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COHERENT CORP. — Director's Dealing 2017
Dec 1, 2017
30355_dirs_2017-12-01_7ef92c40-8c65-4950-8f0f-19e3aa6a9b32.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2017-11-30
Reporting Person: Wagner David G (VP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-30 | Common Stock | M | 4444 | $12.795 | Acquired | 53246 | Direct |
| 2017-11-30 | Common Stock | M | 2133 | $12.075 | Acquired | 55379 | Direct |
| 2017-11-30 | Common Stock | S | 6277 | $47.6099 | Disposed | 49102 | Direct |
| 2017-11-30 | Common Stock | S | 300 | $48.1333 | Disposed | 48802 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-30 | Option (Right to Buy) | $12.795 | M | 4444 | Disposed | 2018-11-10 | Common Stock (4444) | Direct |
| 2017-11-30 | Option (Right to Buy) | $12.075 | M | 2133 | Disposed | 2019-08-15 | Common Stock (2133) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 500 | Indirect |
Footnotes
F1: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2017.
F2: Represents the weighted average of multiple sale transactions ranging in price from $47.1000 to $48.0500. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3: Represents the weighted average of mulitple sale transactions ranging in price from $48.1000 to $48.2000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F4: The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F5: The options vested in full on November 10, 2013.
F6: The options vested in full on August 15, 2014.