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COHERENT CORP. — Director's Dealing 2018
Aug 13, 2018
30355_dirs_2018-08-13_e072d137-97d0-4a2b-89e1-3a5e230c45db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2018-08-09
Reporting Person: CORASANTI JOSEPH J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-09 | Common Stock | M | 23000 | $10.04 | Acquired | 73026 | Direct |
| 2018-08-09 | Common Stock | M | 7000 | $12.075 | Acquired | 80026 | Direct |
| 2018-08-09 | Common Stock | S | 30000 | $44.7704 | Disposed | 50026 | Direct |
| 2018-08-10 | Common Stock | M | 10120 | $12.075 | Acquired | 60146 | Direct |
| 2018-08-10 | Common Stock | S | 7120 | $45.0712 | Disposed | 53026 | Direct |
| 2018-08-10 | Common Stock | S | 3000 | $45.5435 | Disposed | 50026 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-09 | Option (Right to Buy) | $10.04 | M | 23000 | Disposed | 2019-02-07 | Common Stock (23000) | Direct |
| 2018-08-09 | Option (Right to Buy) | $12.075 | M | 7000 | Disposed | 2019-08-15 | Common Stock (7000) | Direct |
| 2018-08-10 | Option (Right to Buy) | $12.075 | M | 10120 | Disposed | 2019-08-15 | Common Stock (10120) | Direct |
Footnotes
F1: The total amount of securities beneficially owned has been adjusted to reflect beneficial ownership of 9,000 additional shares that previously were inadvertently omitted in the amount of securities beneficially owned by the reporting person.
F2: Represents the weighted average of multiple sale transactions ranging in price from $44.7019 to $44.8013. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3: Represents the weighted average of multiple sale transactions ranging in price from $44.5000 to $45.2903. The reported person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F4: The grant of these options previously was reported as covering 11,500 shares at an exercise price of $20.08 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
F5: These options vested in five equal annual installments beginning on February 7, 2010.
F6: The grant of these options previously was reported as covering 8,560 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
F7: These options vested in five equal annual installments beginning on August 15, 2010.