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COHERENT CORP. — Director's Dealing 2020
Nov 18, 2020
30355_dirs_2020-11-17_45e594d6-7a48-4728-a3e8-d3b3ca7c0f6c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2020-11-16
Reporting Person: BARBAROSSA GIOVANNI (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-16 | Common Stock | M | 7000.00 | $16.45 | Acquired | 117175.00 | Direct |
| 2020-11-16 | Common Stock | M | 13010.00 | $19.37 | Acquired | 130185.00 | Direct |
| 2020-11-16 | Common Stock | M | 30530.00 | $13.99 | Acquired | 160715.00 | Direct |
| 2020-11-16 | Common Stock | M | 31360.00 | $17.84 | Acquired | 192075.00 | Direct |
| 2020-11-16 | Common Stock | M | 22841.00 | $21.67 | Acquired | 214916.00 | Direct |
| 2020-11-16 | Common Stock | S | 80031.00 | $59.4862 | Disposed | 134885.00 | Direct |
| 2020-11-16 | Common Stock | S | 24710.00 | $60.0514 | Disposed | 110175.00 | Direct |
| 2020-11-17 | Common Stock | M | 1879.00 | $21.67 | Acquired | 112054.00 | Direct |
| 2020-11-17 | Common Stock | S | 1879.00 | $59.6517 | Disposed | 110175.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-16 | Option (Right to Buy) | $21.67 | M | 22841.00 | Disposed | 2026-08-20 | Common Stock (22841.00) | Direct |
| 2020-11-16 | Option (Right to buy) | $19.37 | M | 13010.00 | Disposed | 2023-08-17 | Common Stock (13010.00) | Direct |
| 2020-11-16 | Option (Right to buy) | $17.84 | M | 31360.00 | Disposed | 2025-08-15 | Common Stock (31360.00) | Direct |
| 2020-11-16 | Option (Right to buy) | $16.45 | M | 7000.00 | Disposed | 2022-11-02 | Common Stock (7000.00) | Direct |
| 2020-11-16 | Option (Right to buy) | $13.99 | M | 30530.00 | Disposed | 2024-08-16 | Common Stock (30530.00) | Direct |
| 2020-11-17 | Option (Right to Buy) | $21.67 | M | 1879.00 | Disposed | 2026-08-20 | Common Stock (1879.00) | Direct |
Footnotes
F1: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2020.
F2: Represents the weighted average of multiple sale transactions ranging in price from $58.93 to $59.91. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3: Represents the weighted average of multiple sale transactions ranging in price from $59.93 to $60.45. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F4: Represents the weighted average of multiple sale transactions ranging in price from $59.27 to $59.81. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F5: The options fully vested on August 20, 2020.
F6: The options fully vested on August 17, 2018.
F7: The options fully vested on August 15, 2020.
F8: The options fully vested on November 2, 2017.
F9: The options fully vested on August 16, 2019.