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COHERENT CORP. — Director's Dealing 2019
Apr 4, 2019
30355_dirs_2019-04-04_27daa0a2-5b6c-46c6-bc8f-d925489b6e41.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2019-04-03
Reporting Person: MATTERA VINCENT D JR (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-03 | Common Stock | M | 13827.00 | $12.075 | Acquired | 271992.00 | Direct |
| 2019-04-03 | Common Stock | S | 13827.00 | $40.0956 | Disposed | 258165.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-03 | Option (Right to Buy) | $12.075 | M | 13827.00 | Disposed | 2019-08-15 | Common Stock (13827.00) | Direct |
Footnotes
F1: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2018.
F2: Represents the weighted average of multiple sale transactions ranging in price from $40.0000 to $40.2400. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3: The grant of these options previously was reported as covering 7,900 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
F4: These options vested in five equal annual installments beginning on August 15, 2010.