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COHERENT CORP. — Director's Dealing 2020
Feb 4, 2020
30355_dirs_2020-02-04_dcb429a9-032a-4150-bc2e-2fd5093100c1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2020-01-31
Reporting Person: MATTERA VINCENT D JR (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-31 | Common Stock | M | 29000.00 | $13.165 | Acquired | 455651.00 | Direct |
| 2020-01-31 | Common Stock | S | 29000.00 | $33.6531 | Disposed | 426651.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-31 | Option (Right to Buy) | $13.165 | M | 29000.00 | Disposed | 2020-02-10 | Common Stock (29000.00) | Direct |
Footnotes
F1: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 17, 2019.
F2: Represents the weighted average of multiple sale transactions ranging in price from $33.37 to $33.90. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3: The options fully vested February 10, 2015.
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