COHERENT CORP. — Director's Dealing 2020

Nov 23, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2020-11-19

Reporting Person: MATTERA VINCENT D JR (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-19	Common Stock	M	8460.00	$19.37	Acquired	442010.00	Direct
2020-11-19	Common Stock	M	16540.00	$13.99	Acquired	458550.00	Direct
2020-11-19	Common Stock	S	25000.00	$62.1815	Disposed	433550.00	Direct
2020-11-20	Common Stock	M	26350.00	$13.99	Acquired	459900.00	Direct
2020-11-20	Common Stock	S	26350.00	$64.1278	Disposed	433550.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-19	Option (Right to buy)	$19.37	M	8460.00	Disposed	2023-08-17	Common Stock (8460.00)	Direct
2020-11-19	Option (Right to buy)	$13.99	M	16540.00	Disposed	2024-08-16	Common Stock (16540.00)	Direct
2020-11-20	Option (Right to buy)	$13.99	M	26350.00	Disposed	2024-08-16	Common Stock (26350.00)	Direct

Footnotes

F1: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2020.

F2: Represents the weighted average of multiple sale transactions ranging in price from $62.00 to $62.71. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

F3: Represents the weighted average of multiple sale transactions ranging in price from $64.00 to $64.27. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

F4: The options fully vested on August 17, 2018.

F5: The options fully vested on August 16, 2019.