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COHERENT CORP. — Director's Dealing 2017
Apr 28, 2017
30355_dirs_2017-04-28_ec3d1237-0987-4945-b4e7-90f112f0070d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2017-04-28
Reporting Person: DICICCO WENDY F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-28 | Common Stock | M | 2500 | $15.415 | Acquired | 33046 | Direct |
| 2017-04-28 | Common Stock | S | 2500 | $33.188 | Disposed | 30546 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-28 | Option (Right to Buy) | $15.415 | M | 2500 | Disposed | 2018-02-09 | Common Stock (2500) | Direct |
Footnotes
F1: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2017.
F2: Represents the weighted average of multiple sale transactions ranging in price from $32.8500 to $33.5000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3: The grant of these options previously was reported as covering 10,000 shares at an exercise price of $30.83 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
F4: These options vested in five equal annual installments beginning on February 9, 2009.