15500.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 80.00 | Indirect |
| Common Stock | 1400.00 | Indirect |
Footnotes
F1: Includes 261 shares acquired in a non-reportable transaction through II-VI Incorporated's employee stock purchase plan.
F2: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May12, 2021.
F3: Represents the weighted average of multiple sale transactions ranging in price from $68.27 to $69.26. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F4: Represents the weighted average of multiple sale transactions ranging in price from $67.27 to $68.24. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F5: Represents the weighted average of multiple sale transactions ranging in price from $69.27 to $69.60. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F6: The options vest in five equal annual installments beginning on November 7, 2016.