COHERENT CORP. — Director's Dealing 2020

Nov 18, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2020-11-16

Reporting Person: MATTERA VINCENT D JR (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-16	Common Stock	M	50000.00	$17.53	Acquired	582050.00	Direct
2020-11-16	Common Stock	S	109597.00	$59.6328	Disposed	472453.00	Direct
2020-11-17	Common Stock	M	19600.00	$17.53	Acquired	492053.00	Direct
2020-11-17	Common Stock	M	47550.00	$18.93	Acquired	539603.00	Direct
2020-11-17	Common Stock	M	32850.00	$19.37	Acquired	572453.00	Direct
2020-11-17	Common Stock	S	57506.00	$59.7809	Disposed	514947.00	Direct
2020-11-17	Common Stock	S	80497.00	$60.5711	Disposed	434450.00	Direct
2020-11-17	Common Stock	S	900.00	$61.1044	Disposed	433550.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-16	Option (Right to buy)	$17.53	M	50000.00	Disposed	2021-08-20	Common Stock (50000.00)	Direct
2020-11-17	Option (Right to buy)	$19.37	M	32850.00	Disposed	2023-08-17	Common Stock (32850.00)	Direct
2020-11-17	Option (Right to buy)	$18.93	M	47550.00	Disposed	2022-08-18	Common Stock (47550.00)	Direct
2020-11-17	Option (Right to buy)	$17.53	M	19600.00	Disposed	2021-08-20	Common Stock (19600.00)	Direct

Footnotes

F1: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2020.

F2: Represents the weighted average of multiple sale transactions ranging in price from $59.07 to $60.04. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

F3: Represents the weighted average of multiple sale transactions ranging in price from $60.07 to $61.06. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

F4: Represents the weighted average of multiple sale transactions ranging in price from $61.07 to $61.14. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

F5: The options fully vested on August 20, 2016.

F6: The options fully vested on August 17, 2018.

F7: The options fully vested on August 18, 2017.