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COHERENT CORP. Director's Dealing 2018

Aug 13, 2018

30355_dirs_2018-08-13_e072d137-97d0-4a2b-89e1-3a5e230c45db.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2018-08-09

Reporting Person: CORASANTI JOSEPH J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-08-09 Common Stock M 23000 $10.04 Acquired 73026 Direct
2018-08-09 Common Stock M 7000 $12.075 Acquired 80026 Direct
2018-08-09 Common Stock S 30000 $44.7704 Disposed 50026 Direct
2018-08-10 Common Stock M 10120 $12.075 Acquired 60146 Direct
2018-08-10 Common Stock S 7120 $45.0712 Disposed 53026 Direct
2018-08-10 Common Stock S 3000 $45.5435 Disposed 50026 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-08-09 Option (Right to Buy) $10.04 M 23000 Disposed 2019-02-07 Common Stock (23000) Direct
2018-08-09 Option (Right to Buy) $12.075 M 7000 Disposed 2019-08-15 Common Stock (7000) Direct
2018-08-10 Option (Right to Buy) $12.075 M 10120 Disposed 2019-08-15 Common Stock (10120) Direct

Footnotes

F1: The total amount of securities beneficially owned has been adjusted to reflect beneficial ownership of 9,000 additional shares that previously were inadvertently omitted in the amount of securities beneficially owned by the reporting person.

F2: Represents the weighted average of multiple sale transactions ranging in price from $44.7019 to $44.8013. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

F3: Represents the weighted average of multiple sale transactions ranging in price from $44.5000 to $45.2903. The reported person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

F4: The grant of these options previously was reported as covering 11,500 shares at an exercise price of $20.08 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F5: These options vested in five equal annual installments beginning on February 7, 2010.

F6: The grant of these options previously was reported as covering 8,560 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F7: These options vested in five equal annual installments beginning on August 15, 2010.