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COHERENT CORP. Director's Dealing 2019

Mar 12, 2019

30355_dirs_2019-03-12_f7e83822-c34b-4a42-8abb-b83f97a2a4d3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2019-03-11

Reporting Person: KRAMER FRANCIS J (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-03-11 Common Stock M 30000.00 $12.075 Acquired 192647.00 Direct
2019-03-11 Common Stock S 30000.00 $39.62 Disposed 162647.00 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-03-11 Option (Right to Buy) $12.075 M 30000.00 Disposed 2019-08-15 Common Stock (30000.00) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 137157.00 Indirect
Common Stock 285401.00 Indirect

Footnotes

F1: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019.

F2: Represents the weighted average of multiple sale transactions ranging in price from $39.53 to $39.77. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

F3: The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F4: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F5: The options fully vested on August 15, 2009.