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COHERENT CORP. — Director's Dealing 2018
Mar 20, 2018
30355_dirs_2018-03-20_b91bff6f-62b7-458c-b28c-3528b8c9b619.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2018-03-20
Reporting Person: MATTERA VINCENT D JR (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-20 | Common Stock | M | 8000 | $18.345 | Acquired | 260335 | Direct |
| 2018-03-20 | Common Stock | S | 8000 | $47.3423 | Disposed | 252335 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-20 | Option (Right to Buy) | $18.345 | M | 8000 | Disposed | 2018-05-03 | Common Stock (8000) | Direct |
Footnotes
F1: Represents the weighted average of multiple sale transactions ranging in price from $47.2770 to $47.4050. The reporting person agrees to provide full information regarding the number of shares at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F2: The grant of these options previously was reported as covering 4,000 shares at an exercise price of $36.69 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
F3: These options vested in five equal annual installments beginning on May 3, 2009.