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COHERENT CORP. — Director's Dealing 2020
Nov 10, 2020
30355_dirs_2020-11-10_96296df0-bb02-4792-b305-77830bd35285.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2020-11-09
Reporting Person: PELAEZ MARC Y E (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-09 | Common Stock | M | 9300.00 | $17.53 | Acquired | 77643.00 | Direct |
| 2020-11-09 | Common Stock | M | 8620.00 | $18.93 | Acquired | 86263.00 | Direct |
| 2020-11-09 | Common Stock | M | 8270.00 | $19.37 | Acquired | 94533.00 | Direct |
| 2020-11-09 | Common Stock | M | 11440.00 | $13.99 | Acquired | 105973.00 | Direct |
| 2020-11-09 | Common Stock | S | 37630.00 | $56.9594 | Disposed | 68343.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-09 | Option (Right to Buy) | $17.53 | M | 9300.00 | Disposed | 2021-08-20 | Common Stock (9300.00) | Direct |
| 2020-11-09 | Option (Right to Buy) | $18.93 | M | 8620.00 | Disposed | 2022-08-18 | Common Stock (8620.00) | Direct |
| 2020-11-09 | Option (Right to Buy) | $19.37 | M | 8270.00 | Disposed | 2023-08-17 | Common Stock (8270.00) | Direct |
| 2020-11-09 | Option (Right to Buy) | $13.99 | M | 11440.00 | Disposed | 2024-08-16 | Common Stock (11440.00) | Direct |
Footnotes
F1: Represents the weighted average of multiple sale transactions ranging in price from $56.90 to $57.1002. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F2: The options fully vested on August 20, 2016.
F3: The options fully vested on August 18, 2017.
F4: The options fully vested on August 17, 2018.
F5: The options fully vested on August 16, 2019.
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