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COHERENT CORP. — Director's Dealing 2017
Mar 1, 2017
30355_dirs_2017-03-01_c4aa82b1-fcc1-49b8-bfb8-fccd4abe7386.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2017-02-28
Reporting Person: KRAMER FRANCIS J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-28 | Common Stock | S | 49117 | $35.7426 | Disposed | 390108 | Direct |
| 2017-02-28 | Common Stock | S | 833 | $36.35 | Disposed | 389225 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 285401 | Indirect |
Footnotes
F1: Represents shares sold upon pay-out of the stock portion of the reporting person's deferred compensation account in order to facilitate the payment of the reporting person's associated tax obligations. The shares comprising the stock portion of the reporting person's deferred compensation account previously were reported in Table I and thereafter were reflected in the reporting person's aggregate beneficial ownership in Table I.
F2: Represents the weighted average of multiple sales transactions ranging in price from $35.3000 to $36.2999. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3: Represents the weighted average of multiple sales transactions ranging in price from $36.3500 to $37.3499. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F4: The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.