COHERENT CORP. — Director's Dealing 2019

Jul 9, 2019

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2019-07-01

Reporting Person: Koeppen Christopher (N/A)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	9003.00	Direct
Common Stock	15.00	Indirect
Common Stock	15.00	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option (Right to Buy)	$25.91	2021-07-01	Common Stock (2700.00)		Direct
Option (Right to Buy)	$18.93	2022-08-18	Common Stock (3120.00)		Direct
Option (Right to Buy)	$19.37	2023-08-17	Common Stock (2240.00)		Direct
Option (Right to Buy)	$13.99	2024-08-16	Common Stock (2330.00)		Direct
Option (Right to Buy)	$17.84	2025-08-15	Common Stock (1920.00)		Direct
Option (Right to Buy)	$21.67	2026-08-20	Common Stock (1860.00)		Direct
Option (Right to Buy)	$35.25	2027-08-18	Common Stock (1740.00)		Direct
Option (Right to Buy)	$49.90	2028-08-28	Common Stock (1380.00)		Direct

Footnotes

F1: Includes 1,264 shares of restricted stock granted to the reporting person under the Issuer's Second Amended and Restated 2012 Omnibus Incentive Plan. The shares of restricted stock will vest in full three years from the applicable grant date.

F2: The options fully vested on July 1, 2016.

F3: The options fully vested on August 18, 2017.

F4: The options fully vested on August 17, 2018.

F5: The options will fully vest on August 16, 2019.

F6: The options vest in five equal annual installments beginning on August 15, 2016.

F7: The options vest in four equal annual installments beginning on August 20, 2017.

F8: The options vested in four equal annual installments beginning on August 18, 2018.

F9: The options vest in four equal annual installments beginning on August 28, 2019.