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COHERENT CORP. — Director's Dealing 2018
Aug 2, 2018
30355_dirs_2018-08-02_126d7bf4-032c-4b84-8606-0d2518b89240.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2018-08-01
Reporting Person: MATTERA VINCENT D JR (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-01 | Common Stock | M | 9450 | $23.495 | Acquired | 250310 | Direct |
| 2018-08-01 | Common Stock | S | 6223 | $39.4744 | Disposed | 244087 | Direct |
| 2018-08-01 | Common Stock | S | 2327 | $40.1685 | Disposed | 241760 | Direct |
| 2018-08-01 | Common Stock | S | 900 | $40.9778 | Disposed | 240860 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-01 | Option (Right to Buy) | $23.495 | M | 9450 | Disposed | 2018-08-16 | Common Stock (9450) | Direct |
Footnotes
F1: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2018.
F2: Represents the weighted average of multiple sale transactions ranging in price from $38.7500 to $39.7000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3: Represents the weighted average of multiple sale transactions ranging in price from $39.7500 to $40.7000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F4: Represents the weighted average of multiple sale transactions ranging in price from $40.7500 to $41.2500. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F5: The grant of these options previously was reported as covering 4,725 shares at an exercise price of $46.99 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
F6: These options vested in five equal annual intallments beginning on August 16, 2009.