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COHERENT CORP. — Director's Dealing 2017
Feb 6, 2017
30355_dirs_2017-02-06_c14833d4-5949-4ad4-92fc-096409149012.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2017-02-06
Reporting Person: Wagner David G (VP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-06 | Common Stock | M | 6666 | $12.795 | Acquired | 48335 | Direct |
| 2017-02-06 | Common Stock | S | 6666 | $36.5428 | Disposed | 41669 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-06 | Option (Right to Buy) | $12.795 | M | 6666 | Disposed | 2018-11-10 | Common Stock (6666) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 500 | Indirect |
Footnotes
F1: Represents the weighted average of multiple sales transactions ranging in price from $36.5414 to $36.5750. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F2: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F3: The options vested in full on November 10, 2013.